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SYMMETRY BREAKING AND RESTORATION

Gustavo E. Scuseria

Published Jan 1, 2012• 0 citations
OpenAlex

Abstract

I will present our recent results on the calculation of symmetry-projected wave functions [1,2] for electronic structure theory. For Hartree-Fock and spin projection, this is a 50-year old problem in quantum chemistry, going all the way back to Lowdin and his “extended HF” theory. For Hartree-Fock-Bogoliubov and number projection, our approach offers new perspectives on Antisymmetrized Geminal Power (AGP) wavefunctions that were the focus of much attention in the 1980s. In our work, all molecular symmetries (electron number, spin S 2 and Sz , point group, and complex conjugation) are deliberately broken and restored in a self-consistent variation-after-projection approach. The resulting method yields a comprehensive black-box treatment of static correlation with one-electron (mean-field) computational cost. The ensuing wave function is of high quality multireference character competitive with exact diagonalization. The method can also be applied to calculate excited states and spectral functions [3]. The curse of the thermodynamic limit and the quest for a low-cost treatment of residual correlations will also be addressed.

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The goal of electronic structure theory is to solve the time-independent Schrodinger equation with a method that scales polynomially with the system size. The problem has been solved in the weakly-correlated regime, where coupled cluster theory (CC) with singles, doubles and perturbative triples (CCSD(T)) can achieve chemical accuracy. However, in the strongly-correlated regime, where the two-body interaction dominates, there are still no methods that can achieve a comparable accomplishment. Strong correlation always comes hand in hand with spontaneous symmetry breaking in mean-field theory. For example, coupled cluster theory faces a symmetry dilemma in the strongly correlated regime, where it either completely fails to describe the system if symmetry adapted, or has to artificially break certain symmetries in order to produce reasonable energies. It is plausible that the problem of strong correlation can be solved by curing the symptoms, i.e., fixing the symmetries. Symmetry projection has been carried out at the mean-field level, but it was unclear until this work how to incorporate correlation on top of it because of the language barrier between symmetry projection and coupled cluster theory. This thesis is devoted to combining CC and symmetry projection, focusing on spin and number symmetry. Different flavours of theories are obtained depending on whether a restricted or unrestricted reference is used. On the restricted side, the spin projected unrestricted Hartree Fock (SUHF) state can be rewritten as a polynomial of particle-hole excitations, acting on the restricted reference. Thus, this formalism opens up many ways to combine SUHF with CC. One the unrestricted side, the concept of disentangled cluster is introduced to describe the CC wavefunction transformed by symmetry rotation. A scheme basing on differential equations is devised to approximate these disentangled clusters, which scales polynomially and is systematically improvable. By combining symmetry projection and coupled cluster theory, the symmetry dilemma can be solved to a good extent.

