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New Applications of Quantum Monte Carlo

Nicholas D. M. Hine

Published Jan 1, 2007• 0 citations
OpenAlex

Abstract

This thesis comprises a trio of separate yet thematically-linked investigations within the field of electronic structure that address challenging problems to which quantum Monte Carlo, the most accurate electronic structure method capable of treating large extended systems, has been applied only rarely or indeed never before. The first is the study of polarization and localization in many body systems. Density functional and variational quantum Monte Carlo methods are used to examine the behaviour of the many-electron localization length near band insulator to metal transitions in various oneand two-dimensional model systems. We examine when the localization length, known to be infinite in metals and finite in insulators and assumed to diverge at a metal-insulator transition, serves as a useful diagnostic of the transition. We also present a novel derivation of the formulae for polarization and localization in many body systems that expresses the connection of these two quantities to the concept of Many Body Wannier Functions. The second is a study of the surface energy of the electron gas. The electron gas, or ‘jellium’, is an important benchmark system for electronic structure methods and serves as a simple model for metals. We apply diffusion Monte Carlo (DMC), and a new method for determining surface energies without an unreliable comparison of bulk and slab results, to the calculation of the surface energy. Our method improves on previous calculations in a number of ways and removes many sources of error that plagued previous calculations. The final study applies DMC to the properties, specifically the formation energy, of point defects in Alumina. Alumina is an important technological material, and there are many important unanswered questions relating to its properties that stem from the behaviour and concentration of its point defects. We address many of the problems associated with the calculation of formation energies with electronic structure calculations, and present the first calculations of formation energies of charged point defects in DMC.

