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Causal Structures in Quantum Field Theory

Jakob Sprickerhof

Published Sep 1, 2015• 0 citations
OpenAlex

Abstract

In this dissertation, I will argue that quantum field theory can be interpreted as a description of causal interactions. I will first discuss previous theories of physical causation, and come to the conclusion that they are inapplicable in quantum field theory. As a consequence, I will start to develop a new theory of causation by first analysing the concept ‘causation’ into the most basic and widely shared intuitions, in order to find out later whether these intuitions can be reduced to physics. I will then have a closer look on the intuition that causation is a directed relation, which is commonly regarded as incompatible with the symmetries of physics. I will present a new argument to the effect that causation and quantum field theory are compatible with respect to the directionality of causation. After that, I will analyse the theoretical description of interactions in quantum field theory, and in particular group structure, locality and local conservation laws will crystallise as the central concepts that a causal interpretation might be based on. Subsequently, I will discuss and present replies to what I believe are the most relevant objections to a causal interpretation of physics, namely, Haag’s theorem, the measurement problem and entanglement. In the final chapter of this dissertation, I will conjoin the results of the previous chapters to a new theory of causation for quantum field theory. The main result will be that a causal process is a quantum field theoretical interaction, i.e., the exchange of energy from an initial to a final state via a force.

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In this dissertation, I will argue that quantum field theory can be interpreted as a description of causal interactions. I will first discuss previous theories of physical causation, and come to the conclusion that they are inapplicable in quantum field theory. As a consequence, I will start to develop a new theory of causation by first analysing the concept ‘causation’ into the most basic and widely shared intuitions, in order to find out later whether these intuitions can be reduced to physics. I will then have a closer look on the intuition that causation is a directed relation, which is commonly regarded as incompatible with the symmetries of physics. I will present a new argument to the effect that causation and quantum field theory are compatible with respect to the directionality of causation. After that, I will analyse the theoretical description of interactions in quantum field theory, and in particular group structure, locality and local conservation laws will crystallise as the central concepts that a causal interpretation might be based on. Subsequently, I will discuss and present replies to what I believe are the most relevant objections to a causal interpretation of physics, namely, Haag’s theorem, the measurement problem and entanglement. In the final chapter of this dissertation, I will conjoin the results of the previous chapters to a new theory of causation for quantum field theory. The main result will be that a causal process is a quantum field theoretical interaction, i.e., the exchange of energy from an initial to a final state via a force.
It has been claimed that quantum mechanics is a non-local theory, i.e., that the predictions of quantum mechanics are at odds with a conception of the world where all the interactions are mediated by local mechanisms. The cited reason is the violation of the Bell inequality in cases where measurements are performed on quantum systems of particles that have interacted in the past. Quantum mechanics predicts that the state of the particles in such a system are correlated, a result obtained from considering a thought-experiment often known as EPR. In this thesis, I will argue that the violation of the Bell inequality in EPR forces us to either accept that causes sometimes act both backwards and forwards in time, or give up some widely-held assumptions about causal relations or the role of causal explanations. First, I will present three principles regarding causality that I take be widely accepted. I will then present the background for the claim the quantum mechanics is a non-local theory, and discuss the implications of non-local causal influences in light of the Special Theory of Relativity. One argument against a causal explanation of the EPR-correlations will be discussed, and different models for the causal structure of EPR will be assessed. I will argue that a retrocausal model – models that include instances of retrocausation, where the direction of causation is the opposite of the direction of time – is the only viable option if we want to uphold the three principles presented in chapter 1. I will discuss the plausibility of rejecting one of these principles, and argue that at least one of the can be restricted in a way that still accounts for our commitment to it. Finally, I will assess the non-local models against the retrocausal models, and argue that a retrocausal model offers interpretational advantages over the non-local alternatives.
Recent works in foundations of quantum (field) theory and relativistic quantum information try to better grasp the interplay between the structure of quantum correlations and the constraints imposed by causality on physical operations. Chapter 1 is dedicated to the study of the conceptual implications of quantum nonlocality, a concept that subsumes that of entanglement in a certain way. We detail the recent information-theoretic approaches to understanding the structure of nonlocal correlations, and the issues the latter raise concerning the ability of local observers to isolate a system from its environment. Chapter 2 reviews in what sense imposing Poincare invariance affects entanglement detection and quantification procedures. This invariance ultimately forces a description of all quantum systems within the framework of quantum field theory, which leads to the impossibility of localized finite-energy states and to the divergence of all entanglement measures for local observers. We provide a solution to these two problems by showing that there exists a generic equivalence between a finite spatial resolution of the measurement apparatus and the exclusion of high-energy degrees of freedom from the definition of the observed system. This equivalence allows for an epistemic interpretation of the standard quantum formalism describing nonrelativistic localized systems and their correlations, hence a clarification of the origin of the finite measures of entanglement between such systems. Chapter 3 presents a recent theoretical framework that predicts the existence of correlations with indefinite causal order. In analogy to the information-theoretic approaches to nonlocal correlations, we introduce some principles that constrain the structure of such correlations, which is a first step toward a clear understanding of their physical origin.
