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On Enhancements of Physical Layer Secret Key Generation and Its Application in Wireless Communication Systems

Kang Liu

Published Jan 1, 2015• 1 citation
OpenAlex

Abstract

As an alternative and appealing approach to providing information security in wireless communication systems, secret key generation at physical layer has demonstrated its potential in terms of efficiency and reliability over traditional cryptographic methods. Without the necessity of a management centre for key distribution or reliance on computational complexity, physical layer key generation protocols enable two wireless entities to extract identical and dynamic keys from the randomness of the wireless channels associated with them.\nIn this thesis, the reliability of secret key generation at the physical layer is examined in practical wireless channels with imperfect channel state information (CSI). Theoretical analyses are provided to relate key match rate with channel's signal-to-noise ratio (SNR), degrees of channel reciprocity, and iterations of information reconciliation.\nIn order to increase key match rate of physical layer secret key generation, improved schemes in the steps of channel estimation and sample quantization are proposed respectively. In the channel estimation step, multiple observations of the wireless channels are integrated with a linear processor to provide a synthesized and more accurate estimation of the wireless channel. In the sample quantization step, a magnitude based quantization method with two thresholds is proposed to quantize partial samples, where specific quantization areas are selected to reduce cross-over errors. Significant improvements in key match rate are proven for both schemes in theoretical analysis and numerical simulations. Key match rate can even achieve 100% in both schemes with the assistance of information reconciliation process.\nIn the end, a practical application of physical layer secret key generation is presented, where dynamic keys extracted from the wireless channels are utilized for securing secret data transmission and providing efficient access control.

