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Cambridge University Press eBooks

Kadanoff–Baym derivation of the ZNG equations

Allan Griffin, Tetsuro Nikuni, E. Zaremba

Published Feb 19, 2009• 0 citations
Publisher

Abstract

In Chapter 4, we introduced the Kadanoff–Baym equations of motion for the imaginary-time nonequilibrium Green's functions for a Bose gas, as given by (4.59) and (4.60). In this chapter, we will use the generalization of these equations of motion to find the equivalent equations of motion for the real-time Green's functions. These can be written in a natural way in the form of a kinetic equation. Using a simple Hartree–Fock approximation, we show how the coupled equations for the condensate and thermal cloud given in Chapter 3 emerge naturally from the Kadanoff–Baym (KB) formalism. This chapter is based on Imamović-Tomasović and Griffin (2001) and Imamović-Tomasović (2001), building on the pioneering work of Kane and Kadanoff (1965). In this chapter and Chapter 7 we review the KB formalism. However, we also encourage the reader to read the original account given by Kadanoff and Baym (1962). The goals and accomplishments of their seminal book are beautifully captured by the following quote from p. 138: Our rather elaborate Green's function arguments provide a means of describing transport phenomena in a self-contained way, starting from a dynamical approximation, i.e. an approximation for G 2 ( U ) in terms of G 1 ( U ). These calculations require no extra assumptions. The theory provides at the same time a description of the transport processes that occur and a determination of the quantities which appear in the transport equations. A closely related way of treating the nonequilibrium dynamics of a Bose-condensed gas is based on the two-particle irreducible (2PI) effective action together with the Schwinger–Keldysh closed-time path formalism. Berges (2004) gives a detailed review of this approach, which allows one to derive the nonequilibrium action on the basis of controllable approximations.

