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Journal de Physique IV (Proceedings)

Coulomb, orbital, and spin interactions in 1D exactly solved model

Anatoliy F. Zhuravlyov

Published Mar 1, 2000• 1 citation
Publisher

Abstract

Large number of actual heavy-fermionic alloys display non-Fermi liquid behavior [l]. Recent achievements in the description of 1D models give the possibility to indicate some mechanisms of forming special properties of fermionic systems. Usual parameters of these models are Coulomb, orbital, and spin interaction. An 1D integrable model of the Hubbard's chain of the electrons with the model orbital interaction is presented. Exact solutions were obtained for different scattering channels of the electrons, namely the spin and orbital one. The preferable channel of the scattering was determined by means of numerical calculations and comparison of the energy levels of each scattering channel. The dependence of the scattering matrix on the parameters of Coulomb, orbital, and spin interactions gives the possibility to present the properties of the considered system in different ranges of these parameters and to determine the values of parameters which correspond to the electron coupling.

DOI
10.1051/jp4:2000575

Related papers

Two channels of scattering of Hubbard chain electrons with spin and orbital interactions (exact results)

Anatoliy F. Zhuravlyov

A simple way to determine the channel of scattering of the Hubbard chain electrons with additional quantum number, which means the orbital or band characteristic, is demonstrated on the integrable 1D modified Hubbard model. Exact solutions are obtained for each scattering channel of the electrons. The preferable channel is determined by means of numerical calculations of the ground-state energies and comparison its values. The dependence of the scattering matrices on the parameters of Coulomb, orbital (band), and spin interactions gives the possibility to present the properties of the system considered in different ranges (reasonable in physics sense) of parameters which correspond to the electron coupling. The ratio between magnetic susceptibility and heat capacity of the model is presented.

