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Bosonic topological insulator in three dimensions and the

Max A. Metlitski, C. L. Kane, Matthew P. A. Fisher

Published Jan 1, 2013• 0 citations
OpenAlex

Abstract

It is well-known that one signature of the three-dimensional electron topological insulator is the Witten eect: if the system is coupled to a compact electromagnetic gauge eld, a monopole in the bulk acquires a half-odd-integer polarization charge. In the present work, we propose a corresponding phenomenon for the topological insulator of bosons in 3d protected by particle number conservation and time-reversal symmetry. We claim that although a monopole inside a topological insulator of bosons can remain electrically neutral, its statistics are transmuted from bosonic to fermionic. We demonstrate that this \statistical Witten eect

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Bosonic topological insulator in three dimensions and the statistical Witten effect

Max A. Metlitski, C. L. Kane, Matthew P. A. Fisher

It is well known that one signature of the three-dimensional electron topological insulator is the Witten effect: if the system is coupled to a compact electromagnetic gauge field, a monopole in the bulk acquires a half-odd-integer polarization charge. In the present work, we propose a corresponding phenomenon for the topological insulator of bosons in three dimensions protected by particle number conservation and time-reversal symmetry. We claim that although a monopole inside a topological insulator of bosons can remain electrically neutral, its statistics are transmuted from bosonic to fermionic. We demonstrate that this ``statistical Witten effect'' directly implies that if the surface of the topological insulator is neither gapless, nor spontaneously breaks the symmetry, it necessarily supports an intrinsic two-dimensional topological order. Moreover, the surface properties can not be fully realized in a purely two-dimensional system. We also confirm that the surface phases of the bosonic topological insulator proposed by Vishwanath and Senthil [Phys. Rev. X 3, 011016 (2013)] provide a consistent termination of a bulk exhibiting the statistical Witten effect. In a forthcoming paper, we will provide an explicit field-theoretic, lattice-regularized construction of the three-dimensional topological insulator of bosons, employing a parton decomposition and subsequent condensation of parton-monopole composites.

arXiv:1302.6535•Physical Review B•Jul 25, 2013•149 citations

Model Realization and Numerical Studies of a Three-Dimensional Bosonic Topological Insulator and Symmetry-Enriched Topological Phases

Scott Geraedts, Olexei I. Motrunich

We study a topological phase of interacting bosons in (3 þ 1) dimensions that is protected by charge conservation and time-reversal symmetry.We present an explicit lattice model that realizes this phase and that can be studied in sign-free Monte Carlo simulations.The idea behind our model is to bind bosons to topological defects called hedgehogs.We determine the phase diagram of the model and identify a phase where such bound states are proliferated.In this phase, we observe a Witten effect in the bulk whereby an external monopole binds half of the elementary boson charge, which confirms that it is a bosonic topological insulator.We also study the boundary between the topological insulator and a trivial insulator.We find a surface phase diagram that includes exotic superfluids, a topologically ordered phase, and a phase with a Hall effect quantized to one-half of the value possible in a purely two-dimensional system.We also present models that realize symmetry-enriched topologically ordered phases by binding multiple hedgehogs to each boson; these phases show charge fractionalization and intrinsic topological order as well as a fractional Witten effect.

arXiv:1408.1096•Physical Review X•Dec 22, 2014•19 citations

Constructing symmetric topological phases of bosons in three dimensions via fermionic projective construction and dyon condensation

Peng Ye, Xiao-Gang Wen

Recently, there is a considerable study on gapped symmetric phases of bosons that do not break any symmetry. Even without symmetry breaking, the bosons can still be in many exotic new states of matter, such as symmetry-protected topological (SPT) phases, which are short-range entangled and symmetry-enriched topological (SET) phases, which are long-range entangled. It is well known that noninteracting fermionic topological insulators are SPT states protected by time-reversal symmetry and U(1) fermion number conservation symmetry. In this paper, we construct three-dimensional exotic phases of bosons with time-reversal symmetry and boson number conservation U(1) symmetry by means of fermionic projective construction. We first construct an algebraic bosonic insulator, which is a symmetric bosonic state with an emergent U(1) gapless gauge field. We then obtain many gapped bosonic states that do not break the time-reversal symmetry and boson number conservation via proper dyon condensations. We identify the constructed states by calculating the allowed electric and magnetic charges of their excitations, as well as the statistics and the symmetric transformation properties of those excitations. This allows us to show that our constructed states can be trivial SPT states (i.e., trivial Mott insulators of bosons with symmetry), nontrivial SPT states (i.e., bosonic topological insulators), and SET states (i.e., fractional bosonic topological insulators). In nontrivial SPT states, the elementary monopole (carrying zero electric charge but unit magnetic charge) and elementary dyon (carrying both unit electric charge and unit magnetic charge) are fermionic and bosonic, respectively. In SET states, intrinsic excitations may carry fractional charge.