DOI
10.1017/cbo9780511575150.007

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In Chapter 4, we introduced the Kadanoff–Baym equations of motion for the imaginary-time nonequilibrium Green's functions for a Bose gas, as given by (4.59) and (4.60). In this chapter, we will use the generalization of these equations of motion to find the equivalent equations of motion for the real-time Green's functions. These can be written in a natural way in the form of a kinetic equation. Using a simple Hartree–Fock approximation, we show how the coupled equations for the condensate and thermal cloud given in Chapter 3 emerge naturally from the Kadanoff–Baym (KB) formalism. This chapter is based on Imamović-Tomasović and Griffin (2001) and Imamović-Tomasović (2001), building on the pioneering work of Kane and Kadanoff (1965). In this chapter and Chapter 7 we review the KB formalism. However, we also encourage the reader to read the original account given by Kadanoff and Baym (1962). The goals and accomplishments of their seminal book are beautifully captured by the following quote from p. 138: Our rather elaborate Green's function arguments provide a means of describing transport phenomena in a self-contained way, starting from a dynamical approximation, i.e. an approximation for G 2 ( U ) in terms of G 1 ( U ). These calculations require no extra assumptions. The theory provides at the same time a description of the transport processes that occur and a determination of the quantities which appear in the transport equations. A closely related way of treating the nonequilibrium dynamics of a Bose-condensed gas is based on the two-particle irreducible (2PI) effective action together with the Schwinger–Keldysh closed-time path formalism. Berges (2004) gives a detailed review of this approach, which allows one to derive the nonequilibrium action on the basis of controllable approximations.
In Chapter 3, we introduced a simple but reasonable approximation for the nonequilibrium dynamics of a Bose-condensed gas based on a generalized GP equation coupled to a kinetic equation. In Chapters 4–7, we turn to the question of how to derive such coupled equations for the condensate and noncondensate components in a way that gives a deeper understanding of the ZNG theory. Chapters 4–7 involve an introduction to Green's functions and field theoretic techniques for nonequilibrium problems. These provide the natural language and formalism to deal with the many subtle aspects of a Bose-condensed gas at finite temperatures. These four chapters are fairly technical. This chapter is mainly based on Kadanoff and Baym (1962) and Imamović-Tomasović (2001). Readers who are not interested in these questions can go straight to Chapter 8, which begins the discussion of applications of the ZNG coupled equations given in Chapter 3. Overview of Green's function approach To derive a microscopic theory of the nonequilibrium behaviour of a dilute weakly interacting Bose-condensed gas at finite temperatures, there are several different approaches available in the literature. We will use the wellknown Kadanoff–Baym (KB) nonequilibrium Green's function method. The generalization of this formalism to a Bose-condensed system was first considered by Kane and Kadanoff (1965), whose goal was to derive the Landau two-fluid hydrodynamic equations for a system with a Bose broken symmetry. The general problem consists of how to calculate the nonequilibrium response of a system induced by an external (space- and time-dependent) perturbation. In response to such an external perturbation, many interesting physical phenomena appear, including the excitation of collective modes and various transport processes.
In contrast with Chapter 2, in this chapter we include the dynamics of the thermal cloud. As noted in Chapter 1, we treat the noncondensate atoms using the simplest microscopic model approximation that captures the important physics. In particular, we consider only temperatures high enough ( T ≥ 0.4 T BEC ) that the noncondensate atoms can be described by a particle-like Hartree–Fock (HF) spectrum. To extend the analysis to very low temperatures is in principle straightforward (see Chapter 7). However, the details are more complicated since the excitations of the thermal cloud take on a collective aspect (i.e. a Bogoliubov-type quasiparticle spectrum must be used). In trapped Bose gases, the HF single-particle spectrum gives a good approximation down to much lower temperatures than in the case of uniform Bose gases, as first emphasized by Giorgini et al . (1997). In Section 3.1, we derive a generalized form of the Gross–Pitaevskii equation for the Bose order parameter Φ( r , t ) that is valid at finite temperatures. It involves terms that are coupled to the noncondensate component (the thermal cloud) and thus its solution in general requires one to know the equations of motion for the dynamics of the noncondensate atoms. In Section 3.2 we restrict ourselves to finite temperatures high enough that the noncondensate atoms can be described by a quantum kinetic equation for the single-particle distribution function f ( p, r , t ). A detailed microscopic derivation of this kind of kinetic equation is given in Chapters 6 and 7 using the Kadanoff–Baym Green's function formalism. A characteristic feature of a Bose-condensed gas is that the kinetic equation governing f ( p, r , t ) involves a collision integral C 12 [ f , Φ] describing collisions between condensate and noncondensate atoms.
The quantum Boltzmann equation (QBE), originally formulated as the quantum extension of Boltzmann’s classical transport theory by Uehling and Uhlenbeck and subsequently developed within the nonequilibrium Green-function formalisms of Kadanoff–Baym and Keldysh, provides the central kinetic framework for describing relaxation and transport in weakly interacting quantum many-body systems. Although its formal structure is well established, conventional derivations often obscure the microscopic equivalence between operator and nonequilibrium Green-function approaches. Wick factorization is typically applied without explicitly enumerating real-time contractions, while Green-function treatments encode the same physics in Born-level self-energies that conceal their operator origin. In this paper, we present a pedagogical microscopic derivation of the quantum Boltzmann equation that makes this equivalence fully explicit. Starting from the ladder-operator formulation, we enumerate all fifteen Wick pairings of the second-order six-field correlator, identifying three Hartree–Fock contributions and twelve real-time Born scattering channels generated by a quartic, number-conserving interaction Hamiltonian. We then establish a one-to-one correspondence between these twelve operator contractions and the Keldysh components of the second-order Born self-energy, demonstrating explicitly how the Uehling–Uhlenbeck collision integral emerges after Wigner transformation and quasiparticle projection. Under controlled Born–Markov and quasiparticle approximations, this work offers a transparent synthesis of operator and Green-function formulations, and clarifies how kinetic fluctuations can be understood as emergent under coarse-graining.
Using the Kadanoff-Baym non-equilibrium Green's function formalism, we derive kinetic equations for the non-condensate atoms at finite temperatures which include the effect of binary collisions between atoms. The effect of collisions is included using the second-order self-energy given by the Beliaev (gapless) approximation. We limit our discussion to finite temperatures where we can use the single-particle Hartree-Fock spectrum for the excited atoms. In this limit, we can neglect the off-diagonal propagators (g~12\tilde{g}_{12}g~​12​ and g~21\tilde{g}_{21}g~​21​). As expected, this leads to the kinetic equations and collision integrals used in recent work by Zaremba, Nikuni, and Griffin (ZNG) [1]. We also derive a consistent equation of motion for the condensate wavefunction, involving a finite-temperature generalization of the well-known Gross-Pitaevskii equation which includes a dissipative term, as well as the mean field of the non-condensate.
The Kadanoff–Baym equations Quantum kinetic field theory is the theme of this chapter. In this section we get right to the heart of it by showing a derivation of the celebrated Kadanoff-Baym (KB) equations [KadBay62]. The basic idea is that close to equilibrium, propagators are nearly translation invariant. It is possible to define a partial Fourier transform with respect to the relative position of the arguments. The Kadanoff – Baym equations then determine how the partial Fourier transform depends on the average (or “center of mass”) of the arguments in the original propagators. Besides the presentation in Kadanoff and Baym's textbook, there are several derivations of these equations in the literature [Dub67, Dan84a, MroDan90, MroHei94, ZhuHei98]. We shall follow [CalHu88, CaHuRa00]. See also [Hen95, IvKnVo00, KnIvVo01, Nie02, Koi02]. References [BoVeWa00, WBVS00] follow a different path towards quantum kinetic theory, based on the so-called dynamical renormalization group. The model . To better appreciate the main points in this derivation, we shall consider a simple model, namely, the KB equations for the theory of a single real self-interacting λΦ 4 scalar field, in the absence of background fields. Actually, the key ideas are not sensitive to the particular models, but for concreteness it will be helpful to have a model in mind. The classical action is given by equation (6.106). A translation-invariant propagator G ab depends on its arguments x and x ′ only through the so-called “relative” variable u = x − x ′.
A systematic and unambiguous method of deriving generalized transport equations, i.e., equations for distribution functions having a single-time structure, on the basis of the nonequilibrium Green function is obtained, if the common Kadanoff-Baym (KB) ansatz is replaced by a modification which we call the generalized KB ansatz. This new ansatz is fully consistent with the dynamical structure of the theory and is independent of any specific representation. The resulting equations appear to be the zeroth-order approximation of a systematic expansion in terms of the collision duration. In the case of the electron transport in a strong homogeneous electric field, the generalized ansatz is shown to be in agreement with the superoperator methods, whereas the KB ansatz is known to fail in this case.