•Jan 1, 2001•0 citations

Exact Results on Extended Hubbard Models on One-Dimensional Chains

Fabrizio Dolcini

This PhD thesis is concerned with the investigation of Extended Hubbard Models on one-dimensional lattices (chains); the approach used to such investigation is that of determining exact results. The extended Hubbard models are models of correlated electrons on lattices; they are the extensions of a model proposed by Hubbard in \\cite{HUB} to explain the metal-insulator transition in $d$-transition compounds as the effect of electronic correlations, usually neglected in band theories. Later on, a need for extensions of such model was first felt within the context of high-temperature superconductivity; indeed, the different behaviour of doped cuprates with respect to conventional superconductors suggested that a microscopic theory of this phenomenon could be formulated in terms of electron-electron interaction, without explicitly invoking the phonon coupling, like in BCS theory. Although an exhaustive microscopic formulation for cuprate superconductivity has not been achieved yet, the Extended Hubbard Models have been in the meanwhile applied to other problems in condensed matter; they are actually considered the reference paradigm for treating all those systems in which electronic correlations cannot be neglected. \\\\As observed above, this thesis focuses in particular on 1-D chains: indeed in last years the progress in technological synthesization and small-scale observations has shown that there are many classes of materials exhibiting a strong one-dimensional character, such as organic (super)conductors, linear-chain polymers, quantum wires, quantum-dot chains, one-dimensional cuprates. Many experimental results confirm that such materials exhibit a quite rich behaviour, with different phases, charge-spin separation, as well as a strong electronic correlations. However, a sufficient understanding of these phenomena on a theoretical point of view has not been reached yet. This is due to the fact the usual theoretical methods can be shown to fail in D=1, and theoreticians are thus forced to develop new schemes for approaching the problem of many interacting fermions in such dimension. The latter therefore represents a fascinating challenge. Some progress has been made and many aspects are nowadays more clear; nevertheless, due to the lack of traditional techniques, the need for a comparison with exact results is perhaps more urgent in D=1 than in higher dimensions. The aim of this thesis is to provide some results to the research in this field. The present work is organized as follows: the two first chapters are introductory, while chapters 3 and 4 mostly contain the author's original contribution. More explicitly, {\\bf chapter 1} is an introduction to the Hubbard models (both the ordinary and the Extended) and is meant for the reader who is non-familiar with these models. We tried to emphasize the motivation that historically led to their introduction and the physical contexts in which they are applied, not necessarily in one-dimension. \\\\{\\bf Chapter 2} is instead devoted to general problematics of one dimensional physics. We have tried to stress that there is a number of physically interesting materials that can be regarded as actual 1-D systems; we give a brief account of the difficulties leading the usual theoretical approaches, such as mean-field and Fermi Liquid, to fail in D=1. While briefly describing the important results of the proposed alternative formulations (Luttinger Liquid, Renormalization Group), we also point out the points that are still unsatisfactory, and emphasize the importance that exactly integrable models have in this field. \\\\Matching the subjects of chapter 1 and 2, the subsequent ones contain the results of our investigation of exactly solvable Extended Hubbard model on 1-D chains. \\\\We wish to emphasize to the reader non familiar with integrable systems that the literature on this subject is often strongly concerned with the mathematical aspects of the involved methods, leaving the determination of the physical features of the derived integrable models as a secondary issue. On the contrary, we believe that both aspects of the research deserve a relevant role in the study. For these reasons, while chapter 3 contains new results about the general formulation of integrability for fermionic systems, chapter 4 is devoted to the investigation of the physical features for some models whose integrability has been proved in the previous chapter. \\\\More explicitly, in {\\bf chapter 3} (apart from a preliminary introduction of sec.3.1) the theory of integrable {\\it fermionic} systems has been developed within the frame of the Quantum Inverse Scattering Method (QISM). The latter is a technique for obtaining integrable models, traditionally formulated with success for spin systems; its more recent application to electron systems was leaving many unsatisfactory aspects. To overcome this weaknesses, in sec.3.2 we both clarify the theory of matrix representation for fermionic operators, and describe a method for obtaining integrable models of fermions (straightforwardly readable in terms of fermion operators), starting from the the solutions of a $\\mathbb{C}$-number equation (known as Yang-Baxter Equation). In sec.3.3 we first work out a general method of search for solutions of such equation; secondly we explicitly find 96 solutions, corresponding to 96 integrable Extended Hubbard models (most of which are new) for which a set of mutually commuting operators is proved to exist. In sec.3.4 we formulate a general theorem concerning the symmetries of the integrable models in QISM, and widely discuss the symmetries and supersymmetries for the class of extended Hubbard Models.\\\\ {\\bf Chapter 4} is devoted to the investigation of the physical properties of the integrable Extended Hubbard models found in chapter 3. We introduce a technique, called Sutherland's species technique, that, when applicable, yields an effective reduction of the Hilbert space and considerably simplifies the problem of diagonalizing the Hamiltonian. In fact, such technique is proved to be applicable to all the 96 models found above, and is used to determine the exact ground state phase diagram and the thermodynamics of the models. In particular we both recover in a quite straightforward way the phase diagram of a known model, and that of two new models (Model 2 and Model 3) that were not known before. \\\\The phase diagram exhibit structured forms with respect to the filling (density of electrons) and the on-site Coulomb repulsion ($U$); the pressure and the compressibility in the ground state are also calculated. Model 2 exhibits a superconducting phase particularly enhanced towards positive values of $U$, as well as a band-controlled insulator-superconductor transition at half filling; model 3 is the first example of exactly solved model with an asymmetric shape with respect to half-filling, due to the absence of particle-hole invariance of the Hamiltonian; a filling controlled metal-insulator transition is found to occur for this model. Generalizations to the other cases are also discussed. \\\\As to the thermodynamics, we compute the exact partition function of Model 3, which we believe to be particular worth of interest due to the above asymmetry. We then derive the exact specific heat of the model as a function of the temperature, which exhibits an interesting two-peak behaviour as well as a nearly universal crossing point. These results are discussed and compared with similar ones present in the literature. The chapters are of course linked each to another according to the above scheme; nevertheless, it has been a purpose of the author to make them as independently readable as possible. In particular, the reader who is more interested in the physical aspects of the models rather than in the general formalism of fermionic QISM can skip chapter 3 (at least in a first-sight reading) and pass directly to chapter 4; apart from some references to previous formulas the understanding should not be affected.\\\\{\\it \\noindent \\underline{Notational Remark:}} The customary symbol to denote the electron filling is $n$; this has in fact been used throughout the two first introductory chapters. Nevertheless, in order to avoid possible misunderstanding with other extensive quantities, in chapter 3~and~4~the~symbol~has been changed into $\\rho$