Quantum mechanics has achieved unparalleled success as an operational theory, describing a wide range of experiments to remarkable accuracy. However, the physical foundations on which it rests remain as puzzling as they were a century ago, and a concise statement of the physical principles that underlie quantum mechanics is still outstanding. One promising approach holds that these principles should be formulated in terms of information, since many of the counter-intuitive effects in quantum theory concern questions such as what one can know about a quantum system and how the information encoded therein can be processed and distributed between parties. Another challenging feature of quantum theory is its incompatibility with the other cornerstone of modern physics, general relativity. In order to reconcile the two, one must identify and retain only the essential concepts and principles of each theory, and in the case of general relativity, causality has been identified as such a concept. This raises the question of how our classical understanding of causality must change when quantum theory is taken into account. In order to address these questions about information, knowledge and causality, I turn to the framework of causal models. In classical statistics, causal models explain the relations among a set of variables in terms of causal influences, which makes them a powerful tool for structuring our knowledge about complex systems and developing strategies for interacting with them. More importantly, the framework provides the conceptual underpinnings and mathematical methods for addressing questions about causation, information and knowledge in a rigorous manner. In this thesis, I develop a version of the classical causal models framework that is compatible with quantum theory and explore its physical implications. \n \n \nA first step is to define quantum versions of fundamental elements such as variables, conditionals and belief propagation rules. This allows one to consider the question of what one can come to know about a quantum variable from the point of view of causal modelling. The conditionals relating quantum variables are found to have a richer structure than their classical counterparts, which can be exploited for the task of discerning causal relations given limited data -- a central problem in classical causal modelling. The mathematical properties of quantum conditionals also establish a correspondence between various classes of two-party correlations, such as bound and distillable entanglement, and the types of causal structures that can give rise to them, which may become a useful tool for entanglement theory and quantum information processing. In the context of open quantum systems dynamics, quantum causal models provide a clear physical explanation of not completely positive maps and, more broadly, of non-Markovian quantum dynamics. Finally, I consider the possibility of non-classical effects in the way that different causal mechanisms are combined -- that is, non-classical causal structures. For the simple case of two causally ordered variables, I propose indicators that witness different classes of combinations of causal mechanisms, including a non-classical mixture, and describe an experiment realizing examples of the different classes. \n \n \nAs these results illustrate, the framework of quantum causal models provides both greater conceptual clarity and a comprehensive mathematical formalism for studying a diverse set of problems, ranging from foundational questions to applications in open systems dynamics and the exploration of non-classical causal structures, which are likely to feature in a future theory of quantum gravity. The material presented in this thesis is intended as a foundation and inspiration for further applications of quantum causal models.
This work addresses the problem of causation in physics, as for quantum fields, the fundamental theory describing elementary particle physics. Three basic elements are used as methodological concepts: a) the notion of mass-point and the notion of a field (as quantum field) describing a physical system (both concepts are used in physics to characterize elementary particles); b) the notion of state of a mass-point and of a field; c) the notion of causality among states, which are defined by symmetries. Then time and space changes include a space-like causality. These elements are discussed by using the definition of measurement, associated with the notion of symmetry. The derived results give rise to a generalization of the concept of causality, since a mechanical system includes mass-points, fields, and systems composed of mass-points and fields, together. In addition, conserved quantities, founding some causality theories, are generalized due to the notion of symmetry associated with causality.
A key aim of quantum foundations is to characterize the sense in which nature goes beyond classical physics. Understanding nonclassicality is one of our best avenues towards finding a satisfactory interpretation of quantum theory. By determining which classical principles cannot be satisfied in any empirically adequate physical theory, we begin to see which principles can be preserved, which in turn gives us insight into the ontology of the world. These insights then guide us in determining which questions to ask and which experiments to perform next. Furthermore, it is these nonclassical aspects of nature that give rise to new technologies such as the speed-ups of quantum computation or the security of quantum key distribution. \n \nThe gold standard for establishing that a phenomenon is truly nonclassical is to prove that it violates the principle of local causality or the principle of noncontextuality. Much of this thesis reports on my research relating to these two principles. This research primarily involves (i) finding new justifications for our notions of nonclassicality; (ii) refining their fundamental definitions; (iii) quantifying and characterizing their various manifestations; and (iv) finding applications where nonclassical phenomena act as resources for information processing. \n \nUltimately, all of this work on nonclassicality is woven together into a novel framework for physical theories introduced by myself, John Selby, and Rob Spekkens. Its main advantage over preexisting frameworks is that it maintains a clear distinction between which elements of a given physical theory directly describe causal processes, and which refer only to one’s inferences about causal processes. This clarifies a number of confusions in the literature which arose precisely because previous frameworks scrambled causal and inferential concepts. Furthermore, local causality and noncontextuality emerge in this framework as the assumptions that the causal and inferential structures (respectively) that are operationally observed must be respected in the underlying ontology. This work constitutes a first step in developing a new interpretation of quantum theory—the first interpretation designed to satisfy the spirit of both local causality and noncontextuality.
At the basis of the problem of explaining non-local quantum correlations lies the tension between two factors: on the one hand, the natural interpretation of correlations as the manifestation of a causal relation; on the other, the resistance on the part of the physics underlying said correlations to adjust to the most essential features of a pre-theoretic notion of causation. In this paper, I argue for the rejection of the first horn of the dilemma, i.e., the assumption that quantum correlations call for a causal explanation. The paper is divided into two parts. The first, destructive, part provides a critical overview of the enterprise of causally interpreting non-local quantum correlations, with the aim of warning against the temptation of an account of causation claiming to cover such correlations 'for free'. The second, constructive, part introduces the so-called structural explanation (a variety of non-causal explanation that shows how the explanandum is the manifestation of a fundamental structure of the world) and argues that quantum correlations might be explained structurally in the context of an information-theoretic approach to QT.