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Cambridge University Press eBooks

Introduction and overview

Gábor Hofer‐Szabó, Miklós Rédei, László E. Szabó

Published May 16, 2013• 0 citations
Publisher

Abstract

No correlation without causation. This is, in its most compact and general formulation, the essence of what has become Reichenbach's Common Cause Principle . More explicitly, the Common Cause Principle says that every correlation is either due to a direct causal effect linking the correlated entities, or is brought about by a third factor, a so-called Reichenbachian common cause that stands in a well-defined probabilistic relation to the correlated events, a relation that explains the correlation in the sense of entailing it. The Common Cause Principle is a nontrivial metaphysical claim about the causal structure of the World and entails that all correlations can (hence, should) be explained causally either by pointing at a causal connection between the correlated entities or by displaying a common cause of the correlation. Thus, the Common Cause Principle licenses one to infer causal connections from probabilistic relations; at the same time the principle does not address whether the causal connection holds between the correlated entities or between the common cause and the elements in the correlation. While the technically explicit notion of common cause of a probabilistic correlation within the framework of classical Kolmogorovian probability theory is due to Reichenbach (1956), the Common Cause Principle was articulated explicitly only later, especially in the works by W. Salmon (see the “Notes and bibliographic remarks” to Chapter 2). The chief aim of this book is to investigate the Common Cause Principle; in particular, the problem of to what extent the Common Cause Principle can explain probabilistic correlations.

DOI
10.1017/cbo9781139094344.002

Related papers

The Principle of the Common Cause

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The common cause principle says that every correlation is either due to a direct causal effect linking the correlated entities or is brought about by a third factor, a so-called common cause. The principle is of central importance in the philosophy of science, especially in causal explanation, causal modeling and in the foundations of quantum physics. Written for philosophers of science, physicists and statisticians, this book contributes to the debate over the validity of the common cause principle, by proving results that bring to the surface the nature of explanation by common causes. It provides a technical and mathematically rigorous examination of the notion of common cause, providing an analysis not only in terms of classical probability measure spaces, which is typical in the available literature, but in quantum probability theory as well. The authors provide numerous open problems to further the debate and encourage future research in this field.

Cambridge University Press eBooks•May 16, 2013•81 citations

Where do we stand?

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The history of philosophy teaches us that metaphysical claims of sweeping generality are neither verifiable nor conclusively falsifiable. One can only aim at assessing their plausibility on the basis of the best available evidence provided by the sciences – both formal and empirical sciences. This is what has been done in this book in connection with the Principle of the Common Cause. In Chapter 2, Reichenbach's notion of common cause and the related Common Cause Principle was formulated explicitly in terms of classical, Kolmogorovian probability measure spaces. The Definition 2.4 of common cause followed Reichenbach's original definition closely, and insisting on the quite obvious methodological principle that probabilistic concepts and statements (in particular claims about random events being correlated or probabilistically independent) are only meaningful within the context of a fixed probability measure space in terms of which some segment of reality is modeled, we specified the notions of common cause incomplete and common cause complete probability theories: a theory was defined to be common cause complete if it contains a proper common cause of every correlation it predicts, common cause incomplete otherwise. (There is a strong version of common cause completeness as well: a probability space was defined to be strongly common cause closed if it contains common causes of all admissible types – Definition 4.4.) These explicitly defined notions form the basis on which one can start assessing the status of the Common Cause Principle in the spirit of empirical philosophy. Suppose we have an empirically confirmed scientific theory T describing some segment of reality using (possibly among other mathematical structures) a probability measure space ( X, S, p ).

Cambridge University Press eBooks•May 16, 2013•0 citations

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Since its introduction by Hans Reichenbach, many philosophers have claimed to refute the idea – known as the common cause principle – that any surprising correlation between any two factors that do not directly influence one another is due to some common cause. For example, falsity of the principle is frequently inferred from falsifiability of Bell’s inequalities. The author demonstrates, however, that the situation is not so straightforward. There is more than one version of the principle formulated with the use of different variants of Reichenbach-inspired notions; their falsity still remains an open question. The book traces different formulations of the principle and provides proofs of a few pertinent theorems, settling the relevant questions in various probability spaces. In exploring mathematical and philosophical issues surrounding the principle, the book offers both philosophical insight and mathematical rigor.

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Reichenbachian common cause systems

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Common cause partitions Confronted with a common cause incomplete probability space ( X, S, p )in which a direct causal influence between the correlated events is excluded, one can have in principle two strategies aiming at saving the Common Cause Principle: one may try to argue that S is not “rich enough” to contain a common cause, but there might exist a larger probability space ( X ′, S ′, p ′) that already contains a common cause of the correlation. As we have seen in Chapter 3 this strategy always works in the sense that it is always possible to enlarge ( X, S, p ) in such a way that the enlarged probability space already contains an event C that satisfies the Reichenbachian conditions. Another natural idea is to suspect that the correlation between A and B is not due to a single factor but may be the cumulative result of a (possibly large) number of different “partial common causes,” none of which can in and by itself yield a complete common-cause-type explanation of the correlation, all of which, taken together, can however account for the entire correlation. In this chapter we elaborate this idea by formulating precisely a notion of the Reichenbachian Common Cause System (RCCS) and prove propositions on the existence and features of such systems. As we have seen in Chapter 2, if the events A, B, C satisfy the Reichenbachian conditions (2.5)–(2.8) then there is a positive correlation between A and B (Proposition 2.5).

