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Quantum transport through open systems

Jinshan Wu

Published Jan 1, 2011• 1 citation
Publisher

Abstract

To study transport properties, one needs to investigate the system of interest when coupled to biased external baths. This requires solving a master equation for this open quantum system. Obtaining this solution is very challenging, especially for large systems. This limits applications of the theories of open quantum systems, especially insofar as studies of transport in large quantum systems, of interest in condensed matter, is concerned. In this thesis, I propose three efficient methods to solve the Redfield equation --- an example of such a master equation. The first is an open-system Kubo formula, valid in the limit of weak bias. The second is a solution in terms of Green's functions, based on a BBGKY (Bogoliubov--Born--Green--Kirkwood--Yvon)-like hierarchy. In the third, the Redfield equation is mapped to a generalized Fokker-Planck equation using the coherent-state representation. All three methods, but especially the latter two, have much better efficiency than direct methods such as numerical integration of the Redfield equation via the Runge-Kutta method. For a central system with a d-dimensional Hilbert space, the direct methods have complexity of d³, while that of the latter two methods is on the order of order of polynomials of log d. The first method, besides converting the task of solving the Redfield equation to solving the much easier Schrödinger's equation, also provides an even more important conceptual lesson: the standard Kubo formula is not applicable to open systems. Besides these general methodologies, I also investigate transport properties of spin systems using the framework of the Redfield equation and with direct methods. Normal energy and spin transport is found for integrable but interacting systems. This conflicts with the well-known conjecture linking anomalous conductivity to integrability, and it also contradicts the relationship, suggested by some, between gapped systems (Jz > Jxy) and normal spin conductivity. I propose a new conjecture, linking anomalous transport to the existence of a mapping of the problem to one for non-interacting particles.

