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Cambridge University Press eBooks

Quantum theory of open systems

Gennaro Auletta, Mauro Fortunato, Giorgio Parisi A

Published Apr 16, 2009• 32 citations
Publisher

Abstract

In this chapter we shall deal with the quantum dynamics of an open system. By open quantum system we mean here a system which interacts with an environment (see Sec. 9.4): since we are not interested in the dynamics of the environment, we shall have to describe the evolution of the system in some “effective” way. In particular, if we consider only the evolution of the system, it will be non-unitary, and this will represent the subject of this chapter. As we know, Hamiltonian quantum dynamics is unitary and changes pure states into pure states. On the other hand, non-unitary dynamics changes an initially pure state into a mixture, which must be described by a density matrix (see Ch. 5). In the case of macroscopic systems, the coupling with the environment may be arbitrarily reduced and therefore its influence can be made correspondingly small (see Sec. 1.1). Microscopic systems, however, always couple to the environment and this coupling cannot be considered negligible. This is the reason why the quantum theory of open systems is one of the most important and fundamental chapters of quantum mechanics that, though born in quantum optics, has many implications in almost all fields of physics. The present chapter can be seen as a further development of the measurement theory (see Ch. 9), as open systems manifest a decoherent dynamics (see in particular Sec. 9.4).

DOI
10.1017/cbo9780511813955.015

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In this work our aim is to study several aspects related to quantum coherence as understood to correspond with the non-classical behaviour that can be observed for certain particular states of a physical system. In particular we are interested in the possible mechanisms that result in dynamically induced transitions between quantum and classical regimes. The thesis is organized as follows: The first chapter dubs as an introduction and serves to set out the basic philosophy underlying the questions addressed in this thesis. It also presents some elementary properties of states and state spaces in Quantum Theory including what we have chosen to define as classical and quantum behaviour. In chapter 2 we study some of the aspects related to observing quantum behaviour and of the properties of our main definition of classicality (and quantumness). Here we also study some of the restrictions imposed on measurements by the existence of globally conserved quantities (Wigner-Araki-Yanase theorem) and their relationship to weak measurements coupled to postselection. In the following chapter we review some of the basic tools used in the description of open quantum system dynamics that will be applied in other chapters. In chapter 4 we review the basics of decoherence and analyse the importance of the choice of initial conditions when trying to study the dynamical emergence of classical behaviour within Quantum Theory. Next we study the other direction of the transition and focus on how to obtain pure quantum states from states that originally were classically mixed. Along the same lines, in chapter 6 we cover some topics related to the production of pure quantum states from measurements. We pay special attention to a model of the non-selective continuous monitoring of a system coupled to another unmonitored system. Lastly we explore some of the possible similarities between the theory of phase transitions and the quantum-classical transition. We must emphasize that all the work done in this thesis assumes that Quantum Theory is generally valid (at least within a broad enough range of energies). Thus, when we say that a state is “classical” we will mainly be referring to one of all the possible states contained in Quantum Theory, but that is susceptible to being interpreted as corresponding to “classical” behaviour. Similarly when we speak of creating a “quantum”, or “quantum coherent”, state we mean that the system has evolved to this state from one of the “classical” ones, but all of these still correspond to valid states within Quantum Theory. In the opinion of the author the main original contributions that can be found in this thesis are the following: - The recognition of the relationship between the Wigner-Araki-Yanase theorem and weak measurements coupled to postselection (sections 2.2 and 2.4); - A mathematical proof of the possible ambiguities arising when two observers try to decide if a state corresponds to quantum or classical behaviour (section 2.6); - The implications of initial correlations in decoherence models. In particular how the choice of certain (correlated) initial conditions can result in residual coherence and the production of pure quantum states in a model that otherwise results in ideal decoherence when (locally equivalent) uncorrelated initial conditions are used (section 4.2); - Various results related to the production of quantum states from initially classical states (sections 5.2 to 5.4); - The analysis of the inverse of a generalized depolarizing channel (section 5.7); - The study of a model of the non-selective continuous monitoring, in the quantum Zeno limit, of a subsystem A interacting with an unmonitored subsystem B. In particular the absence of the purification of B, which has been previously predicted in the selective case, but the possibility of coherent dynamics for B (section 6.4); - The identification of the loose equivalent of a broken symmetry and order parameter in the quantum-classical transition (section 7.2).