•Aug 31, 2018•0 citations
I will present our recent results on the calculation of symmetry-projected wave functions [1,2] for electronic structure theory. For Hartree-Fock and spin projection, this is a 50-year old problem in quantum chemistry, going all the way back to Lowdin and his “extended HF” theory. For Hartree-Fock-Bogoliubov and number projection, our approach offers new perspectives on Antisymmetrized Geminal Power (AGP) wavefunctions that were the focus of much attention in the 1980s. In our work, all molecular symmetries (electron number, spin S 2 and Sz , point group, and complex conjugation) are deliberately broken and restored in a self-consistent variation-after-projection approach. The resulting method yields a comprehensive black-box treatment of static correlation with one-electron (mean-field) computational cost. The ensuing wave function is of high quality multireference character competitive with exact diagonalization. The method can also be applied to calculate excited states and spectral functions [3]. The curse of the thermodynamic limit and the quest for a low-cost treatment of residual correlations will also be addressed.
Coupled cluster theory is the method of choice for weakly correlated systems. But in the strongly correlated regime, it faces a symmetry dilemma, where it either completely fails to describe the system or has to artificially break certain symmetries. On the other hand, projected Hartree-Fock theory captures the essential physics of many kinds of strong correlations via symmetry breaking and restoration. In this work, we combine and try to retain the merits of these two methods by applying symmetry projection to broken symmetry coupled cluster wave functions. The non-orthogonal nature of states resulting from the application of symmetry projection operators furnishes particle-hole excitations to all orders, thus creating an obstacle for the exact evaluation of overlaps. Here we provide a solution via a disentanglement framework theory that can be approximated rigorously and systematically. Results of projected coupled cluster theory are presented for molecules and the Hubbard model, showing that spin projection significantly improves unrestricted coupled cluster theory while restoring good quantum numbers. The energy of projected coupled cluster theory reduces to the unprojected one in the thermodynamic limit, albeit at a much slower rate than projected Hartree-Fock.
Quantum chemistry aims to understand and predict molecular structure and properties by solving the time-independent Schr\"odinger equation within fixed nuclei (Born-Oppenheimer) approximation. The Hamiltonian may have continuous symmetries (e.g., spin) or discrete symmetries (for example, point group). Mean-field wave functions may break some or all of these symmetries. By taking the symmetry-adapted pieces of these broken symmetry states, one can restore the physical character of the wave function while also treating relevant strong correlations. On the other hand, mean-field methods lack dynamic correlation arising from short-range interactions. Still, single-reference methods such as configuration interaction or coupled cluster theory can handle these correlations efficiently. Ideally, we would like to combine these approaches: performing configuration interaction or coupled cluster theory on a broken symmetry reference while restoring the desired symmetries. This work introduces a new approach to integrating symmetry projection and coupled cluster theory. By borrowing techniques from previous research, the new method can restore continuous symmetries like UUU(1) and SUSUSU(2) and discrete symmetries like point group and time reversal. This method achieves accurate results in challenging systems and has the same computational scaling as traditional coupled cluster theory. Jordan-Wigner transformation is a potent tool in spin models, but its application is challenging due to the inherent strings. The same techniques we use to combine symmetry projection and coupled cluster theory can be used to combine Jordan-Wigner transformation and coupled cluster. The strings are the ' symmetry projection ' operator when constructing the Hartree-Fock and coupled cluster wave functions for a Jordan-Wigner transformed Hamiltonian. Leveraging the method of symmetry projection, we obtain excellent results for both 1-D and 2-D spin models.
The finite-temperature Hartree-Fock-Bogoliubov (HFB) approximation often breaks symmetries of the underlying many-body Hamiltonian. Restricting the calculation of the HFB partition function to a subspace with good quantum numbers through projection after variation restores some of the correlations lost in breaking these symmetries, although effects of the broken symmetries such as sharp kinks at phase transitions remain. However, the most general projection after variation formula in the finite-temperature HFB approximation is limited by a sign ambiguity. Here, we extend the Pfaffian formula for the many-body traces of HFB density operators introduced by L. M. Robledo in Ref. [1] to eliminate this sign ambiguity and evaluate the more complicated many-body traces required in projection after variation in the most general HFB case. We validate our method through a proof-of-principle calculation of the particle-number-projected HFB thermal energy in a simple model.
Symmetry-projected wave function methods capture static correlation by breaking and restoring the symmetries of a system. In this article, we present the symmetry-projected spin antisymmetrized geminal power (spin-AGP) state projected onto space group symmetry as well as complex conjugation, spin-flip, and time-reversal symmetries. The method is benchmarked on the 1D XXZ model and the 2D J1 - J2 model with square and triangular lattices. Our results indicate that symmetry projection methods provide a powerful tool for frustrated spin systems.
Coupled cluster and symmetry projected Hartree-Fock are two central paradigms in electronic structure theory. However, they are very different. Single reference coupled cluster is highly successful for treating weakly correlated systems but fails under strong correlation unless one sacrifices good quantum numbers and works with broken-symmetry wave functions, which is unphysical for finite systems. Symmetry projection is effective for the treatment of strong correlation at the mean-field level through multireference non-orthogonal configuration interaction wavefunctions, but unlike coupled cluster, it is neither size extensive nor ideal for treating dynamic correlation. We here examine different scenarios for merging these two dissimilar theories. We carry out this exercise over the integrable Lipkin model Hamiltonian, which despite its simplicity, encompasses non-trivial physics for degenerate systems and can be solved via diagonalization for a very large number of particles. We show how symmetry projection and coupled cluster doubles individually fail in different correlation limits, whereas models that merge these two theories are highly successful over the entire phase diagram. Despite the simplicity of the Lipkin Hamiltonian, the lessons learned in this work will be useful for building an ab initio symmetry projected coupled cluster theory that we expect to be accurate in the weakly and strongly correlated limits, as well as the recoupling regime.
The goal of electronic structure theory is to solve the time-independent Schrodinger equation with a method that scales polynomially with the system size. The problem has been solved in the weakly-correlated regime, where coupled cluster theory (CC) with singles, doubles and perturbative triples (CCSD(T)) can achieve chemical accuracy. However, in the strongly-correlated regime, where the two-body interaction dominates, there are still no methods that can achieve a comparable accomplishment. Strong correlation always comes hand in hand with spontaneous symmetry breaking in mean-field theory. For example, coupled cluster theory faces a symmetry dilemma in the strongly correlated regime, where it either completely fails to describe the system if symmetry adapted, or has to artificially break certain symmetries in order to produce reasonable energies. It is plausible that the problem of strong correlation can be solved by curing the symptoms, i.e., fixing the symmetries. Symmetry projection has been carried out at the mean-field level, but it was unclear until this work how to incorporate correlation on top of it because of the language barrier between symmetry projection and coupled cluster theory. This thesis is devoted to combining CC and symmetry projection, focusing on spin and number symmetry. Different flavours of theories are obtained depending on whether a restricted or unrestricted reference is used. On the restricted side, the spin projected unrestricted Hartree Fock (SUHF) state can be rewritten as a polynomial of particle-hole excitations, acting on the restricted reference. Thus, this formalism opens up many ways to combine SUHF with CC. One the unrestricted side, the concept of disentangled cluster is introduced to describe the CC wavefunction transformed by symmetry rotation. A scheme basing on differential equations is devised to approximate these disentangled clusters, which scales polynomially and is systematically improvable. By combining symmetry projection and coupled cluster theory, the symmetry dilemma can be solved to a good extent.