•Jan 1, 2001•0 citations

1D Hubbard model elementary objects scattering

J. M. P. Carmelo, Pedro D Sacramento

In terms of electron processes, the 1D Hubbard model is a nonperturbative problem. That renders the description in terms of electron scattering of the microscopic processes that control the model properties a very difficult task. In this paper we study the corresponding scattering processes of the elementary objects whose occupancy configurations generate the energy eigenstates from the electron vacuum. Due to the related occurrence of an infinite set of conservation laws associated with the model integrability, such objects are found to undergo only zero-momentum forward-scattering collisions. The description of the model dynamical properties in terms of such elementary objects scattering events then drastically simplifies. The corresponding 1D Hubbard model scattering theory refers to arbitrary values of the densities and finite repulsive interaction U>0. Each ground-state - excited-state transition is associated with a well defined set of elementary zero-momentum forward-scattering events. The elementary-object scatterers dressed S matrix is expressed as a commutative product of S matrices, each corresponding to a two-object scattering event. This commutative factorization is stronger than the factorization associated with Yang-Baxter equation for the original spin-1/2 electron bare S matrix. The power-law singularities exponents in the finite-energy correlation-functions of the metallic phases of a wide class of 1D integrable and non-integrable systems are momentum dependent. In the present exactly solvable model such an exponent momentum dependence is controlled by the phase shifts and corresponding dressed S matrix considered in this paper.

arXiv:1211.6073•Nov 22, 2012•1 citation

Hybridized mechanism of pairing and the heavy fermion state: Exactly solvable two-band model with strong hybridized interactions

Igor N. Karnaukhov

The two-band model describing strongly hybridized degenerated electron states in a chain is proposed and solved exactly by means of the Bethe ansatz. The fermions of the subbands interact with each other via one-particle and one-particle correlated on-site hybridized interactions. The chain of electrons is reduced to the model with two noninteracting subbands with a given total number of electrons, in which fermions interact via different effective constants of interactions. In the case of strong hybridized interaction the on-site repulsive interaction is compensated by hybridized interaction, which leads to an effective attractive interaction between particles and the formation of spinless bound states of Cooper type. This electron liquid component determines both heavy fermion- and superconducting-type behavior of electron properties.

Physical Review B•Sep 6, 2005•1 citation

Scattering theories for the 1D Hubbard model

J. M. P. Carmelo, Katrina Hibberd, Natan Andrei

In one-dimensional (1D) non-perturbative many-electron problems such as the 1D Hubbard model the electronic charge and spin degrees of freedom separate into exotic quantum objects. However, there are two different representations for such objects and associated scattering quantities whose relation is not well understood. Here we solve the problem by finding important information about the relation between the corresponding alternative choices for one-particle scattering states. Our study reveals why one of these representations, the {\it pseudofermion} representation, is the most suitable for the description of the unusual finite-energy spectral and dynamical properties of the model. This is a problem of physical importance, since the exotic independent charge and spin finite-energy spectral features observed by angle-resolved photoelectron spectroscopy in quasi-1D metals was found recently to correspond to the charge and spin quantum objects of the pseudofermion representation.

arXiv:cond-mat/0603446•Mar 16, 2006•0 citations

One-dimensional Fermi liquids

Johannes Voit

We review the progress in the theory of one-dimensional (ID) Fermi liquids which has occurred over the past decade. The usual Fermi liquid theory, based on a quasi-particle picture, breaks down in one dimension because of the Peierls divergence in the particle-hole bubble, producing anomalous dimensions of operators, and because of charge-spin separation. Both are related to the importance of scattering processes transferring finite momentum. A description of the low-energy properties of gapless 1D quantum systems can be based on the exactly solvable Luttinger model which incorporates these features, and whose correlation functions can be calculated. Special properties of the eigenvalue spectrum, parameterized by one renormalized velocity and one effective coupling constant per degree of freedom, fully describe the physics of this model. Other gapless 1D models share these properties in a low-energy subspace. The concept of a "Luttinger liquid" implies that their low-energy properties are described by an effective Luttinger model, and constitutes the universality class of these quantum systems. Once the mapping on the Luttinger model is achieved, one has an asymptotically exact solution of the 1D many-body problem. Lattice models identified as Luttinger liquids include the 1D Hubbard model off half-filling, and variants such as the t-J- or the extended Hubbard model. In addition, 1D electron-phonon systems or metals with impurities can be Luttinger liquids, as well as the edge states in the quantum Hall effect.

