It is quite beyond the purpose of this book to give a comprehensive review of the modern theory of metals. I shall touch only on those topics which are related to the mainstream of this course: the problem of strong interactions. As I have noted before, strong interactions can appear as a result of renormalization, and from the aesthetic point of view this is, perhaps, the most interesting case. As we shall see in Part IV, such renormalizations are particularly strong in one-dimensional systems, where practically any interaction leads to quite dramatic effects. Therefore a one-dimensional electron gas neither undergoes a phase transition (this is forbidden due to the low dimensionality), nor behaves like a system of free electrons. On the contrary, in higher dimensions at low temperatures a system of electrons either undergoes a phase transition (superconductivity, magnetic ordering, etc.), or behaves like a free electron gas. When temperatures as low as several degrees became experimentally available, physicists discovered that an enormous amount of experimental data on normal metals can be described by the model where one neglects electron–electron interactions. This apparent miracle was explained by Landau who demonstrated that the interaction pattern drastically simplifies close to the Fermi surface. Provided the system does not undergo a symmetry breaking phase transition, all interactions except forward scattering effectively vanish on the Fermi surface and low-lying excitations carry quantum numbers of electrons. Therefore they are called quasi-particles . The meaning of the word quasi will become clear in a moment.
It is quite beyond the purpose of this book to give a comprehensive review of the modern theory of metals. I shall touch only on those topics which are related to the mainstream of this course: the problem of strong interactions. As I have noted before, strong interactions can appear as a result of renormalization, and from the aesthetic point of view this is, perhaps, the most interesting case. As we shall see in Part IV, such renormalizations are particularly strong in one-dimensional systems, where practically any interaction leads to quite dramatic effects. Therefore a one-dimensional electron gas neither undergoes a phase transition (this is forbidden due to the low dimensionality), nor behaves like a system of free electrons. On the contrary, in higher dimensions at low temperatures a system of electrons either undergoes a phase transition (superconductivity, magnetic ordering, etc.), or behaves like a free electron gas. When temperatures as low as several degrees became experimentally available, physicists discovered that an enormous amount of experimental data on normal metals can be described by the model where one neglects electron–electron interactions. This apparent miracle was explained by Landau who demonstrated that the interaction pattern drastically simplifies close to the Fermi surface. Provided the system does not undergo a symmetry breaking phase transition, all interactions except forward scattering effectively vanish on the Fermi surface and low-lying excitations carry quantum numbers of electrons. Therefore they are called quasi-particles . The meaning of the word quasi will become clear in a moment.
The past decade has seen a substantial rejuvenation of interest in the study of quantum phase transitions, driven by experiments on cuprate superconductors, heavy fermion materials, organic conductors, and related compounds. Although quantum phase transitions in simple spin systems, like the Ising model in a transverse field, were studied in the early 1970s, much of the subsequent theoretical work examined a particular example: the metal–insulator transition. While this is a subject of considerable experimental importance, the greatest theoretical progress was made for the case of the Anderson transition of non-interacting electrons, which is driven by localization of the electronic states in the presence of a random potential. The critical properties of this transition of noninteracting electrons constituted the primary basis upon which most condensed matter physicists have formed their intuition on the behavior of the systems near a quantum phase transition. However, it is clear that strong electronic interactions play a crucial role in the systems of current interest noted earlier, and simple paradigms for the behavior of such systems near quantum critical points are not widely known. It is the purpose of this book to move interactions to center stage by describing and classifying the physical properties of the simplest interacting systems undergoing a quantum phase transition. The effects of disorder will be neglected for the most part but will be considered in the concluding chapters. Our focus will be on the dynamical properties of such systems at nonzero temperature, and it will become apparent that these differ substantially from the noninteracting case.
In most metals, the electrons behave as if they were independent of one another. Although each electron really does interact with the other electrons and phonons, the net effect is felt only as a kind of molasses through which the otherwise freely moving electron must slog. Thus one an usually treat metallic systems as a low-density gas of weakly interacting particles, accounting for the average interactions simply by assigning an effective mass to the electrons. Such a model is commonly called a Fermi liquid. In one-dimensional systems, however, the Coulomb forces between the electrons intervene more strongly and produce quite a different behavior.
