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Bulletin of the American Physical Society

Coupled-Cluster and Linear-Response Time-Dependent Density-Functional Theory Perspectives on Particle-Particle Random-Phase Approximation

Degao Peng, Helen van Aggelen, Stephan N. Steinmann, Yang Yang, Weitao Yang

Published Mar 3, 2014• 0 citations
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Recent development in particle-particle random phase approximation (pp-RPA) broadens the perspective on ground state correlation energies [H. van Aggelen, Y. Yang, and W. Yang, Phys. Rev. A 88, 030501 (2013), Y. Yang, H. van Aggelen, S. N. Steinmann, D. Peng, and W. Yang, J. Chem. Phys. 139, 174110 (2013); D. Peng, S. N. Steinmann, H. van Aggelen, and W. Yang, J. Chem. Phys. 139, 104112 (2013)] and N ± 2 excitation energies [Y. Yang, H. van Aggelen, and W. Yang, J. Chem. Phys. 139, 224105 (2013)]. So far Hartree-Fock and approximated density-functional orbitals have been utilized to evaluate the pp-RPA equation. In this paper, to further explore the fundamentals and the potential use of pairing matrix dependent functionals, we present the linear-response time-dependent density-functional theory with pairing fields with both adiabatic and frequency-dependent kernels. This theory is related to the density-functional theory and time-dependent density-functional theory for superconductors, but is applied to normal non-superconducting systems for our purpose. Due to the lack of the proof of the one-to-one mapping between the pairing matrix and the pairing field for time-dependent systems, the linear-response theory is established based on the representability assumption of the pairing matrix. The linear response theory justifies the use of approximated density-functionals in the pp-RPA equation. This work sets the fundamentals for future density-functional development to enhance the description of ground state correlation energies and N ± 2 excitation energies.

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We establish a formal connection between the particle-particle (pp) random phase approximation (RPA) and the ladder channel of the coupled cluster doubles (CCD) equations. The relationship between RPA and CCD is best understood within a Bogoliubov quasiparticle (qp) RPA formalism. This work is a follow-up to our previous formal proof on the connection between particle-hole (ph) RPA and ring-CCD. Whereas RPA is a quasibosonic approximation, CC theory is a "correct bosonization" in the sense that the wavefunction and Hilbert space are exactly fermionic, yet the amplitude equations can be interpreted as adding different quasibosonic RPA channels together. Coupled cluster theory achieves this goal by interacting the ph (ring) and pp (ladder) diagrams via a third channel that we here call "crossed-ring" whose presence allows for full fermionic antisymmetry. Additionally, coupled cluster incorporates what we call "mosaic" terms which can be absorbed into defining a new effective one-body Hamiltonian. The inclusion of these mosaic terms seems to be quite important. The pp-RPA and qp-RPA equations are textbook material in nuclear structure physics but are largely unknown in quantum chemistry, where particle number fluctuations and Bogoliubov determinants are rarely used. We believe that the ideas and connections discussed in this paper may help design improved ways of incorporating RPA correlation into density functionals based on a CC perspective.

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We present a variational formulation of the random phase approximation (RPA) that places density functional theory (DFT), linear-response time-dependent density functional theory (LR-TDDFT), one-body reduced density matrix functional theory (1RDMFT), and Green's function many-body perturbation theory (MBPT) into a common source-variable hierarchy. The central claim is that a broad class of RPA constructions can be organized, independently of any one problem-specific formula, diagrammatic resummation, or small-amplitude equation of motion, as closure approximations to the exact Hessian of an effective functional. In this language, exact linear response is governed by the Hessian of the corresponding effective functional, while RPA is obtained by retaining a reference contribution together with an explicit interaction kernel and discarding the irreducible remainder. The hierarchy has two independent enrichments of the density-level description. One may enlarge the static local density to a time-dependent density, giving the dynamical density channel of LR-TDDFT, or enlarge it to an equal-time bilocal one-body reduced density matrix, giving the static bilocal channel of 1RDMFT. The Green's function level combines both enrichments, since the one-particle Green's function is bilocal in both space and time. This picture clarifies the relation between DFT, LR-TDDFT, 1RDMFT, and MBPT through exact forward reductions and source restrictions, while emphasizing that the corresponding RPA closures need not commute under projection. The hierarchy also distinguishes the local branch-wise Legendre geometry common to all four levels from the stronger global convex duality that may emerge only in source sectors possessing additional positivity and global regularity.