arXiv:1303.3572•Physical Review B•Jan 21, 2014•54 citations

Symmetry-respecting topologically ordered surface phase of three-dimensional electron topological insulators

Max A. Metlitski, C. L. Kane, Matthew P. A. Fisher

A three-dimensional electron topological insulator (ETI) is a phase of matter protected by particle-number conservation and time-reversal symmetry. It was previously believed that the surface of an ETI must be gapless unless one of these symmetries is broken. A well-known symmetry-preserving, gapless surface termination of an ETI supports an odd number of Dirac cones. In this paper, we deduce a symmetry-respecting, gapped surface termination of an ETI, which carries an intrinsic two-dimensional (2d) topological order, $\text{Moore-Read}\ifmmode\times\else\texttimes\fi{}\mathrm{U}{(1)}_{\ensuremath{-}2}$. The Moore-Read sector supports non-Abelian charge $1/4$ anyons, while the Abelian, $\mathrm{U}{(1)}_{\ensuremath{-}2}$, (antisemion) sector is electrically neutral. Time-reversal symmetry is implemented in this surface phase in a highly nontrivial way. Moreover, it is impossible to realize this phase strictly in 2d, simultaneously preserving its implementation of both the particle-number and time-reversal symmetries. A one-dimensional (1d) edge on the ETI surface between the topologically ordered phase and the topologically trivial time-reversal-broken phase with a Hall conductivity ${\ensuremath{\sigma}}_{xy}=1/2$ carries a right-moving neutral Majorana mode, a right-moving bosonic charge mode, and a left-moving bosonic neutral mode. The topologically ordered phase is separated from the surface superconductor by a direct second-order phase transition in the $X{Y}^{*}$ universality class, which is driven by the condensation of a charge $1/2$ boson, when approached from the topologically ordered side, and proliferation of a flux $4\ensuremath{\pi}\phantom{\rule{0.28em}{0ex}}(2hc/e)$ vortex, when approached from the superconducting side. In addition, we prove that time-reversal invariant (interacting) electron insulators with no intrinsic topological order and electromagnetic response characterized by a $\ensuremath{\theta}$ angle, $\ensuremath{\theta}=\ensuremath{\pi}$, do not exist if the electrons transform as Kramers singlets under time reversal.

arXiv:1306.3286•Physical Review B•Sep 8, 2015•154 citations

Symmetry-protected topological phases with charge and spin symmetries: Response theory and dynamical gauge theory in two and three dimensions

Peng Ye, Juven Wang

A large class of symmetry-protected topological phases (SPT) in boson/spin systems have been recently predicted by the group cohomology theory. In this work, we consider bosonic SPT states at least with charge symmetry [U(1) or Z${}_{N}$] or spin-${S}^{z}$ rotation symmetry [U(1) or Z${}_{N}$] in two (2D) and three dimensions (3D) and the surface of 3D. If both are U(1), we apply external electromagnetic field/``spin gauge field'' to study the charge/spin response. For the SPT examples we consider {i.e., U${}_{c}$(1)$\ensuremath{\rtimes}$Z${}_{2}^{T}$, U${}_{s}$(1)$\ifmmode\times\else\texttimes\fi{}$Z${}_{2}^{T}$, U${}_{c}$(1)$\ifmmode\times\else\texttimes\fi{}$[U${}_{s}$(1)$\ensuremath{\rtimes}$Z${}_{2}$]; subscripts $c$ and $s$ are short for charge and spin; Z${}_{2}^{T}$ and Z${}_{2}$ are time-reversal symmetry and $\ensuremath{\pi}$ rotation about ${S}^{y}$, respectively}, many variants of Witten effect in the 3D SPT bulk and various versions of anomalous surface quantum Hall effect are defined and systematically investigated. If charge or spin symmetry reduces to Z${}_{N}$ by considering charge-$N$ or spin-$N$ condensate, instead of the linear response approach, we gauge the charge/spin symmetry, leading to a dynamical gauge theory with some remaining global symmetry. The 3D dynamical gauge theory describes a symmetry-enriched topological phase (SET), i.e., a topologically ordered state with global symmetry which admits nontrivial ground-state degeneracy depending on spatial manifold topology. For the SPT examples we consider, the corresponding SET states are described by dynamical topological gauge theory with topological $\mathit{BF}$ term and axionic $\ensuremath{\Theta}$ term in 3D bulk. In addition, the surface of SET is described by the chiral boson theory with quantum anomaly.

