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Acta Physica Sinica

CORRELATED-BASIS-FUNCTION THEORY FOR EXCITED STATES

SHUAI ZHI-GANG, SUN XIN, FU ROU-LI, (1)复旦大学物理系; (2)南京大学固体微结构物理实验室; (3)中国科学院上海技术物理研究所红外物理开放研究实验室

Published Jan 1, 1989• 0 citations
Publisher

Abstract

We developed a many-body method to calculate the electron correlated basis function of excited state. Based on the Chakravarty-Woo equation and functional expansion and convolution approximation, we got the linear integral iteration equation for the variation of density and correlation function, so the wave function, due to electron excitation. A general formula for excitation energy in many-body problem is obtained From this and the known experimental data, we found the energy gap and electron correlation in 1-d conducting polymer. The result is in good accordance with the experiment.

DOI
10.7498/aps.38.1648

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We developed a many-body method to calculate the electron correlated basis function of excited state. Based on the Chakravarty-Woo equation and functional expansion and convolution approximation, we got the linear integral iteration equation for the variation of density and correlation function, so the wave function, due to electron excitation. A general formula for excitation energy in many-body problem is obtained From this and the known experimental data, we found the energy gap and electron correlation in 1-d conducting polymer. The result is in good accordance with the experiment.
The most of the experimental measurable quantities in many-body electron system, such as the optical absorption, luminescent spectra and exciton effect, are related to the excitation states description. The density functional theory with local density approximation (DFT-LDA) as a ground state theory, i.e. the solutions based on the Kohn-Sham equation is a powerful tool for studying the ground state properties in many-particle systems. However, the first principles computation of excited states is more complexity than ground-state calculations. A key problem is that the exchange-correlation interaction in excited states is differ from the ground-states. In recent years, nevertheless, several electronic-excitation theories have been developed. The most important theoretical and computational method include the many-body perturbation theory which is based on the quasi-particle concept and the Green function equation, the time-dependent DFT and the Bethe-Salpeter equation for describing the electron-hole interaction. Among them the central ingredient is an electron's self-energy operator Σ that describes the exchange correlation effect beyond Hartree approximation. The implementations of the above theories are unavoidable to introduce some of approximations. A good approximation for Σ is the GW approach by Hedin. It is shown from computation simulations for many real condensed matter systems that the GW approach is a successful method for electronic-excitation problems. Another effective method for excited-states is so-called screen-exchange local-density approximation (sX-LDA). It is a combination of LDA and Hartree-Fock (HF)theory, in which the intrinsic local screen-exchange interaction has been replaced by a non-local one and a generalized Kohn-Sham equation (GKS) is given. Based on a PWscf package, the sX-LDA-PWscf method has been tested and indicates that an available approach for treating band-gap problem in semiconductors. In this paper, the many-body theories for the excitation process, its development and signification are reviewed. The relation and differences consist in different theoretical methods are discussed. On the based of above discussions, the applications of many-body theory to the band-band transition (band-gap underestimation problem) and exciton effect in semiconductors are presented.
In this lecture we present many-body perturbation theory as a method to determine quasiparticle excitations in solids, especially electronic band structures, accurately from first principles.The main ingredient is the electronic self-energy that, in principle, contains all many-body exchange and correlation effects beyond the Hartree potential.As its exact mathematical expression is unknown, approximations must be used in practical calculations.The approximation is obtained using a systematic algebraic approach on the basis of Green function techniques.It constitutes an expansion of the self-energy up to linear order in the screened Coulomb potential, which describes the interaction between the quasiparticles and includes dynamic screening through the creation of exchange-correlation holes around the bare particles.The implementation of the approximation relies on a perturbative treatment starting from density functional theory.Besides a detailed mathematical discussion we focus on the underlying physical concepts and show some illustrative applications.
