THE NONLINEAR DIRAC EQUATION IN BOSE-EINSTEIN CONDENSATES
Laith H. Haddad
Abstract
In this thesis, we study the theory of ultracold atoms in two-dimensional (2D) optical lattices, focusing in particular on honeycomb lattices, the same lattice geometry as in graphene. We study the case of a Bose-Einstein condensate (BEC) located at the Dirac points of the reciprocal honeycomb lattice, whose mean-field theory is described by the nonlinear Dirac equation (NLDE), analogous to the nonlinear Schr¨odinger equation (NLSE) for ordinary unconstrained BECs in three-dimensions (3D). Physically, the NLDE describes relativistic quasi-particles which travel at speeds 10 orders of magnitude slower than the speed of light, a feature which allows access to relativistic phenomena in the laboratory. We derive the NLDE in coordinate space and recover the same chiral structure and linear dispersion as for electrons in graphene, but from an intuitive microscopic lattice perspective. Symmetries of the NLDE are discussed in detail and compared with those of NLDEs found in the particle physics and mathematics literature. We determine the low-energy theory by deriving, then solving the relativistic linear stability equations (RLSE). These are the relativistic analogs of the Bogoliubov-de Gennes equations (BdGE) and describe quasi-particle fluctuations and their associated energy eigenvalues for a BEC near the Dirac point, or Brillouin zone edge, of a honeycomb lattice. Foundational issues regarding the NLDE are explored, in order to better understand both the context of the NLDE in relation to the NLSE as well as in terms of spin statistics. We give a microscopic physical explanation for the transition from fundamental bosons to Dirac spinors. Similar to graphene, there is a Berry phase associated with rotations in the honeycomb lattice BEC, and we explain this feature in relation to the spin-statistics theorem. We explore reductions of the NLDE to the cubic NLSE with additional correction terms, and study symmetry breaking in this model in addition to soliton and vortex solutions. By including all Dirac points of the honeycomb lattice, we find that the reduced NLDE maps to the nonlinear sigma model. Lagrangian and energy functional approaches are treated, which provide useful insights into the NLDE. To place the NLDE on solid experimental ground, we define all relevant physical parameters and show how they relate back to those of ordinary BECs. We do this by deriving the parameter renormalizations which occur under dimensional reduction from 3D to 2D, in addition to the effect of the periodic honeycomb lattice. All of the constraints and approximations needed to observe the NLDE physics are delineated, and a consistent range of values is determined for all of our parameters. To realize NLDE physics along with relativistic vortex excitations, we propose a multistep process using a spin-dependent lattice potential to turn off and on a mass gap, Bragg scattering to transfer condensed atoms to the Dirac points, and Gaussian and Laguerre-Gaussian laser beams to excite the vortices. The combined use of a spindependent lattice and Bragg scattering allows for the transfer of atoms to a zero-group velocity state at the Dirac point, resulting in a metastable non-equilibrium BEC removed from the lattice ground state. Solitons in the NLDE are realized by tightening the harmonic trap in one of the planar directions, which produces either an armchair or zigzig pattern in the remaining spatial degree of freedom of the honeycomb lattice, similar to the geometry of graphene nanoribbons. We call the resulting (1+1)-dimensional NLDEs the armchair NLDE and zigzag NLDE, respectively; their solutions are isomorphic under a complex Pauli rotation. We obtain, by purely analytical means, an extended array of bright solitons. In addition, using a numerical shooting method we obtain the ground state and excited states for a gray line soliton in the presence of a weak harmonic potential. Confinement along the direction of the line soliton leads to spatially quantized states, and the resulting spectra for chemical potential versus particle interaction are computed. Another important consequence of spatial confinement is the appearance of Klein-tunneling in regions where the potential becomes large. We give a detailed explanation of how Klein-tunneling occurs in the NLDE, and contrast this with systems described by the NLSE. We find that quantized vortices occur in the full (2 + 1)-dimensional NLDE in any of seven possible types, distinguished by different combinations of phase winding number and asymptotic radial forms for each of the spinor components. We obtain analytical and numerical topological and non-topological vortex solutions for arbitrary phase winding number, which include skyrmion and half-quantum vortices, both characterized by a nontrivial pseudospin structure. In the case of unit phase winding, we obtain a singly wound vortex in one spinor component, and a soliton in the other component residing at the core of the vortex. These solutions are analogous to the coreless vortices studied in non-relativistic spinor BECs governed by the well-known vector NLSE. Similar to the case of solitons, we study our vortices in the presence of a radial confining potential, and determine the resulting spectra for the ground state and radial excited states for all of our vortices. We have extended our study of localized solutions to the general case of a non-zero mass gap in the NLDE, which can be implemented in the honeycomb lattice using a variety of methods, but most readily by breaking the degeneracy between the A and B hexagonal sublattices of the honeycomb lattice. We derive a general method for translating solitons and vortices, embedded in the continuous spectrum, into the gap region, i.e., a mapping from embedded to gap-solitons. The presence of a gap in the spectrum allows for more general massive NLDEs. In particular, we uncover a mapping from a subspace of the NLDE to the massive Thirring model, an extensively studied integrable model, thus revealing a subspace of the NLDE possessing enhanced symmetry. The first order corrections to mean-field theory are obtained via the RLSE. We derive the RLSE from first principles, by considering quantum fluctuations at each lattice site, then diagonalizing the resulting Hamiltonian and imposing the tightbinding and long-wavelength limits. We analyze the low-energy structure for the case of a uniform BEC by solving the RLSE to obtain quasi-particle coherence factors and frequencies, and find that quasi-particle emission has a distinctive Cherenkov directional and momentum signature when the BEC is displaced from the Dirac point. To add formal rigor to our results, we present a thorough analysis of Wannier expansions of the condensate wavefunction and quasi-particle states at the lattice level, and show that our results depend, to lowest order, on the quality of phase coherence from site-to-site and on a well defined local particle density. In the same vein, we study the mapping of local rotation, quantum, and unitary operators in the honeycomb lattice from the lattice scale to the continuum limit, and obtain the result that discrete rotation matrices acting on the lattice map to SU(2) operations in the continuum limit. Application of the RLSE to soliton and vortex states yields spatial structure for quasi-particle functions, highly localized around the soliton peaks, or dips, and near the vortex cores. The RLSE reveal Nambu-Goldstone modes associated with symmetry breaking. We find that, for the case of a BEC of 87Rb atoms, most solitons and vortices are stable over the lifetime of the BEC. The full many-body Hamiltonian for bosons near the Dirac points of the honeycomb lattice is derived in detail in both the linear and quadratic momentum approximations using nearest neighbor hopping for both derivations. The linear part of the Hamiltonian describes the full quantum mechanical theory for excitations closest to the Dirac points, and is identical to the Hamiltonian for massless Dirac fermions. The next order correction describes quantum excitations with quadratic dispersion associated with bending of the Dirac cone away from the Dirac points.