arXiv:1306.3695•Physical Review B•Dec 10, 2013•52 citations

Classification of topological insulators and superconductors in three spatial dimensions

Andreas P. Schnyder, Shinsei Ryu, Akira Furusaki +1 more

We systematically study topological phases of insulators and superconductors (or superfluids) in three spatial dimensions. We find that there exist three-dimensional (3D) topologically nontrivial insulators or superconductors in five out of ten symmetry classes introduced in seminal work by Altland and Zirnbauer within the context of random matrix theory, more than a decade ago. One of these is the recently introduced ${\mathbb{Z}}_{2}$ topological insulator in the symplectic (or spin-orbit) symmetry class. We show that there exist precisely four more topological insulators. For these systems, all of which are time-reversal invariant in three dimensions, the space of insulating ground states satisfying certain discrete symmetry properties is partitioned into topological sectors that are separated by quantum phase transitions. Three of the above five topologically nontrivial phases can be realized as time-reversal invariant superconductors. In these the different topological sectors are characterized by an integer winding number defined in momentum space. When such 3D topological insulators are terminated by a two-dimensional surface, they support a number (which may be an arbitrary nonvanishing even number for singlet pairing) of Dirac fermion (Majorana fermion when spin-rotation symmetry is completely broken) surface modes which remain gapless under arbitrary perturbations of the Hamiltonian that preserve the characteristic discrete symmetries, including disorder. In particular, these surface modes completely evade Anderson localization from random impurities. These topological phases can be thought of as three-dimensional analogs of well-known paired topological phases in two spatial dimensions such as the spinless chiral $({p}_{x}\ifmmode\pm\else\textpm\fi{}i{p}_{y})$-wave superconductor (or Moore-Read Pfaffian state). In the corresponding topologically nontrivial (analogous to ``weak pairing'') and topologically trivial (analogous to ``strong pairing'') 3D phases, the wave functions exhibit markedly distinct behavior. When an electromagnetic U(1) gauge field and fluctuations of the gap functions are included in the dynamics, the superconducting phases with nonvanishing winding number possess nontrivial topological ground-state degeneracies.

