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Evolution of open many-electron systems : from a quantum statistical description towards the semi-classical Boltzmann equation

A. Gliesche

Published Jan 1, 2007• 0 citations
Publisher

Abstract

Starting from the quantum statistical master equation derived in [1] we show how the connection to the semi-classical Boltzmann equation (SCBE) can be established and how irreversibility is related to the problem of separability of quantum mechanics. Our principle goal is to find a sound theoretical basis for the description of the evolution of an electron gas in the intermediate regime between pure classical behavior and pure quantum behavior. We investigate the evolution of one-particle properties in a weakly interacting N-electron system confined to a finite spatial region in a near-equilibrium situation that is weakly coupled to a statistical environment. The equations for the reduced n-particle density matrices, with n < N are hierarchically coupled through two-particle interactions. In order to elucidate the role of this type of coupling and of the inter-particle correlations generated by the interaction, we examine first the particular situation where energy transfer between the N-electron system and the statistical environment is negligible, but where the system has a finite memory. We then formulate the general master equation that describes the evolution of the coarse grained one-particle density matrix of an interacting confined electron gas including energy transfer with one or more bath subsystems, which is called the quantum Boltzmann equation (QBE). The connection with phase space is established by expressing the one-particle states in terms of the overcomplete basis of coherent states, which are localized in phase space. In this way we obtain the QBE in phase space. After performing an additional coarse-graining procedure in phase space, and assuming that the interaction of the electron gas and the bath subsystems is local in real space, we obtain the semi-classical Boltzmann equation. The validity range of the classical description, which introduces local dynamics in phase space is discussed.