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In this chapter we study some properties of systems of coupled quadratic quantum Hamiltonians. The well known example is coupled harmonic oscillators appearing in the Quantum Brownian Motion. An open system is a physical (S) interacting with the environment (E) such that the total system \((S\cup E)\) is isolated from the rest of the universe. So we have two independent Hamiltonians \(\hat{H}_S\), \(\hat{H}_E\) and an interaction \(\hat{V}\) between (S) and (E). The main problem discussed for open systems is to understand the dynamical action of the interaction \(\hat{V}\) with the environment on the time dependent evolution of (S) which is now irreversible because a part of its energy escapes to the environment. An important physical effect of the interaction of the environment on a quantum system is decoherence which give an explanation for the mechanism driving the quantum-to-classical transition. We restrict ourself to few mathematical problems related with this very active field of research in physics [155, 200, 231, 270]. In a first part we study the purity of a state of (S) (or the linear entropy) in a short time approximation. In a second part we discuss the separability of bipartite systems. In a third part we establish a master equation (or a Fokker-Planck type equation) for the time evolution of the reduced matrix density for coupled quadratic Hamiltonians by a bilinear inter-action. We give an explicit formula for the solution of this master equation so that the time evolution of the reduced density at time t is written as a convolution integral for the reduced density at initial time \(t_0=0\), with a Gaussian kernel, for \(0 \le t < t_c\) where \(t_c\in ]0, \infty ]\) is a critical time such that reversibility is lost for \(t > t_c\) if \(t_c<+\infty \). Some manifestations of decoherence, for \(t>0\) small enough, are proved on our simple model which is similar to a representation of the Schrödinger cat.

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There is a deeply entrenched view in philosophy and physics, the closed systems view, according to which isolated systems are conceived of as fundamental. On this view, when a system is under the influence of its environment this is always described in terms of a coupling between it and a separate system, which taken together are isolated. There is an alternative, the open systems view, according to which systems interacting with their environment are conceived of as fundamental, and the environment’s influence is represented via the dynamical equations that govern the system of interest’s evolution. In this paper we propose (although the formalism is not original to us) a theoretical framework which we call the general quantum theory of open systems (GT), within which one can make sense of the dynamics of open quantum systems in fundamental terms, and we argue that the open systems view, as formalized in GT, is fundamental in quantum theory.