arXiv:0803.2786•Physical Review B•Nov 26, 2008•3,322 citations
It is well-known that one signature of the three-dimensional electron topological insulator is the Witten eect: if the system is coupled to a compact electromagnetic gauge eld, a monopole in the bulk acquires a half-odd-integer polarization charge. In the present work, we propose a corresponding phenomenon for the topological insulator of bosons in 3d protected by particle number conservation and time-reversal symmetry. We claim that although a monopole inside a topological insulator of bosons can remain electrically neutral, its statistics are transmuted from bosonic to fermionic. We demonstrate that this \statistical Witten eect
It is well known that one signature of the three-dimensional electron topological insulator is the Witten effect: if the system is coupled to a compact electromagnetic gauge field, a monopole in the bulk acquires a half-odd-integer polarization charge. In the present work, we propose a corresponding phenomenon for the topological insulator of bosons in three dimensions protected by particle number conservation and time-reversal symmetry. We claim that although a monopole inside a topological insulator of bosons can remain electrically neutral, its statistics are transmuted from bosonic to fermionic. We demonstrate that this ``statistical Witten effect'' directly implies that if the surface of the topological insulator is neither gapless, nor spontaneously breaks the symmetry, it necessarily supports an intrinsic two-dimensional topological order. Moreover, the surface properties can not be fully realized in a purely two-dimensional system. We also confirm that the surface phases of the bosonic topological insulator proposed by Vishwanath and Senthil [Phys. Rev. X 3, 011016 (2013)] provide a consistent termination of a bulk exhibiting the statistical Witten effect. In a forthcoming paper, we will provide an explicit field-theoretic, lattice-regularized construction of the three-dimensional topological insulator of bosons, employing a parton decomposition and subsequent condensation of parton-monopole composites.
We study a topological phase of interacting bosons in (3 þ 1) dimensions that is protected by charge conservation and time-reversal symmetry.We present an explicit lattice model that realizes this phase and that can be studied in sign-free Monte Carlo simulations.The idea behind our model is to bind bosons to topological defects called hedgehogs.We determine the phase diagram of the model and identify a phase where such bound states are proliferated.In this phase, we observe a Witten effect in the bulk whereby an external monopole binds half of the elementary boson charge, which confirms that it is a bosonic topological insulator.We also study the boundary between the topological insulator and a trivial insulator.We find a surface phase diagram that includes exotic superfluids, a topologically ordered phase, and a phase with a Hall effect quantized to one-half of the value possible in a purely two-dimensional system.We also present models that realize symmetry-enriched topologically ordered phases by binding multiple hedgehogs to each boson; these phases show charge fractionalization and intrinsic topological order as well as a fractional Witten effect.
Recently, there is a considerable study on gapped symmetric phases of bosons that do not break any symmetry. Even without symmetry breaking, the bosons can still be in many exotic new states of matter, such as symmetry-protected topological (SPT) phases, which are short-range entangled and symmetry-enriched topological (SET) phases, which are long-range entangled. It is well known that noninteracting fermionic topological insulators are SPT states protected by time-reversal symmetry and U(1) fermion number conservation symmetry. In this paper, we construct three-dimensional exotic phases of bosons with time-reversal symmetry and boson number conservation U(1) symmetry by means of fermionic projective construction. We first construct an algebraic bosonic insulator, which is a symmetric bosonic state with an emergent U(1) gapless gauge field. We then obtain many gapped bosonic states that do not break the time-reversal symmetry and boson number conservation via proper dyon condensations. We identify the constructed states by calculating the allowed electric and magnetic charges of their excitations, as well as the statistics and the symmetric transformation properties of those excitations. This allows us to show that our constructed states can be trivial SPT states (i.e., trivial Mott insulators of bosons with symmetry), nontrivial SPT states (i.e., bosonic topological insulators), and SET states (i.e., fractional bosonic topological insulators). In nontrivial SPT states, the elementary monopole (carrying zero electric charge but unit magnetic charge) and elementary dyon (carrying both unit electric charge and unit magnetic charge) are fermionic and bosonic, respectively. In SET states, intrinsic excitations may carry fractional charge.
