The unusual low temperature behaviour of metals and metal alloys, such as heavy fermion systems, Mott insulators and unconventional superconductors, has been a central topic of scientific investigation for over half a century. Due to strong correlations between the many particles, the solution to most theoretical models of these systems is difficult because standard perturbation methods break down. In certain cases, non-perturbative renormalization group approaches can be used to access the low energy behaviour and take into account the effects of strong correlations. However, these methods do not work for several important and interesting classes of model. These include lattice models with finite dimension, models with impurities of high degeneracy and steady state transport through quantum dots. The aim of this thesis is therefore to develop a new and general renormalization group approach that will lend itself to wide application in models where existing techniques fail. The method explored here utilises renormalized perturbation theory (RPT) in conjunction with scaling equations and collective excitations. It is tested on the single impurity Anderson model, the paradigmatic model used to understand magnetic impurities within a non-magnetic host metal. The Anderson model is simple yet exhibits interesting features due to strong correlation, such as a single renormalized low energy scale called the Kondo temperature. This model is also well understood as it has been solved using the numerical renormalization group (NRG), which provides ample numerical data against which this new technique is compared. Finally, a preliminary study is given for this method when it is applied to a wider class of models.
The unusual low temperature behaviour of metals and metal alloys, such as heavy fermion systems, Mott insulators and unconventional superconductors, has been a central topic of scientific investigation for over half a century. Due to strong correlations between the many particles, the solution to most theoretical models of these systems is difficult because standard perturbation methods break down. In certain cases, non-perturbative renormalization group approaches can be used to access the low energy behaviour and take into account the effects of strong correlations. However, these methods do not work for several important and interesting classes of model. These include lattice models with finite dimension, models with impurities of high degeneracy and steady state transport through quantum dots. The aim of this thesis is therefore to develop a new and general renormalization group approach that will lend itself to wide application in models where existing techniques fail. The method explored here utilises renormalized perturbation theory (RPT) in conjunction with scaling equations and collective excitations. It is tested on the single impurity Anderson model, the paradigmatic model used to understand magnetic impurities within a non-magnetic host metal. The Anderson model is simple yet exhibits interesting features due to strong correlation, such as a single renormalized low energy scale called the Kondo temperature. This model is also well understood as it has been solved using the numerical renormalization group (NRG), which provides ample numerical data against which this new technique is compared. Finally, a preliminary study is given for this method when it is applied to a wider class of models.
An essential role for the description of correlated quantum many-particle systems is played by impurity problems. These consist of a small number of localized orbitals, where the electrons are subject to a Coulomb-interaction, coupled to noninteracting bath degrees of freedom. Impurity models are used for the description of magnetic impurities in metals, of quantum points in nanostructures, and in the context of the dynamical mean field theory (DMFT). For their solution a large number of numerical methods exists. We mention here quantum Monte Carlo methods, the numerical renormalization group, or the exact diagonalization method. In this thesis we introduce a new approach to impurity problems, which is based on the functional renormalization group (fRG). In contrast to the methods mentioned above this approach is approximative, but it can be applied with comparatively lower numerical effort. The aim of this thesis is to examine the advantages and limits of this method. An important role in this connection is played by the single impurity Anderson model (SIAM), which is already understood very well with other methods and is seen as a prototype for models with strong local correlations. The spin fluctuations of this model are governed by the so-called Kondo energy scale and a central question of this thesis is whether this scale can be reproduced with our approach. We begin with a short introduction to the Green's function formalism for correlated quantum many particle systems. Then the fRG flow equations for the one-particle irreducible vertex functions are deduced, and several approximation schemes are discussed. In chapter 4 we introduce the fRG scheme used in this thesis. At first the SIAM is mapped to a semi-infinite chain, in which the interacting orbital is given by the first site of this chain. The system is then subdivided into two parts. The first part, which is called 'core', consists of the interacting orbital and the first L bath sites. The remaining bath sites form the second part. At the beginning both parts are decoupled from each other such that the core can be solved exactly. Starting with this exact solution the coupling between the core and the remaining bath sites is switched on slowly in a renormalization group flow. This way it is possible to calculate the one-particle and two-particle correlation functions on the correlated site. We call this flow scheme 'hybridization flow'. The flow equations are formulated in an effective theory on the first bath site outside the core, which turns out to be advantageous compared to other implementations of the hybridization flow. In chapter 5 this hybridization flow method is applied to the SIAM with semi-elliptic bath density of states. We discuss the differences which arise for different core-sizes (L = 0,1,2,3) and for different truncations of the fRG flow equations. In the cases L=0 and L=2 the local Fermi liquid properties of the SIAM and the associated Kondo scale can not be reproduced in both approximation schemes. For the core sizes L=1 and L=3 the ground state of the core is already a spin singlet state in the beginning of the flow and the Fermi liquid properties are reproduced. The Kondo energy scale, which determines the width of the central quasi-particle peak and the size of the local spin-susceptibility, is however not accurately resolved. This is partly due to the finite temperature used in our implementation such that for larger interaction strength the temperature is above the Kondo energy scale. The application of the hybridization flow method to quantum impurity problems in the context of the DMFT is discussed in chapter 6. In this approach lattice models with a local interaction, like the Hubbard model, are mapped to an effective impurity problem for a single lattice site embedded in a dynamical mean field representing the influence of the other electrons. This scheme is exact in infinitely many dimensions and a nonperturbative approximation method for finite-dimensional systems. In particular the Mott metal-insulator transition in the Hubbard model is successfully described by this method. One class of quantities, which is easily accessible from the hybridization flow scheme, is given by the local two-particle correlation functions. These play an essential role in non-local extensions of the DMFT. Therefore we mainly focus on these quantities. At first we apply our flow scheme to the Hubbard model on the Bethe lattice in infinite dimensions and calculate the local one-particle irreducible vertex functions in the insulating and the metallic phase in good agreement with previous calculations, which use the exact diagonalization method as impurity solver. After this we extend our flow scheme to a cluster DMFT method, which includes short-range antiferromagnetic correlations and calculate again the local and non-local vertex functions for the two-dimensional Hubbard model. We compare these to the results of the single-site DMFT.