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In this chapter we shall deal with the quantum dynamics of an open system. By open quantum system we mean here a system which interacts with an environment (see Sec. 9.4): since we are not interested in the dynamics of the environment, we shall have to describe the evolution of the system in some “effective” way. In particular, if we consider only the evolution of the system, it will be non-unitary, and this will represent the subject of this chapter. As we know, Hamiltonian quantum dynamics is unitary and changes pure states into pure states. On the other hand, non-unitary dynamics changes an initially pure state into a mixture, which must be described by a density matrix (see Ch. 5). In the case of macroscopic systems, the coupling with the environment may be arbitrarily reduced and therefore its influence can be made correspondingly small (see Sec. 1.1). Microscopic systems, however, always couple to the environment and this coupling cannot be considered negligible. This is the reason why the quantum theory of open systems is one of the most important and fundamental chapters of quantum mechanics that, though born in quantum optics, has many implications in almost all fields of physics. The present chapter can be seen as a further development of the measurement theory (see Ch. 9), as open systems manifest a decoherent dynamics (see in particular Sec. 9.4).
Introduction As discussed in Chapter 1, to understand the general evolution, conditioned and unconditioned, of a quantum system, it is necessary to consider coupling it to a second quantum system. In the case in which the second system is much larger than the first, it is often referred to as a bath, reservoir or environment , and the first system is called an open system . The study of open quantum systems is important to quantum measurement for two reasons. First, all real systems are open to some extent, and the larger a system is, the more important its coupling to its environment will be. For a macroscopic system, such coupling leads to very rapid decoherence . Roughly, this term means the irreversible loss of quantum coherence, that is the conversion of a quantum superposition into a classical mixture. This process is central to understanding the emergence of classical behaviour and ameliorating, if not solving, the so-called quantum measurement problem . The second reason why open quantum systems are important is in the context of generalized quantum measurement theory as introduced in Chapter 1. Recall from there that, by coupling a quantum system to an ‘apparatus’ (a second quantum system) and then measuring the apparatus, a generalized measurement on the system is realized. For an open quantum system, the coupling to the environment is typically continuous (present at all times).
Quantum mechanics must be regarded as open systems. On one hand, this is due to the fact that, like in classical physics, any realistic system is subjected to a coupling to an uncontrollable environment which influences it in a non-negligible way. The theory of open quantum systems thus plays a major role in many applications of quantum physics since perfect isolation of quantum system is not possible and since a complete microscopic description or control of the environment degrees of freedom is not feasible or only partially so [1]. Practical considerations therefore force one to seek for a simpler, effectively probabilistic description in terms of an open system. There is a close physical and mathematical connection between the evolution of an open system, the state changes induced by quantum measurements, and the classical notion of a stochastic process. The paper provides a bibliographic review of this interrelations, it shows the mathematical equivalence between markovian master equation and generalized piecewise deterministic processes [1] and it introduces the open system in an open observed environment model.
Abstract This book treats the central physical concepts and mathematical techniques used to investigate the dynamics of open quantum systems. To provide a self-contained presentation, the text begins with a survey of classical probability theory and with an introduction to the foundations of quantum mechanics, with particular emphasis on its statistical interpretation and on the formulation of generalized measurement theory through quantum operations and effects. The fundamentals of density matrix theory, quantum Markov processes, and completely positive dynamical semigroups are developed. The most important master equations used in quantum optics and condensed matter theory are derived and applied to the study of many examples. Special attention is paid to the Markovian and non-Markovian theory of environment induced decoherence, its role in the dynamical description of the measurement process, and to the experimental observation of decohering electromagnetic field states. The book includes the modern formulation of open quantum systems in terms of stochastic processes in Hilbert space. Stochastic wave function methods and Monte Carlo algorithms are designed and applied to important examples from quantum optics and atomic physics. The fundamentals of the treatment of non-Markovian quantum processes in open systems are developed on the basis of various mathematical techniques, such as projection superoperator methods and influence functional techniques. In addition, the book expounds the relativistic theory of quantum measurements and the density matrix theory of relativistic quantum electrodynamics.