A three-dimensional electron topological insulator (ETI) is a phase of matter protected by particle-number conservation and time-reversal symmetry. It was previously believed that the surface of an ETI must be gapless unless one of these symmetries is broken. A well-known symmetry-preserving, gapless surface termination of an ETI supports an odd number of Dirac cones. In this paper, we deduce a symmetry-respecting, gapped surface termination of an ETI, which carries an intrinsic two-dimensional (2d) topological order, $\text{Moore-Read}\ifmmode\times\else\texttimes\fi{}\mathrm{U}{(1)}_{\ensuremath{-}2}$. The Moore-Read sector supports non-Abelian charge 1/41/41/4 anyons, while the Abelian, $\mathrm{U}{(1)}_{\ensuremath{-}2}$, (antisemion) sector is electrically neutral. Time-reversal symmetry is implemented in this surface phase in a highly nontrivial way. Moreover, it is impossible to realize this phase strictly in 2d, simultaneously preserving its implementation of both the particle-number and time-reversal symmetries. A one-dimensional (1d) edge on the ETI surface between the topologically ordered phase and the topologically trivial time-reversal-broken phase with a Hall conductivity ${\ensuremath{\sigma}}_{xy}=1/2$ carries a right-moving neutral Majorana mode, a right-moving bosonic charge mode, and a left-moving bosonic neutral mode. The topologically ordered phase is separated from the surface superconductor by a direct second-order phase transition in the XY∗X{Y}^{*}XY∗ universality class, which is driven by the condensation of a charge 1/21/21/2 boson, when approached from the topologically ordered side, and proliferation of a flux $4\ensuremath{\pi}\phantom{\rule{0.28em}{0ex}}(2hc/e)$ vortex, when approached from the superconducting side. In addition, we prove that time-reversal invariant (interacting) electron insulators with no intrinsic topological order and electromagnetic response characterized by a $\ensuremath{\theta}$ angle, $\ensuremath{\theta}=\ensuremath{\pi}$, do not exist if the electrons transform as Kramers singlets under time reversal.
A large class of symmetry-protected topological phases (SPT) in boson/spin systems have been recently predicted by the group cohomology theory. In this work, we consider bosonic SPT states at least with charge symmetry [U(1) or ZN{}_{N}N​] or spin-Sz{S}^{z}Sz rotation symmetry [U(1) or ZN{}_{N}N​] in two (2D) and three dimensions (3D) and the surface of 3D. If both are U(1), we apply external electromagnetic field/``spin gauge field'' to study the charge/spin response. For the SPT examples we consider {i.e., Uc{}_{c}c​(1)$\ensuremath{\rtimes}$Z2T{}_{2}^{T}2T​, Us{}_{s}s​(1)$\ifmmode\times\else\texttimes\fi{}$Z2T{}_{2}^{T}2T​, Uc{}_{c}c​(1)$\ifmmode\times\else\texttimes\fi{}$[Us{}_{s}s​(1)$\ensuremath{\rtimes}$Z2{}_{2}2​]; subscripts ccc and sss are short for charge and spin; Z2T{}_{2}^{T}2T​ and Z2{}_{2}2​ are time-reversal symmetry and $\ensuremath{\pi}$ rotation about Sy{S}^{y}Sy, respectively}, many variants of Witten effect in the 3D SPT bulk and various versions of anomalous surface quantum Hall effect are defined and systematically investigated. If charge or spin symmetry reduces to ZN{}_{N}N​ by considering charge-NNN or spin-NNN condensate, instead of the linear response approach, we gauge the charge/spin symmetry, leading to a dynamical gauge theory with some remaining global symmetry. The 3D dynamical gauge theory describes a symmetry-enriched topological phase (SET), i.e., a topologically ordered state with global symmetry which admits nontrivial ground-state degeneracy depending on spatial manifold topology. For the SPT examples we consider, the corresponding SET states are described by dynamical topological gauge theory with topological BF\mathit{BF}BF term and axionic $\ensuremath{\Theta}$ term in 3D bulk. In addition, the surface of SET is described by the chiral boson theory with quantum anomaly.
We systematically study topological phases of insulators and superconductors (or superfluids) in three spatial dimensions. We find that there exist three-dimensional (3D) topologically nontrivial insulators or superconductors in five out of ten symmetry classes introduced in seminal work by Altland and Zirnbauer within the context of random matrix theory, more than a decade ago. One of these is the recently introduced Z2{\mathbb{Z}}_{2}Z2​ topological insulator in the symplectic (or spin-orbit) symmetry class. We show that there exist precisely four more topological insulators. For these systems, all of which are time-reversal invariant in three dimensions, the space of insulating ground states satisfying certain discrete symmetry properties is partitioned into topological sectors that are separated by quantum phase transitions. Three of the above five topologically nontrivial phases can be realized as time-reversal invariant superconductors. In these the different topological sectors are characterized by an integer winding number defined in momentum space. When such 3D topological insulators are terminated by a two-dimensional surface, they support a number (which may be an arbitrary nonvanishing even number for singlet pairing) of Dirac fermion (Majorana fermion when spin-rotation symmetry is completely broken) surface modes which remain gapless under arbitrary perturbations of the Hamiltonian that preserve the characteristic discrete symmetries, including disorder. In particular, these surface modes completely evade Anderson localization from random impurities. These topological phases can be thought of as three-dimensional analogs of well-known paired topological phases in two spatial dimensions such as the spinless chiral $({p}_{x}\ifmmode\pm\else\textpm\fi{}i{p}_{y})$-wave superconductor (or Moore-Read Pfaffian state). In the corresponding topologically nontrivial (analogous to ``weak pairing'') and topologically trivial (analogous to ``strong pairing'') 3D phases, the wave functions exhibit markedly distinct behavior. When an electromagnetic U(1) gauge field and fluctuations of the gap functions are included in the dynamics, the superconducting phases with nonvanishing winding number possess nontrivial topological ground-state degeneracies.