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Physical Review B

Excitonic insulator state in the two-orbital Hubbard model: Variational cluster approach

Tatsuya Kaneko, Kazuhiro Seki, Y. Ohta

Published Apr 23, 2012• 68 citations
Publisher

Abstract

The variational cluster approximation is used to study the spontaneous symmetry breaking of the excitonic insulator (EI) state in the two-orbital Hubbard model defined on the two-dimensional square lattice. Evaluating the order parameter of the EI state, staggered magnetization, and number of particles on each orbital, we obtain the ground-state phase diagram of the model in a wide parameter space of the intra and interorbital Coulomb interactions. We also calculate the single-particle and anomalous Green's functions. We show that the normal metallic phase is unstable to the formation of the EI state and the EI phase appears in a wide parameter region between the band-insulator and Mott-insulator phases.

DOI
10.1103/physrevb.85.165135

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The variational cluster approximation is used to study the spontaneous symmetry breaking of the excitonic insulator (EI) state in the two-orbital Hubbard model defined on the two-dimensional square lattice. Evaluating the order parameter of the EI state, staggered magnetization, and number of particles on each orbital, we obtain the ground-state phase diagram of the model in a wide parameter space of the intra and interorbital Coulomb interactions. We also calculate the single-particle and anomalous Green's functions. We show that the normal metallic phase is unstable to the formation of the EI state and the EI phase appears in a wide parameter region between the band-insulator and Mott-insulator phases.
Using the variational cluster approach based on the self-energy functional theory, we study the possible occurrence of excitonic order and superconductivity in the two-orbital Hubbard model with intra- and inter-orbital Coulomb interactions. It is known that an antiferromagnetic Mott insulator state appears in the regime of strong intra-orbital interaction, a band insulator state appears in the regime of strong inter-orbital interaction, and an excitonic insulator state appears between them. In addition to these states, we find that the s±s^{\pm}s±-wave superconducting state appears in the small-correlation regime, and the dx2−y2d_{x^2 - y^2}dx2−y2​-wave superconducting state appears on the boundary of the antiferromagnetic Mott insulator state. We calculate the single-particle spectral function of the model and compare the band gap formation due to the superconducting and excitonic orders.
Optical responses in an excitonic insulating (EI) system with strong electron correlation are studied. We adopt the two-orbital Hubbard model with a finite energy difference between the two orbitals where the spin state degree of freedom exists. This model is analyzed by the variational cluster approach. In order to include the local electron correlation effect, the vertex correction is taken into account in the formulation of the optical conductivity spectra. We calculate a finite-temperature phase diagram in which an EI phase appears between a low-spin band insulating state and a high-spin Mott insulating state. Characteristic components of the optical conductivity spectra consisting of a sharp peak and continuum appear in the EI phase. Integrated intensity almost follows the order parameter of the EI state, suggesting that this component is available to identify the EI phases and transitions.
We study the Coulomb-interaction induced spontaneous symmetry breaking of the excitonic insulator state in the two-dimensional extended Falicov-Kimball model. Using the variational cluster approximation, we evaluate the order parameter, single-particle excitation gap, momentum distribution functions, and anomalous Green's function as a function of U at zero temperature. We find that in the weak-to-intermediate couplinb regime, the Fermi surface is well-defined and the calculated results can be understood in the close correspondence with the BCS theory, whereas in the strong-coupling regime, the Fermi surface is ill-defined and the results are consistent with the picture of BEC.
We comparatively study the excitonic insulator state in the extended Falicov-Kimball model (EFKM, a spinless two-band model) on the two-dimensional square lattice using the variational cluster approximation (VCA) and the cluster dynamical impurity approximation (CDIA). In the latter, the particle-bath sites are included in the reference cluster to take into account the particle-number fluctuations in the correlation sites. We thus calculate the particle-number distribution, order parameter, ground-state phase diagram, anomalous Green's function, and pair coherence length, thereby demonstrating the usefulness of the CDIA in the discussion of the excitonic condensation in the EFKM.
We study the spontaneous symmetry breaking of the excitonic insulator state induced by the Coulomb interaction UUU in the two-dimensional extended Falicov-Kimball model. Using the variational cluster approximation (VCA) and Hartree-Fock approximation (HFA), we evaluate the order parameter, single-particle excitation gap, momentum distribution functions, coherence length of excitons, and single-particle and anomalous excitation spectra as functions of UUU at zero temperature. We find that in the weak-to-intermediate coupling regime, the Fermi surface plays an essential role and calculated results can be understood in close correspondence with the BCS theory, whereas in the strong-coupling regime, the Fermi surface plays no role and results are consistent with the picture of a Bose-Einstein condensate (BEC). Moreover, we find that HFA works well in both the weak- and strong-coupling regimes, and that the difference between the results of VCA and HFA mostly appears in the intermediate-coupling regime. The reason for this is discussed from a viewpoint of the self-energy. We thereby clarify the excitonic insulator state that typifies either a BCS condensate of electron-hole pairs (weak-coupling regime) or a BEC of preformed excitons (strong-coupling regime).
We investigate the Mott transition in a two-dimensional two-orbital Hubbard model on a square lattice at half filling by using the variational Monte Carlo method. As a variational trial wave function, we consider Gutzwiller's on-site correlations and nearest-neighbor doublon-holon correlations. We calculate the ground-state energy and the other physical quantities, all of which clearly signal a first-order Mott transition. We thus obtain the phase diagram at zero temperature, where we find the coexistence region of the metal and the Mott insulator. We discuss how Hund's coupling affects the nature of the Mott transition in this system.