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Physical Review A

Identifying a cooperative control mechanism between an applied field and the environment of open quantum systems

Fang Gao, Roberto Rey-de-Castro, Yaoxiong Wang, HERSCHEL A. RABITZ, Feng Shuang

Published May 9, 2016• 6 citations
Publisher

Abstract

Many systems under control with an applied field also interact with the surrounding environment. Understanding the control mechanisms has remained a challenge, especially the role played by the interaction between the field and the environment. In order to address this need, here we expand the scope of the Hamiltonian-encoding and observable-decoding (HE-OD) technique. HE-OD was originally introduced as a theoretical and experimental tool for revealing the mechanism induced by control fields in closed quantum systems. The results of open-system HE-OD analysis presented here provide quantitative mechanistic insights into the roles played by a Markovian environment. Two model open quantum systems are considered for illustration. In these systems, transitions are induced by either an applied field linked to a dipole operator or Lindblad operators coupled to the system. For modest control yields, the HE-OD results clearly show distinct cooperation between the dynamics induced by the optimal field and the environment. Although the HE-OD methodology introduced here is considered in simulations, it has an analogous direct experimental formulation, which we suggest may be applied to open systems in the laboratory to reveal mechanistic insights.

DOI
10.1103/physreva.93.053407

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Many systems under control with an applied field also interact with the surrounding environment. Understanding the control mechanisms has remained a challenge, especially the role played by the interaction between the field and the environment. In order to address this need, here we expand the scope of the Hamiltonian-encoding and observable-decoding (HE-OD) technique. HE-OD was originally introduced as a theoretical and experimental tool for revealing the mechanism induced by control fields in closed quantum systems. The results of open-system HE-OD analysis presented here provide quantitative mechanistic insights into the roles played by a Markovian environment. Two model open quantum systems are considered for illustration. In these systems, transitions are induced by either an applied field linked to a dipole operator or Lindblad operators coupled to the system. For modest control yields, the HE-OD results clearly show distinct cooperation between the dynamics induced by the optimal field and the environment. Although the HE-OD methodology introduced here is considered in simulations, it has an analogous direct experimental formulation, which we suggest may be applied to open systems in the laboratory to reveal mechanistic insights.
We report on the laboratory implementation of quantum-control-mechanism identification through Hamiltonian encoding and observable decoding (HE-OD). Over a sequence of experiments, HE-OD introduces a special encoded signature into the components of a previously determined control field expressed in a chosen representation. The outcome appears as a modulated signal in the controlled system observable. Decoding the modulated signal identifies the hierarchy of correlations between components of the control field in a particular representation. In cases where the initial quantum state and observable operator are fully known, then HE-OD can also identify the transition amplitudes of the various Dyson expansion orders contributing to the controlled dynamics. The basic principles of HE-OD are illustrated for second harmonic generation when the components of the field representation are simply taken as the pixels in the pulse shaper. The outcome of HE-OD agrees well with simulations, verifying the concept.
While closed-loop control of quantum dynamics in the laboratory is proving to be broadly successful, the control mechanisms induced by the fields are often left obscure. Hamiltonian encoding (HE) was originally introduced as a method for understanding mechanisms in quantum dynamics in the context of computational simulations, based on access to the system wavefunction. As a step towards laboratory implementation of HE, this paper addresses the issues raised by the use of observables rather than the wavefunction in HE. The goal of laboratory based HE is to obtain an understanding of control mechanism through a sequence of systematic control experiments, whose collective information can identify the underlying control mechanism defined as the set of significant amplitudes connecting the initial and final states. Mechanism is determined by means of observing the dynamics of special sequences of system Hamiltonians encoded through the control field. The proposed algorithm can handle complex systems, operates with no recourse to dynamical simulations, and functions with limited understanding of the system Hamiltonian. As with the closed-loop control experiments, the HE control mechanism identification algorithm performs a new experiment each time the dynamical outcome from an encoded Hamiltonian is called for. This paper presents the basic HE algorithm in the context of physical systems described by a finite dimensional Hilbert space. The method is simulated with simple models, and the extension to more complex systems is discussed.