For pure fermionic systems, and in the absence of symmetry breaking (e.g. magnetism, superconductivity, …), two types of metallic phases are well established: (i) the “normal” Fermi liquid phase in d = 3 presented in Chapters 12 and 19 via the response and the Green functions techniques; and (ii) the “anomalous” Luttinger liquid phase in d = 1 originally formulated with the bosonization technique by which the fermionic operators are represented in terms of “bosonic” density operators (Luther and Peschel (1974); Haldane (1981)) with the exact solution (Mattis and Lieb (1965)) of the Tomonaga–Luttinger model (Tomonaga (1950); Luttinger (1963)) discussed inmany reviews and books (see for instance the book by Giamarchi (2004)). Here, to stress similarities and differences between the Fermi liquid and the Luttinger liquid, we will follow the alternative route of response and Green functions techniques (Dzyaloshinskii and Larkin (1973), Di Castro and Metzner (1991), Metzner et al. (1998)) and add a few comments on the renormalization group approach (Metzner and Di Castro (1993)). As we have seen in Chapters 12 and 19, the Fermi liquid is described asymptotically by the free low-lying single-particle excitations, i.e., the quasiparticles with a zero-kelvin discontinuous occupation number in momentum space n k (see Eq. (18.54)) at a well defined Fermi surface (k = k F ): where here k F> and k F< indicate the limit k → k F from above and below. This discontinuity still marks the Fermi surface in the interacting system. The finite reduction of the single-particle spectral weight z kF with respect to the Fermi gas (z kF = 1) is given by the finite (i.e. non-critical) “wavefunction renormalization” (see Eq. (18.94)). The presence of the discontinuity at the Fermi surface, together with the Pauli principle, compel the inverse quasiparticle lifetime to be τ −1 ≈ max( T 2 , ϵ 2 ), where _ is the deviation of the energy of the quasiparticle from the Fermi energy. The energy uncertainty ħτ −1 due to the finite lifetime of a quasiparticle near the Fermi surface is small compared to its energy ϵ , and the quasiparticle concept is well defined. All the momentum transferring scattering processes become asymptotically ineffective, as derived phenomenologically in Chapter 12 and confirmed microscopically in Chapter 19.
Non-Fermi liquid behavior In this chapter we begin the study of electronic systems that are not Landau Fermi liquids. These systems are like totalitarian societies in which the behavior of the individual is subordinated to the needs of the organization: their low-energy excitations are collective, rather than single-particle-like. A strongly collective behavior is not at all unusual in condensed matter. For example, the low energy excitations of a crystal lattice are acoustic phonons, which are collective oscillations of the atoms about their equilibrium positions. However, such examples are usually associated with a broken symmetry (translational symmetry in this case): when it comes to homogeneous electron liquids, the familiar picture of Landau's quasiparticles is so ingrained that we tend to regard any departure from it as a surprising phenomenon. Nevertheless, departures from the normal Fermi liquid pattern can and do occur in two typical scenarios: In three- and two-dimensional systems in which the electron liquid is strongly correlated , i.e., when the order of magnitude of the coulomb interaction greatly exceeds the kinetic bandwidth, In quasi-one-dimensional systems, for any strength of the interaction. A trivial example of the first scenario is offered by the three-dimensional electron liquid at very low-density. In this case the electrons form a Wigner crystal and their collective behavior arises immediately from the loss of translational symmetry. Amuch more complex example is offered by the two-dimensional electron liquid at high magnetic field. Because the kinetic energy is effectively suppressed by the magnetic field, the structure of the groundstate and the low-lying excitations is entirely controlled by the coulomb interaction.
The Fermi liquid is perhaps the most familiar quantum many-body state of solid state physics; we met it briefly in Section 16.2.2. It is the generic state of fermions at nonzero density, and is found in all metals. Its basic characteristics can already be understood in a simple free fermion picture. Noninteracting fermions occupy the lowest energy single-particle states, consistent with the exclusion principle. This leads to the fundamental concept of the Fermi surface: a surface in momentum space separating the occupied and empty single fermion states. The lowest energy excitations then consist of quasiparticle excitations which are particle-like outside the Fermi surface, and hole-like inside the Fermi surface. Landau's Fermi liquid theory is a careful justification for the stability of this simple picture in the presence of interactions between fermions. Just as we found in Chapters 5 and 7 for the quantum Ising and rotor models, interaction corrections modify the wavefunction of the quasiparticle and so introduce a quasiparticle residue A ; however, they do not destabilize the integrity of the quasiparticle, as we review in Section 18.1. The purpose of this chapter is to describe two paradigms of symmetry breaking quantum transitions in Fermi liquids. In the first class, studied in Section 18.2, the broken symmetry is related to the point-group symmetry of the crystal, while translational symmetry is preserved; consequently, the order parameter resides at zero wavevector. In the second class, studied in Section 18.3, the order parameter is at a finite wavevector, and so translational symmetry is also broken.
A central problem in the theory of strongly correlated fermion systems, concerns the nature of their low-lying excitations. It is generally accepted that, except for special cases with symmetry breaking, three dimensional (3D) interacting Fermi systems, are well described in terms of weakly correlated quasi-particles with quantum numbers in one-toone correspondence with those identifying the excitations of a non-interacting Fermi gas. This is the basic assumption underlying the Landau theory of Fermi liquids (FL), which was originally proposed as a phenomenological description of strongly interacting fermions by Landau in early 1956[1), an then established microscopically by Nozieres and Luttinger in 1962[2]. Quite a different scenario occurs in lD interacting Fermi systems. Apart from specific models developing gaps in the excitation spectrum, most fermion systems in one dimension with repulsive interactions, do have low-lying gapless excitations, like ordinary Fermi liquids, but totally different from the quasi-particles predicted by Landau theory. The low-energy behavior of most of these lD interacting fermion systems with gapless linear excitations, can be understood in terms of few model dependent constants, which parametrize all the long-wavelength properties...