Cambridge University Press eBooks•May 16, 2013•0 citations

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Reichenbach's Common Cause Principle is the claim that if two events are correlated, then either there is a causal connection between the correlated events that is responsible for the correlation or there is a third event, a so called (Reichenbachian) common cause, which brings about the correlation. The paper reviews some results concerning Reichenbach's notion of common cause, results that are directly relevant to the problem of how one can falsifY Reichenbach's Common Cause Principle. Special emphasis will be put on the question of whether EPR-type correlations can have an explanation in terms of Reichenbachian common causes. Most of the results to be recalled indicate that falsifYing Reichenbach's Common Cause Principle is much more tricky than one may have thought and that, contrary to some claims in the literature, there is no conclusive proof yet that the EPR correlations predicted by ordinary, non-relativistic quantum mechanics cannot have a common cause; furthermore, recent results about possible Reichenbachian common causes of correlations predicted by quantum field states between spacelike separated local observable algebras in algebraic quantum field theory strongly indicate that there may very well exist Reichenbachian common causes of superluminal correlations predicted by quantum field theory.

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Common common causes

Gábor Hofer‐Szabó, Miklós Rédei, László E. Szabó

Common causes and common common causes Proposition 3.9 tells us that every common cause incomplete classical probability space can be strongly common cause extended with respect to any (finite) set of correlations; Proposition 4.19 states that every classical probability space is even common cause completable. Note that what these propositions say is not that for a set of correlations between ( A i , B i )( i = 1, 2 … n ) there exists a single, common common cause C in the extension (or completion) for the whole set of correlations; in fact, the common causes C i constructed explicitly in the proof of Proposition 3.9 are all different: C i ≠ C j ( i ≠ j ). This observation leads to the following question. Let ( A i , B i )( i = 1, … n )be a finite set of pairs of events in( X, S, p )that are correlated [ Corr p ( A i , B i ) > 0 for every i ]. We say that C is a common common cause of these correlations if C is a Reichenbachian common cause of the correlated pair ( A i , B i )for every i . Does every set of correlations in a classical probability space have a common common cause? In view of the generality of this question one may surmise that the answer to it is “yes”; that is to say, one may conjecture that given any two correlations there can always exist a Reichenbachian common cause which is a common cause for both correlations, since, one may reason, we just have to refine our picture of the world by adding more and more events to the original event structure in a consistent manner, and finally we shall find a single common cause that explains both correlations.