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Recent development in particle-particle random phase approximation (pp-RPA) broadens the perspective on ground state correlation energies [H. van Aggelen, Y. Yang, and W. Yang, Phys. Rev. A 88, 030501 (2013), Y. Yang, H. van Aggelen, S. N. Steinmann, D. Peng, and W. Yang, J. Chem. Phys. 139, 174110 (2013); D. Peng, S. N. Steinmann, H. van Aggelen, and W. Yang, J. Chem. Phys. 139, 104112 (2013)] and N ± 2 excitation energies [Y. Yang, H. van Aggelen, and W. Yang, J. Chem. Phys. 139, 224105 (2013)]. So far Hartree-Fock and approximated density-functional orbitals have been utilized to evaluate the pp-RPA equation. In this paper, to further explore the fundamentals and the potential use of pairing matrix dependent functionals, we present the linear-response time-dependent density-functional theory with pairing fields with both adiabatic and frequency-dependent kernels. This theory is related to the density-functional theory and time-dependent density-functional theory for superconductors, but is applied to normal non-superconducting systems for our purpose. Due to the lack of the proof of the one-to-one mapping between the pairing matrix and the pairing field for time-dependent systems, the linear-response theory is established based on the representability assumption of the pairing matrix. The linear response theory justifies the use of approximated density-functionals in the pp-RPA equation. This work sets the fundamentals for future density-functional development to enhance the description of ground state correlation energies and N ± 2 excitation energies.
We establish a formal connection between the particle-particle (pp) random phase approximation (RPA) and the ladder channel of the coupled cluster doubles (CCD) equations. The relationship between RPA and CCD is best understood within a Bogoliubov quasiparticle (qp) RPA formalism. This work is a follow-up to our previous formal proof on the connection between particle-hole (ph) RPA and ring-CCD. Whereas RPA is a quasibosonic approximation, CC theory is a "correct bosonization" in the sense that the wavefunction and Hilbert space are exactly fermionic, yet the amplitude equations can be interpreted as adding different quasibosonic RPA channels together. Coupled cluster theory achieves this goal by interacting the ph (ring) and pp (ladder) diagrams via a third channel that we here call "crossed-ring" whose presence allows for full fermionic antisymmetry. Additionally, coupled cluster incorporates what we call "mosaic" terms which can be absorbed into defining a new effective one-body Hamiltonian. The inclusion of these mosaic terms seems to be quite important. The pp-RPA and qp-RPA equations are textbook material in nuclear structure physics but are largely unknown in quantum chemistry, where particle number fluctuations and Bogoliubov determinants are rarely used. We believe that the ideas and connections discussed in this paper may help design improved ways of incorporating RPA correlation into density functionals based on a CC perspective.
We present a variational formulation of the random phase approximation (RPA) that places density functional theory (DFT), linear-response time-dependent density functional theory (LR-TDDFT), one-body reduced density matrix functional theory (1RDMFT), and Green's function many-body perturbation theory (MBPT) into a common source-variable hierarchy. The central claim is that a broad class of RPA constructions can be organized, independently of any one problem-specific formula, diagrammatic resummation, or small-amplitude equation of motion, as closure approximations to the exact Hessian of an effective functional. In this language, exact linear response is governed by the Hessian of the corresponding effective functional, while RPA is obtained by retaining a reference contribution together with an explicit interaction kernel and discarding the irreducible remainder. The hierarchy has two independent enrichments of the density-level description. One may enlarge the static local density to a time-dependent density, giving the dynamical density channel of LR-TDDFT, or enlarge it to an equal-time bilocal one-body reduced density matrix, giving the static bilocal channel of 1RDMFT. The Green's function level combines both enrichments, since the one-particle Green's function is bilocal in both space and time. This picture clarifies the relation between DFT, LR-TDDFT, 1RDMFT, and MBPT through exact forward reductions and source restrictions, while emphasizing that the corresponding RPA closures need not commute under projection. The hierarchy also distinguishes the local branch-wise Legendre geometry common to all four levels from the stronger global convex duality that may emerge only in source sectors possessing additional positivity and global regularity.