DOI
10.14288/1.0071817

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To study transport properties, one needs to investigate the system of interest when coupled to biased external baths. This requires solving a master equation for this open quantum system. Obtaining this solution is very challenging, especially for large systems. This limits applications of the theories of open quantum systems, especially insofar as studies of transport in large quantum systems, of interest in condensed matter, is concerned. In this thesis, I propose three efficient methods to solve the Redfield equation --- an example of such a master equation. The first is an open-system Kubo formula, valid in the limit of weak bias. The second is a solution in terms of Green's functions, based on a BBGKY (Bogoliubov--Born--Green--Kirkwood--Yvon)-like hierarchy. In the third, the Redfield equation is mapped to a generalized Fokker-Planck equation using the coherent-state representation. All three methods, but especially the latter two, have much better efficiency than direct methods such as numerical integration of the Redfield equation via the Runge-Kutta method. For a central system with a d-dimensional Hilbert space, the direct methods have complexity of d³, while that of the latter two methods is on the order of order of polynomials of log d. The first method, besides converting the task of solving the Redfield equation to solving the much easier Schrödinger's equation, also provides an even more important conceptual lesson: the standard Kubo formula is not applicable to open systems. Besides these general methodologies, I also investigate transport properties of spin systems using the framework of the Redfield equation and with direct methods. Normal energy and spin transport is found for integrable but interacting systems. This conflicts with the well-known conjecture linking anomalous conductivity to integrability, and it also contradicts the relationship, suggested by some, between gapped systems (Jz > Jxy) and normal spin conductivity. I propose a new conjecture, linking anomalous transport to the existence of a mapping of the problem to one for non-interacting particles.
We develop a Markovian master equation in the Lindblad form that enables the efficient study of a wide range of open quantum many-body systems that would be inaccessible with existing methods. The validity of the master equation is based entirely on properties of the bath and the system-bath coupling, without any requirements on the level structure within the system itself. The master equation is derived using a Markov approximation that is distinct from that used in earlier approaches. We provide a rigorous bound for the error induced by this Markov approximation; the error is controlled by a dimensionless combination of intrinsic correlation and relaxation timescales of the bath. Our master equation is accurate on the same level of approximation as the Bloch-Redfield equation. In contrast to the Bloch-Redfield approach, our approach ensures preservation of the positivity of the density matrix. As a result, our method is robust, and can be solved efficiently using stochastic evolution of pure states (rather than density matrices). We discuss how our method can be applied to static or driven quantum many-body systems, and illustrate its power through numerical simulation of a spin chain that would be challenging to treat by existing methods.
Abstract We introduce a systematic approximation for an efficient evaluation of Born–Markov master equations for steady state transport studies in open quantum systems out of equilibrium: the energy resolved master equation approach. The master equation is formulated in the eigenbasis of the open quantum system and build successively by including eigenstates with increasing grandcanonical energies. In order to quantify convergence of the approximate scheme we introduce quality factors to check preservation of trace, positivity and hermiticity. Furthermore, we discuss different types of master equations that go beyond the commonly used secular approximation in order to resolve coherences between quasi-degenerate states. For the discussion of complete positivity we introduce a canonical Redfield–Bloch master equation and compare it to a previously derived master equations in Lindblad form with and without using the secular approximation. The approximate scheme is benchmarked for a six orbital quantum system which shows destructive quantum interference under the application of a bias voltage. The energy resolved master equation approach presented here makes quantum transport calculations in many-body quantum systems numerically accessible also beyond six orbitals with a full Hilbert space of the order of ∼106.
This thesis describes the development of practical and efficient computational approaches to the quantum dynamics of complex systems. Most of the work presented here relies on the generalized quantum master equation (GQME) formalism, which provides a simple equation of motion of reduced dimensionality for a set of dynamical quantities, e.g., nonequilibrium averages and equilibrium time correlation functions. The reduced dimensionality of the GQME comes at a cost: the introduction of the memory kernel, which accounts for the influence of all ``excluded'' degrees of freedom. Focusing first on the second-order perturbative treatment of the memory kernel known as Redfield theory, I present a collaborative effort to extend its applicability into highly non-Markovian regions via a mode freezing approach. In this method, a portion of bath modes characterized by low frequencies are treated as sources of static disorder and used to calculate modified Redfield dynamics. Application of the method to the spin-boson and FMO complex models indicates that the Redfield+frozen modes scheme consistently produces dynamics that are as good or better than bare Redfield dynamics. Next, we explore GQME approach coupled to the self-consistent solution of the memory kernel, which requires the calculation of auxiliary kernels. Previous implementations of the method had shown impressive boosts in efficiency and, when approximate methods were used to calculate the auxiliary kernels, accuracy over direct calculation of nonequilibrium averages. We show that this method, when formulated from the Mori perspective, is equally applicable to nonequilibrium averages and equilibrium correlation functions. In addition, we examine the dependence of the improvements afforded by the GQME framework on the choice projection operator and kernel closure. In particular, we demonstrate that improvements in efficiency, which rely on short memory lifetimes, are sensitively dependent on the choice of projection operator, and that the choice of kernel closure directly dictates the improvements in accuracy. In addition, we present evidence that indicates that the success of the GQME formalism when the auxiliary kernels are calculated via semi- and quasi-classical methods is largely due to the exact sampling of bath operators at t=0 required by the calculation of specific kernel closures. Next, we provide analytical arguments that delineate when the GQME framework coupled to the self-consistent solution of the memory kernel is likely to provide improvements in efficiency and accuracy. Finally, we present a path integral framework that can efficiently render the partially Wigner-transformed canonical density operator for systems coupled linearly to harmonic baths. This approach permits the direct calculation of any thermodynamic quantity and can be integrated into dynamical schemes like the Ehrenfest, surface hopping, or linearized semi-classical initial value representation methods to calculate equilibrium correlation functions.
We investigate how the normal energy transport is realized in one-dimensional quantum systems using a quantum spin system. The direct investigation of local energy distribution under thermal gradient is made using the quantum master equation, and the mixing properties and the convergence of the Green-Kubo formula are investigated when the number of spin increases. We find that the autocorrelation function in the Green-Kubo formula decays as ∼ t −1.5 to a finite value which vanishes rapidly with the increase of the system size. As a result, the Green-Kubo formula converges to a finite value in the thermodynamic limit. These facts strongly support the realization of Fourier heat law in a quantum system.
We propose a simple, yet feasible, model for quantum transport of fermionic carriers across tight-binding chain connecting two reservoirs maintained at arbitrary temperatures and chemical potentials. The model allows for elementary derivation of the master equation for the reduced single particle density matrix (SPDM) in a closed form in both Markov and Born approximations. In the Markov approximation the master equation is solved analytically, whereas in the Born approximation the problem is reduced to an algebraic equation for the SPDM in the Redfield form. The non-Markovian equation is shown to lead to resonant transport similar to Landauer's conductance. It is shown that in the deep non-Markovian regime the transport current can be matched with that obtained by the non-equilibrium Green's function method.
We develop a method of calculating the nonequilibrium steady state (NESS) of an open quantum system that is weakly coupled to reservoirs in different equilibrium states. We describe the system using a Redfield-type quantum master equation (QME). We decompose the Redfield QME into a Lindblad-type QME and the remaining part R\mathcal{R}R. Regarding the steady state of the Lindblad QME as the unperturbed solution, we perform a perturbative calculation with respect to R\mathcal{R}R to obtain the NESS of the Redfield QME. The NESS thus determined is exact up to the first order in the system-reservoir coupling strength (pump/loss rate), which is the same as the order of validity of the QME. An advantage of the proposed method in numerical computation is its applicability to systems larger than those in methods of directly solving the original Redfield QME. We apply the method to a noninteracting fermion system to obtain an analytical expression of the NESS density matrix. We also numerically demonstrate the method in a nonequilibrium quantum spin chain.