Cambridge University Press eBooks•May 16, 2013•0 citations
No correlation without causation. This is, in its most compact and general formulation, the essence of what has become Reichenbach's Common Cause Principle . More explicitly, the Common Cause Principle says that every correlation is either due to a direct causal effect linking the correlated entities, or is brought about by a third factor, a so-called Reichenbachian common cause that stands in a well-defined probabilistic relation to the correlated events, a relation that explains the correlation in the sense of entailing it. The Common Cause Principle is a nontrivial metaphysical claim about the causal structure of the World and entails that all correlations can (hence, should) be explained causally either by pointing at a causal connection between the correlated entities or by displaying a common cause of the correlation. Thus, the Common Cause Principle licenses one to infer causal connections from probabilistic relations; at the same time the principle does not address whether the causal connection holds between the correlated entities or between the common cause and the elements in the correlation. While the technically explicit notion of common cause of a probabilistic correlation within the framework of classical Kolmogorovian probability theory is due to Reichenbach (1956), the Common Cause Principle was articulated explicitly only later, especially in the works by W. Salmon (see the “Notes and bibliographic remarks” to Chapter 2). The chief aim of this book is to investigate the Common Cause Principle; in particular, the problem of to what extent the Common Cause Principle can explain probabilistic correlations.
The common cause principle says that every correlation is either due to a direct causal effect linking the correlated entities or is brought about by a third factor, a so-called common cause. The principle is of central importance in the philosophy of science, especially in causal explanation, causal modeling and in the foundations of quantum physics. Written for philosophers of science, physicists and statisticians, this book contributes to the debate over the validity of the common cause principle, by proving results that bring to the surface the nature of explanation by common causes. It provides a technical and mathematically rigorous examination of the notion of common cause, providing an analysis not only in terms of classical probability measure spaces, which is typical in the available literature, but in quantum probability theory as well. The authors provide numerous open problems to further the debate and encourage future research in this field.
The history of philosophy teaches us that metaphysical claims of sweeping generality are neither verifiable nor conclusively falsifiable. One can only aim at assessing their plausibility on the basis of the best available evidence provided by the sciences – both formal and empirical sciences. This is what has been done in this book in connection with the Principle of the Common Cause. In Chapter 2, Reichenbach's notion of common cause and the related Common Cause Principle was formulated explicitly in terms of classical, Kolmogorovian probability measure spaces. The Definition 2.4 of common cause followed Reichenbach's original definition closely, and insisting on the quite obvious methodological principle that probabilistic concepts and statements (in particular claims about random events being correlated or probabilistically independent) are only meaningful within the context of a fixed probability measure space in terms of which some segment of reality is modeled, we specified the notions of common cause incomplete and common cause complete probability theories: a theory was defined to be common cause complete if it contains a proper common cause of every correlation it predicts, common cause incomplete otherwise. (There is a strong version of common cause completeness as well: a probability space was defined to be strongly common cause closed if it contains common causes of all admissible types – Definition 4.4.) These explicitly defined notions form the basis on which one can start assessing the status of the Common Cause Principle in the spirit of empirical philosophy. Suppose we have an empirically confirmed scientific theory T describing some segment of reality using (possibly among other mathematical structures) a probability measure space ( X, S, p ).
Since its introduction by Hans Reichenbach, many philosophers have claimed to refute the idea – known as the common cause principle – that any surprising correlation between any two factors that do not directly influence one another is due to some common cause. For example, falsity of the principle is frequently inferred from falsifiability of Bell’s inequalities. The author demonstrates, however, that the situation is not so straightforward. There is more than one version of the principle formulated with the use of different variants of Reichenbach-inspired notions; their falsity still remains an open question. The book traces different formulations of the principle and provides proofs of a few pertinent theorems, settling the relevant questions in various probability spaces. In exploring mathematical and philosophical issues surrounding the principle, the book offers both philosophical insight and mathematical rigor.
Common cause partitions Confronted with a common cause incomplete probability space ( X, S, p )in which a direct causal influence between the correlated events is excluded, one can have in principle two strategies aiming at saving the Common Cause Principle: one may try to argue that S is not “rich enough” to contain a common cause, but there might exist a larger probability space ( X ′, S ′, p ′) that already contains a common cause of the correlation. As we have seen in Chapter 3 this strategy always works in the sense that it is always possible to enlarge ( X, S, p ) in such a way that the enlarged probability space already contains an event C that satisfies the Reichenbachian conditions. Another natural idea is to suspect that the correlation between A and B is not due to a single factor but may be the cumulative result of a (possibly large) number of different “partial common causes,” none of which can in and by itself yield a complete common-cause-type explanation of the correlation, all of which, taken together, can however account for the entire correlation. In this chapter we elaborate this idea by formulating precisely a notion of the Reichenbachian Common Cause System (RCCS) and prove propositions on the existence and features of such systems. As we have seen in Chapter 2, if the events A, B, C satisfy the Reichenbachian conditions (2.5)–(2.8) then there is a positive correlation between A and B (Proposition 2.5).
Reichenbach's Common Cause Principle is the claim that if two events are correlated, then either there is a causal connection between the correlated events that is responsible for the correlation or there is a third event, a so called (Reichenbachian) common cause, which brings about the correlation. The paper reviews some results concerning Reichenbach's notion of common cause, results that are directly relevant to the problem of how one can falsifY Reichenbach's Common Cause Principle. Special emphasis will be put on the question of whether EPR-type correlations can have an explanation in terms of Reichenbachian common causes. Most of the results to be recalled indicate that falsifYing Reichenbach's Common Cause Principle is much more tricky than one may have thought and that, contrary to some claims in the literature, there is no conclusive proof yet that the EPR correlations predicted by ordinary, non-relativistic quantum mechanics cannot have a common cause; furthermore, recent results about possible Reichenbachian common causes of correlations predicted by quantum field states between spacelike separated local observable algebras in algebraic quantum field theory strongly indicate that there may very well exist Reichenbachian common causes of superluminal correlations predicted by quantum field theory.
Common causes and common common causes Proposition 3.9 tells us that every common cause incomplete classical probability space can be strongly common cause extended with respect to any (finite) set of correlations; Proposition 4.19 states that every classical probability space is even common cause completable. Note that what these propositions say is not that for a set of correlations between ( A i , B i )( i = 1, 2 … n ) there exists a single, common common cause C in the extension (or completion) for the whole set of correlations; in fact, the common causes C i constructed explicitly in the proof of Proposition 3.9 are all different: C i ≠ C j ( i ≠ j ). This observation leads to the following question. Let ( A i , B i )( i = 1, … n )be a finite set of pairs of events in( X, S, p )that are correlated [ Corr p ( A i , B i ) > 0 for every i ]. We say that C is a common common cause of these correlations if C is a Reichenbachian common cause of the correlated pair ( A i , B i )for every i . Does every set of correlations in a classical probability space have a common common cause? In view of the generality of this question one may surmise that the answer to it is “yes”; that is to say, one may conjecture that given any two correlations there can always exist a Reichenbachian common cause which is a common cause for both correlations, since, one may reason, we just have to refine our picture of the world by adding more and more events to the original event structure in a consistent manner, and finally we shall find a single common cause that explains both correlations.