Strongly correlated electron systems host a plethora of fascinating physical phenomena and pose formidable challenges in their theoretical analysis. The challenges originate from the inherent complexity of the quantum many-body problem - no classical computer will ever be able to fully simulate these systems - and the lack of an effective single-particle picture, as the strong mutual interactions make it impossible to regard the electrons as independent from each other. As a consequence, most systems of correlated electrons can only be tackled approximately and numerically. In this thesis, we develop a set of numerical methods for strongly correlated electrons, which are inspired by the renormalization group (RG) idea of including degrees of freedom successively from high to low energies. This enables an efficient organization of the diverse fluctuations and is key for an accurate treatment of interacting quantum systems, where collective behavior and composite objects emerge at energy scales far below those of the microscopic constituents. In a first part, we consider the functional renormalization group (fRG), a versatile framework to study the flow of correlation functions upon modulating the underlying action. Though widely used, it has often acted more as a qualitative rather than quantitative method, due a nontransparent approximation induced by truncating the hierarchy of flow equations. We develop an iterative multiloop fRG (mfRG) scheme, which ameliorates this approximation and eliminates many of the drawbacks of fRG experienced hitherto. In particular, it restores the independence of results on the choice of RG regulator and establishes a rigorous relation to the parquet formalism. Furthermore, we show how to derive the flow equations directly from self-consistent many-body relations. This establishes a form of diagrammatic resummations at the two-particle level which circumvents ill-behaved two-particle-irreducible vertices. An application to the prototypical two-dimensional Hubbard model illustrates how our multiloop scheme elevates the fRG approach to correlated electron systems to a quantitative level. Secondly, we employ the numerical renormalization group (NRG), based on the iterative diagonalization of impurity Hamiltonians, in conjunction with the dynamical mean-field theory (DMFT) to describe local correlations in multiorbital systems. Having access to arbitrarily low temperatures and energies, NRG is a unique, real-frequency impurity solver for DMFT. It has been pivotal to the understanding of Hund metals, where strong correlations arise from Hund's rules even at moderate Coulomb repulsion. Building on recent methodological advances, we extend the range of application of DMFT+NRG from orbital-degenerate models to more realistic setups: We first study orbital differentiation in a three-orbital Hund-metal model and unravel key effects of the orbital-selective Mott transition. In a real-materials setting, we then incorporate the bandstructure from density functional theory (DFT) and analyze the archetypal Hund-metal material Sr2RuO4. We particularly follow its RG flow to the Fermi-liquid regime at previously inaccessible low temperatures and generally present DFT+DMFT+NRG as a new computational paradigm for strongly correlated materials. As a side project of our fRG work, we develop an algorithm to count Feynman diagrams from closed many-body relations, which reveals the surprising outcome that totally irreducible contributions are responsible for the factorial growth in the number of diagrams. Additionally, we use NRG to study transport through three-level quantum dots and provide benchmark data for other RG methods, which aim at further describing these systems in nonequilibrium.
The Anderson Impurity Model is a generic model to describe systems in which one or more energy levels are coupled to an electronic host. On the energy levels the electrons are subject to a Coulomb interaction. Possible applications of this model are magnetic atoms in a metal or quantum dot systems. Already for one impurity it displays very interesting physics including the well known Kondo effect. For two and more impurities the properties of the system in the local moment regime are determined by an interplay of the Kondo effect and the coupling between the impurity spins. Due to the interplay of multiple energy scales, this model poses a serious task for any computational tool. For a single impurity the model can be very efficiently treated using Wilson"s numerical renormalization group (NRG). Since the numerical effort of NRG calculations rises exponentially with the number of impurities, generically it cannot be applied to systems with more than two impurities. The functional renormalization group (fRG) has been very successfully applied to quantum impurity problems in the past. In this work it will be used to calculate the single-particle dynamics for Anderson-like quantum impurity systems in equilibrium. A comparison to NRG in the case of a single impurity will serve as a benchmark before systems with two impurities and quantum dot systems with two and three dots will be studied. The interplay between the Kondo effect and magnetic and orbital ordering will be investigated in these systems. Although the truncation in the presented fRG scheme is motivated by second order perturbation theory, it will be shown that fRG works also in those cases where perturbation theory fails. Generally it will turn out that fRG is capable of treating a broad variety of Anderson impurity systems within the same framework, including asymmetric impurity levels and interaction between multiple impurities.
