The Quantum-Statistical Formulation of Response Theory

Shigeji Fujita, Kei Ito, Salvador Godoy

Pierre Gaspard

The overview of the principles of quantum statistical mechanics are given, emphasizing the fundamental differences with respect to classical statistical mechanics, as well as the analogies prevailing for the formulation of the properties. A functional time-reversal symmetry relation is presented, allowing the deduction of response theory. The Kubo formula is obtained for the linear response properties and the fluctuation–dissipation theorem is established. For weakly coupled systems, the quantum master equation and the corresponding stochastic Schrödinger equation are deduced. The slippage of initial conditions is discussed in relation to the positivity of the reduced statistical operator. The results are illustrated with the spin-boson model.

Alessandro Sergi

The statistical mechanics of quantum-classical systems with holonomic constraints is formulated rigorously by unifying the classical Dirac bracket and the quantum-classical bracket in matrix form. The resulting Dirac quantum-classical theory, which conserves the holonomic constraints exactly, is then used to formulate time evolution and statistical mechanics. The correct momentum-jump approximation for constrained systems arises naturally from this formalism. Finally, in analogy with what was found in the classical case, it is shown that the rigorous linear-response function of constrained quantum-classical systems contains nontrivial additional terms which are absent in the response of unconstrained systems.

Antonio Palamara, Francesco Plastina, Antonello Sindona +1 more

The nonequilibrium thermodynamics of interacting quantum many-body systems is investigated within the framework of thermal time-dependent density functional theory using a generalized linear-response formulation for the full quantum work statistics. A first-principles route is established to reconstruct the relaxation function that underlies linear-response theory, thereby moving beyond phenomenological descriptions and enabling a consistent evaluation of all moments of the dissipated-work distribution in interacting systems. The predictive power of the approach is demonstrated for the Hubbard model subject to a staggered external potential, where the evolution of the relaxation dynamics during the Mott-to-band-insulator crossover reveals how distinct many-body phases shape the out-of-equilibrium thermodynamic response. These results provide a microscopic and transferable framework for quantum thermodynamics in correlated systems, bridging thermal density functional theory and nonequilibrium work statistics.

Raj K. Pathria