In this work our aim is to study several aspects related to quantum coherence as understood to correspond with the non-classical behaviour that can be observed for certain particular states of a physical system. In particular we are interested in the possible mechanisms that result in dynamically induced transitions between quantum and classical regimes. The thesis is organized as follows: The first chapter dubs as an introduction and serves to set out the basic philosophy underlying the questions addressed in this thesis. It also presents some elementary properties of states and state spaces in Quantum Theory including what we have chosen to define as classical and quantum behaviour. In chapter 2 we study some of the aspects related to observing quantum behaviour and of the properties of our main definition of classicality (and quantumness). Here we also study some of the restrictions imposed on measurements by the existence of globally conserved quantities (Wigner-Araki-Yanase theorem) and their relationship to weak measurements coupled to postselection. In the following chapter we review some of the basic tools used in the description of open quantum system dynamics that will be applied in other chapters. In chapter 4 we review the basics of decoherence and analyse the importance of the choice of initial conditions when trying to study the dynamical emergence of classical behaviour within Quantum Theory. Next we study the other direction of the transition and focus on how to obtain pure quantum states from states that originally were classically mixed. Along the same lines, in chapter 6 we cover some topics related to the production of pure quantum states from measurements. We pay special attention to a model of the non-selective continuous monitoring of a system coupled to another unmonitored system. Lastly we explore some of the possible similarities between the theory of phase transitions and the quantum-classical transition. We must emphasize that all the work done in this thesis assumes that Quantum Theory is generally valid (at least within a broad enough range of energies). Thus, when we say that a state is “classical” we will mainly be referring to one of all the possible states contained in Quantum Theory, but that is susceptible to being interpreted as corresponding to “classical” behaviour. Similarly when we speak of creating a “quantum”, or “quantum coherent”, state we mean that the system has evolved to this state from one of the “classical” ones, but all of these still correspond to valid states within Quantum Theory. In the opinion of the author the main original contributions that can be found in this thesis are the following: - The recognition of the relationship between the Wigner-Araki-Yanase theorem and weak measurements coupled to postselection (sections 2.2 and 2.4); - A mathematical proof of the possible ambiguities arising when two observers try to decide if a state corresponds to quantum or classical behaviour (section 2.6); - The implications of initial correlations in decoherence models. In particular how the choice of certain (correlated) initial conditions can result in residual coherence and the production of pure quantum states in a model that otherwise results in ideal decoherence when (locally equivalent) uncorrelated initial conditions are used (section 4.2); - Various results related to the production of quantum states from initially classical states (sections 5.2 to 5.4); - The analysis of the inverse of a generalized depolarizing channel (section 5.7); - The study of a model of the non-selective continuous monitoring, in the quantum Zeno limit, of a subsystem A interacting with an unmonitored subsystem B. In particular the absence of the purification of B, which has been previously predicted in the selective case, but the possibility of coherent dynamics for B (section 6.4); - The identification of the loose equivalent of a broken symmetry and order parameter in the quantum-classical transition (section 7.2).
In this chapter we study some properties of systems of coupled quadratic quantum Hamiltonians. The well known example is coupled harmonic oscillators appearing in the Quantum Brownian Motion. An open system is a physical (S) interacting with the environment (E) such that the total system (S∪E)(S\cup E)(S∪E) is isolated from the rest of the universe. So we have two independent Hamiltonians H^S\hat{H}_SH^S​, H^E\hat{H}_EH^E​ and an interaction V^\hat{V}V^ between (S) and (E). The main problem discussed for open systems is to understand the dynamical action of the interaction V^\hat{V}V^ with the environment on the time dependent evolution of (S) which is now irreversible because a part of its energy escapes to the environment. An important physical effect of the interaction of the environment on a quantum system is decoherence which give an explanation for the mechanism driving the quantum-to-classical transition. We restrict ourself to few mathematical problems related with this very active field of research in physics [155, 200, 231, 270]. In a first part we study the purity of a state of (S) (or the linear entropy) in a short time approximation. In a second part we discuss the separability of bipartite systems. In a third part we establish a master equation (or a Fokker-Planck type equation) for the time evolution of the reduced matrix density for coupled quadratic Hamiltonians by a bilinear inter-action. We give an explicit formula for the solution of this master equation so that the time evolution of the reduced density at time t is written as a convolution integral for the reduced density at initial time t0=0t_0=0t0​=0, with a Gaussian kernel, for 0≤t<tc0 \le t < t_c0≤t<tc​ where tc∈]0,∞]t_c\in ]0, \infty ]tc​∈]0,∞] is a critical time such that reversibility is lost for t>tct > t_ct>tc​ if tc<+∞t_c<+\infty tc​<+∞. Some manifestations of decoherence, for t>0t>0t>0 small enough, are proved on our simple model which is similar to a representation of the Schrödinger cat.
There is a deeply entrenched view in philosophy and physics, the closed systems view, according to which isolated systems are conceived of as fundamental. On this view, when a system is under the influence of its environment this is always described in terms of a coupling between it and a separate system, which taken together are isolated. There is an alternative, the open systems view, according to which systems interacting with their environment are conceived of as fundamental, and the environment’s influence is represented via the dynamical equations that govern the system of interest’s evolution. In this paper we propose (although the formalism is not original to us) a theoretical framework which we call the general quantum theory of open systems (GT), within which one can make sense of the dynamics of open quantum systems in fundamental terms, and we argue that the open systems view, as formalized in GT, is fundamental in quantum theory.