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Physical Review A

Investigating constrained quantum control through a kinematic-to-dynamic-variable transformation

Ashley Donovan, HERSCHEL A. RABITZ

Published Jul 9, 2014• 2 citations
Publisher

Abstract

A search for the variables that control a quantum system's dynamics occurs over a landscape, defined as the target objective as a function of the variables. Prior studies show that upon satisfaction of three specific assumptions, the topology of the landscape is free of suboptimal traps that could prematurely halt the search for an optimal control. One key assumption is free access to all necessary control variables; however, in practice, the controls are always limited in some fashion which may result in constraint-induced traps on the landscape. This paper aims to introduce the means to systematically explore the nature of constrained controls that yield suboptimal outcomes. The procedure utilizes kinematic controls, which comprise a simple set of time-independent variables, and then performs a landscape topology-preserving transformation into corresponding dynamic controls. The equivalent landscape topology of these two formulations permits the study of a family of dynamic controls that reflect constrained control landscape behavior. In particular, constrained dynamic controls are identified as isolated points on the landscape or as suboptimal level sets. The wide range of such dynamic controls indicates the richness and complexity of constraint-induced features on the landscape.

DOI
10.1103/physreva.90.013408

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A search for the variables that control a quantum system's dynamics occurs over a landscape, defined as the target objective as a function of the variables. Prior studies show that upon satisfaction of three specific assumptions, the topology of the landscape is free of suboptimal traps that could prematurely halt the search for an optimal control. One key assumption is free access to all necessary control variables; however, in practice, the controls are always limited in some fashion which may result in constraint-induced traps on the landscape. This paper aims to introduce the means to systematically explore the nature of constrained controls that yield suboptimal outcomes. The procedure utilizes kinematic controls, which comprise a simple set of time-independent variables, and then performs a landscape topology-preserving transformation into corresponding dynamic controls. The equivalent landscape topology of these two formulations permits the study of a family of dynamic controls that reflect constrained control landscape behavior. In particular, constrained dynamic controls are identified as isolated points on the landscape or as suboptimal level sets. The wide range of such dynamic controls indicates the richness and complexity of constraint-induced features on the landscape.
The broad success of optimally controlling quantum systems with external fields has been attributed to the favorable topology of the underlying control landscape, where the landscape is the physical observable as a function of the controls. The control landscape can be shown to contain no suboptimal trapping extrema upon satisfaction of reasonable physical assumptions, but this topological analysis does not hold when significant constraints are placed on the control resources. This work employs simulations to explore the topology and features of the control landscape for pure-state population transfer with a constrained class of control fields. The fields are parameterized in terms of a set of uniformly spaced spectral frequencies, with the associated phases acting as the controls. This restricted family of fields provides a simple illustration for assessing the impact of constraints upon seeking optimal control. Optimization results reveal that the minimum number of phase controls necessary to assure a high yield in the target state has a special dependence on the number of accessible energy levels in the quantum system, revealed from an analysis of the first- and second-order variation of the yield with respect to the controls. When an insufficient number of controls and/or a weak control fluence are employed, trapping extrema and saddle points are observed on the landscape. When the control resources are sufficiently flexible, solutions producing the globally maximal yield are found to form connected "level sets" of continuously variable control fields that preserve the yield. These optimal yield level sets are found to shrink to isolated points on the top of the landscape as the control field fluence is decreased, and further reduction of the fluence turns these points into suboptimal trapping extrema on the landscape. Although constrained control fields can come in many forms beyond the cases explored here, the behavior found in this paper is illustrative of the impacts that constraints can introduce.
Quantum control landscape theory was formulated to assess the ease of finding optimal control fields in simulations and in the laboratory. The landscape is the observable as a function of the controls, and a primary goal of the theory is the analysis of landscape features. In what is referred to as the kinematic picture of the landscape, prior work showed that the landscapes are generally free of traps that could halt the search for an optimal control at a suboptimal observable value. The present paper considers the dynamical picture of the landscape, seeking the existence of singular controls, especially of a nonkinematic nature along with an assessment of whether they correspond to traps. We analyze the necessary and sufficient conditions for singular controls to be kinematic or nonkinematic critical solutions and the likelihood of their being encountered while maximizing an observable. An algorithm is introduced to seek singular controls on the landscape in simulations along with an associated Hessian landscape analysis. Simulations are performed for a large number of model finite-level quantum systems, showing that all the numerically identified kinematic and nonkinematic singular critical controls are not traps, in support of the prior empirical observations on the ease of finding high-quality optimal control fields.
The reliable and precise generation of quantum unitary transformations is essential for the realization of a number of fundamental objectives, such as quantum control and quantum information processing. Prior work has explored the optimal control problem of generating such unitary transformations as a surface-optimization problem over the quantum control landscape, defined as a metric for realizing a desired unitary transformation as a function of the control variables. It was found that under the assumption of nondissipative and controllable dynamics, the landscape topology is trap free, which implies that any reasonable optimization heuristic should be able to identify globally optimal solutions. The present work is a control landscape analysis, which incorporates specific constraints in the Hamiltonian that correspond to certain dynamical symmetries in the underlying physical system. It is found that the presence of such symmetries does not destroy the trap-free topology. These findings expand the class of quantum dynamical systems on which control problems are intrinsically amenable to a solution by optimal control.
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The generation of specific unitary transformations is central to a variety of quantum control problems. Given a target unitary transformation, the optimal control landscape is defined as the Hilbert-Schmidt distance between the target and controlled unitary transformation as a function of the control variables. The critical topology of the landscape is analyzed for controllable quantum systems evolving under unitary dynamics over a finite dimensional Hilbert space. It is found that the critical regions of the landscape corresponding to global optima are isolated points, and the local optima are Grassmannian submanifolds. The volumes of the critical submanifolds corresponding to suboptimal critical values asymptotically vanish in the limit of large Hilbert space dimension. Furthermore, these critical submanifolds have saddle-point topology, which cannot act as traps when searching for optimal controls. These favorable properties of the local optima suggest that the landscape topology is generally amenable to optimization. The analysis is independent of the particular structure of the system Hamiltonian, except for the assumption of full controllability, and the results are universal to the control of unitary transformations of any quantum system.
Manipulation of a quantum system can be viewed in the framework of a control landscape defined as the physical objective as a functional of the control. Control landscape analyses have thus far considered linear quantum dynamics. This paper extends the analysis of control landscape topology to nonlinear quantum dynamics with the objective of steering a finite-level quantum system from an initial state to a final target state. The analysis rests on the assumptions that (i) the final state is reachable from the initial state, (ii) the differential mapping from the control to the state is surjective, and (iii) the control resources are unconstrained. Under these assumptions, landscape critical points (i.e., where the slope vanishes) for nonlinear quantum dynamics only appear as the global maximum and minimum; thus, the landscape is free of traps. Moreover, the landscape Hessian (i.e., the second derivative with respect to the control) at the global maximum has finite rank, indicating the presence of a large level set of optimal controls that preserve the value of the maximum. Extensive numerical simulations on finite-level models of the Gross-Pitaevskii equation confirm the trap-free nature of the landscape as well as the Hessian rank analysis, using either an applied electric field or a tunable condensate two-body interaction strength as the control. In addition, the control mechanisms arising in the numerical simulations are qualitatively assessed. These results are a generalization of previous findings for the linear Schr\"odinger equation, and show promise for successful control in a wide range of nonlinear quantum dynamics applications.