Optimal control of quantum dynamics in the laboratory is proving to be increasingly successful. The control fields can be complex, and the mechanisms by which they operate have often remained obscure. Hamiltonian encoding (HE) has been proposed as a method for understanding mechanisms in quantum dynamics. In this context mechanism is defined in terms of the dominant quantum pathways leading to the final state of the controlled system. HE operates by encoding a special modulation into the Hamiltonian and decoding its signature in the dynamics to determine the dominant pathway amplitudes. Earlier work encoded the modulation directly into the Hamiltonian operators. This present work introduces the alternative scheme of field based HE, where the modulation is encoded into the control field and not directly into the Hamiltonian operators. This distinct form of modulation yields a new perspective on mechanism and is computationally faster than the earlier approach. Field based encoding is also an important step towards a laboratory based algorithm for HE as it is the only form of encoding that may be experimentally executed. HE is also extended to cover systems with noise and uncertainty and finally, a hierarchical algorithm is introduced to reveal mechanism in a stepwise fashion of ever increasing detail as desired. This new hierarchical algorithm is an improvement over earlier approaches to HE where the entire mechanism was determined in one stroke. The improvement comes from the use of less complex modulation schemes, which leads to fewer evaluations of Schrodinger's equation. A number of simulations are presented on simple systems to illustrate the new field based encoding technique for mechanism assessment.
Control mechanism is usually much more complex for open quantum systems than closed systems. In this article, the Hamiltonian encoding-observable decoding method for open quantum systems is formulated, starting from the Lindblad equation. The dipole-field-induced and dissipation-induced quantum pathways in Liouville space are analyzed with this method for a single-qubit open system. Different signatures can be found in the decoding results, and the amplitudes of dipole-field-induced quantum pathways change with the control field while those of dissipation-induced quantum pathways are constant. Analysis with this method should be helpful to understand the control mechanism for open quantum systems.
A variety of means are now available to design control fields for manipulating the evolution of quantum systems. However, the underlying physical mechanisms often remain obscure, especially in the cases of strong fields and high quantum state congestion. This paper proposes a method to quantitatively determine the various pathways taken by a quantum system in going from the initial state to the final target. The mechanism is revealed by encoding a signal in the system Hamiltonian and decoding the resultant nonlinear distortion of the signal in the system time-evolution operator. The relevant interfering pathways determined by this analysis give insight into the physical mechanisms operative during the evolution of the quantum system. A hierarchy of mechanism identification algorithms with increasing ability to extract more detailed pathway information is presented. The mechanism identification concept is presented in the context of analyzing computer simulations of controlled dynamics. As illustrations of the concept, mechanisms are identified in the control of several simple, discrete-state quantum systems. The mechanism analysis tools reveal the roles of multiple interacting quantum pathways to maximally take advantage of constructive and destructive interference. Similar procedures may be applied directly in the laboratory to identify control mechanisms without resort to computer modeling, although this extension is not addressed in this paper.
The Hamiltonian encoding is a means for revealing the mechanism of controlled quantum dynamics. In this context, the mechanism is defined by the dominant quantum pathways starting from the initial state and proceeding through a set of intermediate states to end at the final state. The nature and interpretation of the mechanism depends on the choice of the states to represent the dynamics. Alternative representations may provide distinct insights into the system mechanism, and representations producing fewer pathways are especially interesting. In addition, a suitable choice of representation may highlight the role of certain couplings in a system that would normally be masked by other, higher magnitude couplings. A simple three-level system is chosen for illustration, where different values for the Rabi frequencies lead to mechanistic analyses that are best described in terms of particular representations. As an examlple, the role of the nonadiabatic terms in stimulated Raman adiabatic passage dynamics is analyzed through the Hamiltonian encoding.