We introduce a scheme through which the ground-state electronic density n and total energy Ev [n] of inhomogeneous interacting systems can be determined in a self-consistent (SC) way. It is based on a SC perturbation expansion for the single-particle Green function G. Our employed expansion is argued to be valid under all conditions provided that the ground-state charge density of the interacting system is pure-state non-interacting v representable. The formalism discussed in this paper has been applied to a quasi-one-dimensional periodic system. It has even been possible to carry out SC calculations with the dynamically screened exchange diagram (the so-called GW diagram, where W is the dynamically screened electron-electron interaction function) for the self-energy operator Σ. A coherent mode of interpretation of a number of our results entails that the overwhelming success of the GW framework in relatively accurately reproducing the experimental energy gaps of a number of semiconductors and insulators may be a direct consequence of non-self-consistency effects; whereas a non-self-consistent calculation in our tests increases the value of the local-density approximation (LDA) gap in the range of 40–65% of the ‘experimental’ gaps, self-consistency effects reduce this range to 14–17%. The same line of argument leads us to conclude that, in our model, 26–35% of the LDA error in the gap energies is due to the absence of a well known discontinuity in the LDA exchange-correlation potential, and the remaining part is due to the Kohn-Sham eigenvalues not being identifiable with one-particle excitation energies. A natural conclusion that may be drawn from these observations is that a correct description of excitation energies (e.g. of the gap energy) cannot be achieved without including, at least approximately, the vertex part of Σ, which is entirely absent in the GW scheme.
Following previous work in which a variational method for the many-body problem was proposed wherein an effective potential $\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{V}$ was introduced as a variational parameter to construct a trial wave function, we apply the method to the two-dimensional electron gas. In the method, every physical quantity is expanded in powers of $\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{V}$ instead of the bare potential as in the usual perturbation-theoretic approach. Because of this choice of expansion parameter, the expansion series converges rapidly even in the strong-coupling region. The result for the correlation energy in the two-dimensional electron gas agrees very well with that given by the variational Monte Carlo method even in the lowest-order calculation (i.e., to second order in $\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{V}$). The difference is within several percent for 1<rs<1001<{r}_{s}<1001<rs​<100.
We introduce a scheme through which the ground-state electronic density n and total energy Ey[n] of inhomogeneous interacting systems can be determined in a self-consistent (SC) way. It is based on a SC perturbation expansion for the single-particle Green function G. Our employed expansion is argued to be valid under all conditions provided that the ground-state charge density of the interacting system is pure-state non-interacting v representable. The formalism discussed in this paper has been applied to a quasi-one-dimensional periodic system. It has even been possible to carry out SC calculations with the dynamically screened exchange diagram (the so-called G W diagram, where W is the dynamically screened electron4ectron interaction function) for the selfenergy operator C. A coherent mode of interpretation of a number of our results entails that the overwhelming success of the G W framework in relatively accurately reproducing the experimental energy gaps of a number of semiconductors and insulators may be a direct consequence of non-selfconsistency effects; whereas a non-self-consistent calculation in our tests increases the value of the local-density approximation (LDA) gap in the range of 40-65% of the ‘experimental’ gaps, self-consistency effects reduce this range to 1 4 1 7 % . The same line of argument leads us to conclude that, in our model, 2635% of the LDA error in the gap energies is due to the absence of a well known discontinuity in the LDA exchange-correlation potential, and the remaining part is due to the Kohn-Sham eigenvalues not being identifiable with one-particle excitation energies. A natural conclusion that may be drawn from these observations is that a correct description of excitation energies (e.g. of the gap energy) cannot be achieved without including, at least approximately, the vertex part of C, which is entirely absent in the GW scheme. 5 1 . INTRODUCTION The ground-state (GS) density-functional theory (DFT) due to Hohenberg and Kohn (1964) provides a rigorous foundation for determining properties of systems in their ground states (for reviews see Lundqvist and March (1983), Jones and Gunnarsson (1989) and Dreizler and Gross (1990)). The central position in this theory is taken by the total-energy functional EY[n] which, owing to its unique absolute minimum a t the GS electronic density n, can be used to obtain not only the GS energy but also the GS charge density. tPresent address: Max-Planck-Institut fur Festkorperforschung, HeisenbergstraRe 1, 70569 Stuttgart, Federal Republic of Germany. 0141-8637/97 $12 .00
Progress toward the solution of the strongly correlated electron problem has been stymied by the exponential complexity of the wave function. Previous work established an exact two-body exponential product expansion for the ground-state wave function. By developing a reduced density-matrix analog of Dalgarno-Lewis perturbation theory, we prove here that (i) the two-body exponential product expansion is rapidly and globally convergent with each operator representing an order of a renormalized perturbation theory, (ii) the energy of the expansion converges quadratically near the solution, and (iii) the expansion is exact for both ground and excited states. The two-body expansion offers a reduced parametrization of the many-particle wave function as well as the two-particle reduced density matrix with potential applications on both conventional and quantum computers for the study of strongly correlated quantum systems. We demonstrate the result with the exact solution of the contracted Schr\"odinger equation for the molecular chains H4{\mathrm{H}}_{4}H4​ and H5{\mathrm{H}}_{5}H5​.