DOI
10.5075/epfl-thesis-3828

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•Jan 1, 2013•0 citations
Starting from the quantum statistical master equation derived in [1] we show how the connection to the semi-classical Boltzmann equation (SCBE) can be established and how irreversibility is related to the problem of separability of quantum mechanics. Our principle goal is to find a sound theoretical basis for the description of the evolution of an electron gas in the intermediate regime between pure classical behavior and pure quantum behavior. We investigate the evolution of one-particle properties in a weakly interacting N-electron system confined to a finite spatial region in a near-equilibrium situation that is weakly coupled to a statistical environment. The equations for the reduced n-particle density matrices, with n < N are hierarchically coupled through two-particle interactions. In order to elucidate the role of this type of coupling and of the inter-particle correlations generated by the interaction, we examine first the particular situation where energy transfer between the N-electron system and the statistical environment is negligible, but where the system has a finite memory. We then formulate the general master equation that describes the evolution of the coarse grained one-particle density matrix of an interacting confined electron gas including energy transfer with one or more bath subsystems, which is called the quantum Boltzmann equation (QBE). The connection with phase space is established by expressing the one-particle states in terms of the overcomplete basis of coherent states, which are localized in phase space. In this way we obtain the QBE in phase space. After performing an additional coarse-graining procedure in phase space, and assuming that the interaction of the electron gas and the bath subsystems is local in real space, we obtain the semi-classical Boltzmann equation. The validity range of the classical description, which introduces local dynamics in phase space is discussed.
Starting from the quantum-Boltzmann equation derived in a previous paper, we study the irreversible evolution of an electron gas in the one-particle phase space. The connection with phase space is established by expressing one-electron states in terms of the overcomplete and nonorthogonal generating system of coherent states. By using the generalized closure relation for coherent states, as well as the fact that a one-particle operator is completely determined by the ensemble of expectation values for all coherent states, we obtain the master equations in a form that allows us to follow the evolution in phase space. This form of the master equations provides a direct link between the quantum-statistical approach and the semi-classical Boltzmann equation. The latter is obtained after a coarse-graining procedure in the one-particle phase space and by using the fact that the electron-electron interaction, as well as the interactions between the electron gas and the bath subsystems provided by phonons or photons, are local in real space.
We study the evolution of a many-electron system that is confined in a finite spatial region and coupled to a statistical environment. The latter may be composed of several independent bath subsystems, which are held at some statistical equilibrium. From the master equations describing the evolution of the coarse-grained NNN-particle density matrix, we obtain the equations, which describe the evolution of the nnn-particle density operators D‾(n){\overline{D}}^{(n)}D(n) for n<Nn<Nn<N. These equations are hierarchically coupled through the electron-electron interaction. We show that the hierarchy can be truncated under the assumption that the residual interaction of the electrons in the considered system with the environment introduces a memory loss, which hinders the electronic system to build up more than two-particle correlations. We first consider a weakly excited electronic system, which looses memory but where energy exchange with the statistical environment can be neglected. This is the quantum analog of the classical Boltzmann gas in a box. We derive the master equations, which describe the irreversible evolution of the coarse-grained one-particle density matrix. Based on this result, we show that, in accord with the second law of thermodynamics, the corresponding von Neumann entropy either increases with time or it remains constant. Finally, allowing also for energy exchange with one or more bath subsystems provided, e.g., by phonons or photons, we obtain the corresponding general master equations that describe the evolution of a spatially confined interacting electron gas of metallic density.
The theoretical description of materials' properties driven out of equilibrium has important consequences in various fields such as semiconductor spintronics, nonlinear optics, and continuous and discrete quantum information science and technology. The coupling of a quantum many-body system to an external bath can dramatically modify its dynamics compared to that of closed systems; new phenomena like relaxation and decoherence appear as a consequence of the non-unitary evolution of the quantum system. In addition, electron-electron correlations must be properly accounted for in order to go beyond a simple one-electron or mean-field description of the electronic system. Here, we discuss a first-principles methodology based on the evolution of the electronic density matrix capable of treating electron-environment interactions and electron-electron correlations at the same level of description. The effect of the environment is separated into a coherent contribution, like the coupling to applied external electromagnetic fields, and an incoherent contribution, like the interaction with lattice vibrations or the thermal background of radiation. Electron-electron interactions are included using the nonequilibrium Green's function plus the generalized Kadanoff-Baym ansatz. The obtained non-Markovian coupled set of equations reduces to the ordinary Lindblad quantum master equation form in the Markovian limit.
Using a newly introduced connection between the local and non-local description of open quantum system dynamics, we investigate the relationship between these two characterisations in the case of quantum semi-Markov processes. This class of quantum evolutions, which is a direct generalisation of the corresponding classical concept, guarantees mathematically well-defined master equations, while accounting for a wide range of phenomena, possibly in the non-Markovian regime. In particular, we analyse the emergence of a dephasing term when moving from one type of master equation to the other, by means of several examples. We also investigate the corresponding Redfield-like approximated dynamics, which are obtained after a coarse graining in time. Relying on general properties of the associated classical random process, we conclude that such an approximation always leads to a Markovian evolution for the considered class of dynamics.
The conditions under which quantum-classical Liouville dynamics may be reduced to a master equation are investigated. Systems that can be partitioned into a quantum-classical subsystem interacting with a classical bath are considered. Starting with an exact non-Markovian equation for the diagonal elements of the density matrix, an evolution equation for the subsystem density matrix is derived. One contribution to this equation contains the bath average of a memory kernel that accounts for all coherences in the system. It is shown to be a rapidly decaying function, motivating a Markovian approximation on this term in the evolution equation. The resulting subsystem density matrix equation is still non-Markovian due to the fact that bath degrees of freedom have been projected out of the dynamics. Provided the computation of nonequilibrium average values or correlation functions is considered, the non-Markovian character of this equation can be removed by lifting the equation into the full phase space of the system. This leads to a trajectory description of the dynamics where each fictitious trajectory accounts for decoherence due to the bath degrees of freedom. The results are illustrated by computations of the rate constant of a model nonadiabatic chemical reaction.
We explore some aspects of nonequilibrium statistical mechanics of classical and quantum systems. Two chapters are devoted to fluctuation theorems which were originally derived for classical systems. The main challenge in formulating them in quantum mechanics is the fact that fundamental quantities of interest, like work, are defined via the classical concept of a phase space trajectory. We utilize the decoherent histories conceptual framework, in which classical trajectories emerge in quantum mechanics as a result of coarse graining, and provide a first-principles analysis of the nonequilibrium work relation of Jarzynski and Crooks's fluctuation theorem for a quantum system interacting with a general environment based on the quantum Brownian motion (QBM) model. We indicate a parameter range at low temperatures where the theorems might fail in their original form. Fluctuation theorems of Jarzynski and Crooks for systems obeying classical Hamiltonian dynamics are derived under the assumption that the initial conditions are sampled from a canonical ensemble, even though the equilibrium state of an isolated system is typically associated with the microcanonical ensemble. We address this issue through an exact analysis of the classical Brownian motion model. We argue that a stronger form of ensemble equivalence than usually discussed in equilibrium statistical mechanics is required for these theorems to hold in the infinite environment limit irrespective of the ensemble used, and proceed to prove it for this model. An exact expression for the probability distribution of work is obtained for finite environments. Intuitively one expects a system to relax to an equilibrium state when brought into contact with a thermal environment. Yet it is important to have rigorous results that provide conditions for equilibration and characterize the equilibrium state. We consider the dynamics of open quantum systems using the Langevin and master equations and rigorously show that under fairly general conditions quantum systems interacting with a heat bath relax to the equilibrium state defined as the reduced thermal state of the system plus environment, even in the strong coupling regime. Our proof is valid to second-order in interaction strength for general systems and exact for the linear QBM model, for which we also show the equivalence of multi-time correlations. In the final chapter we give a sampling of our investigations into macroscopic quantum phenomena. We work out in detail a specific example of how and under what conditions the center of mass (CoM) coordinate of a macroscopic object emerges as the relevant degree of freedom. Interaction patterns are studied in terms of the couplings they induce between the CoM and relative coordinates of two macroscopic objects. We discuss the implications of these interaction patterns on macroscopic entanglement.