Renormalization group methods become natural for quantum many-body systems where there is an emergence of new energy scales like as Kondo scale in case of Kondo model. It was the Numerical Renormalization Group which gave the full quantitative understanding of the strong coupling fixed point of Kondo model and also of Anderson Impurity model. However, it was Andersons poor man scaling method which gave the analytical insights into the scaling behaviour of quantum impurity models. That makes poor man scaling method very important, and hence it has been used extensively in carrying out renormalization studies of quantum impurity models. This method has been generalized and also applied to other quantum many-body Hamiltonians. In this paper, we give a detailed presentation of poor man scaling method and apply it to study the scaling behaviour of Kondo model and Anderson impurity model as well. Though there are many reviews of perturbative renormalization of Kondo model, in this paper we have also presented a detailed discussion about scaling analysis of Anderson impurity model. We also present another method called flow equation method which is a generalization of poor man scaling method and has recently been applied to study the quantum many-body dynamics both in equilibrium and out-of equilibrium. We also present a numerical procedure to extract Kondo scale from flow equations of Kondo model. The importance of this procedure is that it can be applied to calculate the Kondo scale for situations where poor mans scaling method can not be applied.
Strongly correlated electron systems show a rich variety of astonishing physical phenomena. However, the strong interactions make the theoretical description of these systems a highly non-trivial task. Even the simplest models cannot be solved exactly, and one has to reside to approximative solutions, which often cover only certain aspects of the physics contained in these models. In recent years progress has been made in the theoretical description of correlated lattice systems through the mapping of lattice models onto effective impurity models. The most prominent example is the mapping of the Hubbard model onto an effective single impurity Anderson model (SIAM). Within this description both models feature the prominent Kondo effect, which leads to the emergence of low energy quasiparticles. The occurrence of such excitations is a result of the dynamical screening of local magnetic moments and the corresponding formation of a low temperature Fermi liquid phase. On the other hand these theories usually fail in the description of non Fermi liquid behavior, which is for example observed in the normal state of high temperature superconductors and some Heavy-Fermion systems. Strong nonlocal fluctuations drive the dynamics of these systems. In the theoretical treatment, due to the mapping of the lattice problem to an effective single impurity problem, these fluctuations are not adequately described.\\\\ In this thesis a new self-consistent approach for the inclusion of spatial correlations is presented for the Hubbard model. In contrast to existing quantum cluster theories in this field, the approach allows for the simultaneous description of short and long range pair correlations. Due to the intimate connection of this new lattice theory with the two impurity Anderson model (TIAM) a thorough numerical investigation of the TIAM is undertaken in this thesis. The competition of the Kondo effect with the RKKY interactions is studied in great detail. Furthermore two new solvers for the TIAM are introduced, which extend existing non crossing approximations for the SIAM.
This thesis contributes to the field of transport through quantum dots. These devices allow for a controlled study of quantum transport and fundamental physical effects, like the Kondo effect. In this thesis we will focus on dots that are well described by generalized Anderson impurity models, where the discrete levels of the quantum dot are tunnel-coupled to fermionic reservoirs. The model parameters, like level energy and width, can be tuned in experiments. Therefore these systems constitute a valuable arena for testing experiment against theory and vice versa. In order to describe these strongly correlated systems, we employ the numerical renormalization group method. This allows us to address both longstanding questions concerning experimental results and new physical phenomena in these fundamental models. This thesis consists of three major projects. The first and most extensive one is concerned with the phase of the transmission amplitude through a quantum dot. Measurements of many-electron quantum dots with small level spacing reveal universal phase behaviour, a result not fully understood for almost 10 years. Recent experiments have seen that, contrarily, for dots with only a few electrons, i.e. large level spacing, the phase depends on the mesoscopic dot parameters. Analyzing a multi-level Anderson model, we show that the generic feature of the two regimes can be reproduced in the regime of overlapping levels or well separated levels, respectively. Thereby the universal character follows from Fano-type antiresonances of the renormalized single-particle levels. Moderate temperature supports the universal character. In the mesoscopic regime, we also investigate the effect of Kondo correlations on the transmission phase. In a second project we analyze a quantum dot coupled to a superconducting reservoir. In contrast to previous belief, the energy resolution of our method is not restricted by the energy scale of the superconducting gap, leading to new insights into the method. The high resolution allows us to resolve sharp peaks in the spectral function that emerge for a certain regime of parameters. A third project deals with a quantum dot coupled to two independent channels, a system known to exhibit non-Fermi liquid behaviour. We investigate the existence of the non-Fermi liquid regime when driving the system out of the Kondo regime by emptying the dot. We find that the extent of the non-Fermi liquid regime strongly depends on the mechanisms that couple impurity and reservoirs but prevent mixing of the latter.