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As an alternative and appealing approach to providing information security in wireless communication systems, secret key generation at physical layer has demonstrated its potential in terms of efficiency and reliability over traditional cryptographic methods. Without the necessity of a management centre for key distribution or reliance on computational complexity, physical layer key generation protocols enable two wireless entities to extract identical and dynamic keys from the randomness of the wireless channels associated with them.\nIn this thesis, the reliability of secret key generation at the physical layer is examined in practical wireless channels with imperfect channel state information (CSI). Theoretical analyses are provided to relate key match rate with channel's signal-to-noise ratio (SNR), degrees of channel reciprocity, and iterations of information reconciliation.\nIn order to increase key match rate of physical layer secret key generation, improved schemes in the steps of channel estimation and sample quantization are proposed respectively. In the channel estimation step, multiple observations of the wireless channels are integrated with a linear processor to provide a synthesized and more accurate estimation of the wireless channel. In the sample quantization step, a magnitude based quantization method with two thresholds is proposed to quantize partial samples, where specific quantization areas are selected to reduce cross-over errors. Significant improvements in key match rate are proven for both schemes in theoretical analysis and numerical simulations. Key match rate can even achieve 100% in both schemes with the assistance of information reconciliation process.\nIn the end, a practical application of physical layer secret key generation is presented, where dynamic keys extracted from the wireless channels are utilized for securing secret data transmission and providing efficient access control.
Secret key generation at physical layer has attracted more and more attentions as an emerging cryptography method. Compared to traditional security approaches, secret key generation at physical layer not only avoids the problem of key distribution, but also holds high efficiency and low complexity in application. Based on the principle of channel reciprocity, Alice and Bob both estimate the channel conditions and extract shared keys from this source of common randomness. In this paper, we first analyze the basic steps (channel estimation, sample quantization and key reconciliation) of secret key generation, key match rate with different quantization levels and key reconciliation times are also simulated. While in practical situations, different non-reciprocity factors affect the channel estimation step, key match rate can be greatly decreased and hardly meet real time cryptography requirements. In order to increase the key match rate, the unified framework of physical layer key generation has been extended to utilizing multiple observations of wireless channels to generate secret keys. An improved key generation approach with multiple observations can well deal with discrepancies between transceivers and keep increasing the key match rate. Theoretical analysis and simulation results both validate the significant improvement due to multiple observations. With an increased number of observations on both sides, the desired key match rate can be achieved much greater than with a single observation, and also the probability of key recovery by Eve can be decreased.
Providing extra security in wireless communication networks using channel impulse response as a source of common randomness is an appealing direction in prospective systems. While some theoretical and experimental work has demonstrated its potential, a number of issues remain unexplored. This paper is concerned with the reliability of secret key generation under practical estimation requirements. We provide an analytical expression which relates the channel SNRs and degree of reciprocity to probability of key mismatch. In the next step we show how this affects key reconciliation and secrecy leaking. Finally, we consider how quantization with a protective band can help to trade the secret key rate for increased reliability and security of the scheme.
The use of wireless networks for communication has grown significantly in recent times, and continues to develop further. The broadcast nature of wireless communications makes them susceptible to a wide variety of security attacks. Unlike traditional solutions, which usually handle security at the application layer, the primary concern of this dissertation is to analyse and develop solutions for secure communication using channel coding techniques at the physical-layer. \nThe topic of physical layer authenticated encryption using high rate key generation through shared randomness is investigated in this work. First, a physical layer secret key generation scheme is discussed exploiting channel reciprocity in wireless systems. In order to address the susceptibility of this family of schemes to active attacks, a novel physical layer authentication encryption protocol is presented along with its extension to multi-node networks in the presence of active adversaries. Unlike previous work in the area of generating secret keys through shared randomness, it is demonstrated that the proposed scheme is semantically secure with respect to chosen plaintext and chosen cipher text attacks. \nSecondly, in order to increase the rate in bits per seconds at which agreed cryptographic keys are been generated, a multi-level quantization algorithm with public feedback is discussed. It is demonstrated that the proposed scheme is superior to direct information distillation approaches and can substantially increase the key generation rates even at low and medium SNRs. Furthermore, the employment of this low-overhead feedback at the information distillation process can largely simplify the information reconciliation process. \nThe proposed secret key generation schemes are tested for randomness such as required for cryptographic keys. The validation test is perfomed with the aid of National Institute of Standards and Technology (NIST) statistical test suite. The P-values obtained in each of the test carried out indicates that the key sequence generated by our algorithm is random.
Abstract: Physical layer key generation, leveraging the reciprocity and randomness of wireless fading channels, has garnered significant research interest in recent years. While theoretical studies have demonstrated its potential to generate informationtheoretically secure keys, challenges remain in translating theory into practice. This paper provides an overview of the physical layer key generation process and discusses its practical challenges. Various passive and active attacks are analyzed and evaluated through numerical studies. A new key generation scheme using random probing signals and combining usergenerated randomness with channel randomness is introduced to counteract active attacks. Numerical results demonstrate that the proposed scheme achieves higher security strength than existing schemes using constant probing signals under active attacks. Secret-key generation relying on wireless channel reciprocity is an intriguing solution as it can be efficiently implemented at the physical layer of emerging wireless communication networks, while providing information-theoretic security guarantees. In this paper, we investigate and compare the secret-key capacity based on the sampling of the entire complex channel state information (CSI) or only its envelope, the received signal strength (RSS).
Due to the broadcast nature of wireless channels, wireless communication is vulnerable to eavesdropping, message modification, and node impersonation. Securing the wireless communication requires the shared secret keys between the communicating entities. Traditional security schemes rely on public key infrastructures and cryptographic algorithms to manage secret keys. Recently, many physical-layer-based methods have been proposed as alternative solutions for key generation in wireless networks. These methods exploit the inherent randomness of the wireless fading channel to generate secret keys while providing information-theoretical security without intensive cryptographic computations. This article provides an overview of the existing PHY-based key generation schemes exploiting the randomness of the wireless channels. Specifically, we first introduce the fundamental and general framework of the PHY-based key generation schemes and then categorize them into two classes: received-signal-strength-based and channel- phase-based protocols. Finally, we present a performance comparison of them in terms of key disagreement probability, key generation rate, key bit randomness, scalability, and implementation issues.
The traditional wireless communication security technology is based on cryptography at the network layer, which exploits computational complexity to make it difficult to crack to achieve encryption. With the ongoing advancement of computing power, computational security may be difficult to maintain. From the viewpoint of information theory, physical layer security technology is an essential instrument for integrating security and communication. This paper mainly studies the quantization steps in the key generation technology of wireless communication physical layer. In this paper, a quantization scheme with extremely low implementation complexity is proposed for key generation. Firstly, utilizing the reciprocity and randomness of the wireless channel, the communication parties conduct channel measurements to collect channel state information (CSI) and study the improvement of CSI extraction by incorporating intelligent reflection surfaces. Then, the proposed hybrid quantization scheme makes full use of CSI and quantizes the CSI and its phase information to obtain key bits. Numerical results show that the proposed scheme improves the quality of key generation and avoids information leakage during transmission, and passes the NIST randomness test.