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This thesis comprises a trio of separate yet thematically-linked investigations within the field of electronic structure that address challenging problems to which quantum Monte Carlo, the most accurate electronic structure method capable of treating large extended systems, has been applied only rarely or indeed never before. The first is the study of polarization and localization in many body systems. Density functional and variational quantum Monte Carlo methods are used to examine the behaviour of the many-electron localization length near band insulator to metal transitions in various oneand two-dimensional model systems. We examine when the localization length, known to be infinite in metals and finite in insulators and assumed to diverge at a metal-insulator transition, serves as a useful diagnostic of the transition. We also present a novel derivation of the formulae for polarization and localization in many body systems that expresses the connection of these two quantities to the concept of Many Body Wannier Functions. The second is a study of the surface energy of the electron gas. The electron gas, or ‘jellium’, is an important benchmark system for electronic structure methods and serves as a simple model for metals. We apply diffusion Monte Carlo (DMC), and a new method for determining surface energies without an unreliable comparison of bulk and slab results, to the calculation of the surface energy. Our method improves on previous calculations in a number of ways and removes many sources of error that plagued previous calculations. The final study applies DMC to the properties, specifically the formation energy, of point defects in Alumina. Alumina is an important technological material, and there are many important unanswered questions relating to its properties that stem from the behaviour and concentration of its point defects. We address many of the problems associated with the calculation of formation energies with electronic structure calculations, and present the first calculations of formation energies of charged point defects in DMC.
The properties of the macroscopic world around us, and of which we are a part, are largely determined by the low energy, collective behaviour of many interacting particles, including the nuclei and, especially, the electrons present. Although the fundamental laws governing the behaviour of these many-body systems are believed to be known in principle, the practical solution of the equations of quantum mechanics remains a challenging area of research. This thesis is concerned with the application of quantum Monte Carlo methods to two model systems: the spin-polarised homogeneous electron gas, and a hole-doped electron gas. Electronic structure theory is briefly reviewed before discussing in more detail the quantum Monte Carlo methods used in this thesis. A study of the three-dimensional spin-polarised homogeneous electron gas (HEG) is then reported, where the relatively new technique of twist averaging is investigated in detail and accurate energies and pair correlation functions are obtained over densities rs=0.5–20r_s = 0.5 – 20rs​=0.5–20 a.u. and the full range of spin-polarisation, allowing comparison with the Perdew-Zunger interpolation scheme used in local spin density approximation exchange-correlation functionals. Following this, an impurity is added to the electron gas in the form of a positively charged hole, and the interaction is studied. Relaxation energies, pair correlation functions and momentum densities are reported. Trion formation is observed over a range of carrier densities and electron-hole mass ratios in agreement with experiment. Isolated trions are also studied, where the diffusion Monte Carlo method is exact. Methodological innovations developed while carrying out this work are discussed, including a variance reduction technique for twist-averaged calculations and a new trial wave function for impurity-in-HEG calculations.
Quantum Monte Carlo (QMC) is one of the most promising methods for solving quantum many-body problems. QMC combines known analytical properties of wave functions, results from other methods, and stochastic techniques, into a powerful tool for investigation of the electronic structure of real materials. Furthermore, the method has a favorable scaling ( O[N3] in the number of electrons), perfect scalability on parallel architectures, and can be applied to a wide range of systems. Our work has focused both on expanding the capabilities of QMC for calculation of quantities beyond energies, such as interatomic forces, and on application of the method to challenging problems in nanostructure materials research. For the calculation of interatomic forces we have implemented a finite difference correlated sampling method. The correlated sampling enables us to avoid the problem of statistical noise in evaluating the energy differences and allows us to obtain forces with an average 1% error. We have analyzed the effect of the method's main approximations on the estimate of the forces, both by theoretical arguments and by performing a variety of tests on small systems. Furthermore, we have used this newly developed method for estimating equilibrium geometries in a problem where other methods have failed. QMC enabled us to treat the electron correlation effects with high accuracy and to provide accurate predictions in a number of interesting applications. In particular, for carbon rings of C4N+2 stoichiometry we have resolved a long-standing problem regarding the competition between the aromaticity and second order Jahn-Teller effects. We have found that the dominant mechanism at small and intermediate sizes, which stabilizes the bond angle and bond length alternated geometries, is the secondorder Jahn-Teller effect while the aromatic isomer is always found to be a transition state. These high accuracy calculations which have involved multi-reference wave functions, extensive variational optimizations, and the use of massively parallel platforms demonstrate clearly the unique capabilities of the QMC approach.
Variational and diffusion Monte Carlo (VMC and DMC) are widely used techniques in the Monte Carlo study of many-body quantum systems. Through efficient use of ran- dom sampling to solve many-dimensional integrals, they can be used to reliably solve the Schrödinger equation. Within the wider ecosystems of electronic structure calculation, quantum chemistry, and quantum simulation, quantum Monte Carlo (QMC) methods are used in tandem with density functional theory (DFT) and other computational methods to deliver insight into a vast array of condensed matter systems. Of particular interest to this work are systems in the intermediate correlation regime, where methods such as simple band theory and the Hubbard model break down. This thesis proposes and tests an explicit three-body backflow term to improve the accuracy of VMC and DMC calculations by incorporating higher-order correlation in order to reduce fixed-node er- ror in DMC, finding statistically significant improvements in ground state energies and improved variance in a water molecule. Then, QMC is used to calculate accurate charge densities for weak and intermediately correlated materials, to test commonly used dens- ity functional approximations in a controlled environment, providing insight into where these approximations perform well, and where they fail. Finally, DMC is used to generate ground state energy data for a dipolar Fermi gas of dressed Rydberg atoms interacting in the intermediate correlation regime. This data is parametrised in terms of interaction strength, for use in generating exchange-correlation functionals, to enable the DFT study of inhomogeneous systems of dressed Rydberg atoms.
Describing correlated electron systems has been a major challenge in computational condensed-matter physics. Quantum Monte Carlo, a powerful computational tool for the study of correlated systems, solves electron correlation problems explicitly. It has been taken as a benchmark method for understanding the correlated systems. Instead of making approximations to Hamiltonian, QMC methods work with the wave functions, and the computational cost scales well with the system size. With the development of parallel computing, QMC calculations on large systems are becoming more and more feasible. We have investigated two correlated systems with highly accurate fixed node QMC techniques. The first system is a correlated hydrogen model system near the metal to insulator transition. We have successfully identified the transition point by calculating spin and charge properties and analyzing the low energy Hilbert space. The second one is a strongly correlated Fe/O system. Calculations on the Fe atoms, O atoms, and FeO molecules are conducted with multiple highly accurate many-body techniques. The source of errors has been disentangled by comparing the results of the many body techniques with the experimental results. For the Fe and O atoms, the calculated properties coincide well with previous experimental results. For the basis-based techniques, the performance is mainly limited by the basis set. The calculated equilibrium bond length, excitation energy and vibrational frequency of the FeO molecules are also in close agreement with the known values from previous experiments.
This article describes the variational and fixed-node diffusion quantum Monte Carlo methods and how they may be used to calculate the properties of many-electron systems. These stochastic wave-function-based approaches provide a very direct treatment of quantum many-body effects and serve as benchmarks against which other techniques may be compared. They complement the less demanding density-functional approach by providing more accurate results and a deeper understanding of the physics of electronic correlation in real materials. The algorithms are intrinsically parallel, and currently available high-performance computers allow applications to systems containing a thousand or more electrons. With these tools one can study complicated problems such as the properties of surfaces and defects, while including electron correlation effects with high precision. The authors provide a pedagogical overview of the techniques and describe a selection of applications to ground and excited states of solids and clusters.
Quantum Monte Carlo (QMC) methods represent a powerful family of computational techniques for tackling complex quantum many-body problems and performing calculations of stationary state properties. QMC is among the most accurate and powerful approaches to the study of electronic structure, but its application is often hindered by a steep learning curve; hence it is rarely addressed in undergraduate and postgraduate classes. This tutorial is a step toward filling this gap. We offer an introduction to the diffusion Monte Carlo (DMC) method, which aims to solve the imaginary time Schrödinger equation through stochastic sampling of the configuration space. Starting from the theoretical foundations, the discussion leads naturally to the formulation of a step-by-step algorithm. To illustrate how the method works in simplified scenarios, examples such as the harmonic oscillator and the hydrogen atom are provided. The discussion extends to the fixed-node approximation, a crucial approach for addressing the fermionic sign problem in multi-electron systems. In particular, we examine the influence of trial wave function nodal surfaces on the accuracy of DMC energy by evaluating results from a non-interacting two-fermion system. Extending the method to excited states is feasible in principle, but some additional considerations are needed, supported by practical insights. By addressing the fundamental concepts from a hands-on perspective, we hope this tutorial will serve as a valuable guide for researchers and students approaching DMC for the first time.