arXiv:cond-mat/9510014•Reports on Progress in Physics•Sep 1, 1995•1,282 citations
Large number of actual heavy-fermionic alloys display non-Fermi liquid behavior [l]. Recent achievements in the description of 1D models give the possibility to indicate some mechanisms of forming special properties of fermionic systems. Usual parameters of these models are Coulomb, orbital, and spin interaction. An 1D integrable model of the Hubbard's chain of the electrons with the model orbital interaction is presented. Exact solutions were obtained for different scattering channels of the electrons, namely the spin and orbital one. The preferable channel of the scattering was determined by means of numerical calculations and comparison of the energy levels of each scattering channel. The dependence of the scattering matrix on the parameters of Coulomb, orbital, and spin interactions gives the possibility to present the properties of the considered system in different ranges of these parameters and to determine the values of parameters which correspond to the electron coupling.
A simple way to determine the channel of scattering of the Hubbard chain electrons with additional quantum number, which means the orbital or band characteristic, is demonstrated on the integrable 1D modified Hubbard model. Exact solutions are obtained for each scattering channel of the electrons. The preferable channel is determined by means of numerical calculations of the ground-state energies and comparison its values. The dependence of the scattering matrices on the parameters of Coulomb, orbital (band), and spin interactions gives the possibility to present the properties of the system considered in different ranges (reasonable in physics sense) of parameters which correspond to the electron coupling. The ratio between magnetic susceptibility and heat capacity of the model is presented.
This PhD thesis is concerned with the investigation of Extended Hubbard Models on one-dimensional lattices (chains); the approach used to such investigation is that of determining exact results. The extended Hubbard models are models of correlated electrons on lattices; they are the extensions of a model proposed by Hubbard in \\cite{HUB} to explain the metal-insulator transition in ddd-transition compounds as the effect of electronic correlations, usually neglected in band theories. Later on, a need for extensions of such model was first felt within the context of high-temperature superconductivity; indeed, the different behaviour of doped cuprates with respect to conventional superconductors suggested that a microscopic theory of this phenomenon could be formulated in terms of electron-electron interaction, without explicitly invoking the phonon coupling, like in BCS theory. Although an exhaustive microscopic formulation for cuprate superconductivity has not been achieved yet, the Extended Hubbard Models have been in the meanwhile applied to other problems in condensed matter; they are actually considered the reference paradigm for treating all those systems in which electronic correlations cannot be neglected. \\\\As observed above, this thesis focuses in particular on 1-D chains: indeed in last years the progress in technological synthesization and small-scale observations has shown that there are many classes of materials exhibiting a strong one-dimensional character, such as organic (super)conductors, linear-chain polymers, quantum wires, quantum-dot chains, one-dimensional cuprates. Many experimental results confirm that such materials exhibit a quite rich behaviour, with different phases, charge-spin separation, as well as a strong electronic correlations. However, a sufficient understanding of these phenomena on a theoretical point of view has not been reached yet. This is due to the fact the usual theoretical methods can be shown to fail in D=1, and theoreticians are thus forced to develop new schemes for approaching the problem of many interacting fermions in such dimension. The latter therefore represents a fascinating challenge. Some progress has been made and many aspects are nowadays more clear; nevertheless, due to the lack of traditional techniques, the need for a comparison with exact results is perhaps more urgent in D=1 than in higher dimensions. The aim of this thesis is to provide some results to the research in this field. The present work is organized as follows: the two first chapters are introductory, while chapters 3 and 4 mostly contain the author's original contribution. More explicitly, {\\bf chapter 1} is an introduction to the Hubbard models (both the ordinary and the Extended) and is meant for the reader who is non-familiar with these models. We tried to emphasize the motivation that historically led to their introduction and the physical contexts in which they are applied, not necessarily in one-dimension. \\\\{\\bf Chapter 2} is instead devoted to general problematics of one dimensional physics. We have tried to stress that there is a number of physically interesting materials that can be regarded as actual 1-D systems; we give a brief account of the difficulties leading the usual theoretical approaches, such as mean-field and Fermi Liquid, to fail in D=1. While briefly describing the important results of the proposed alternative formulations (Luttinger Liquid, Renormalization Group), we also point out the points that are still unsatisfactory, and emphasize the importance that exactly integrable models have in this field. \\\\Matching the subjects of chapter 1 and 2, the subsequent ones contain the results of our investigation of exactly solvable Extended Hubbard model on 1-D chains. \\\\We wish to emphasize to the reader non familiar with integrable systems that the literature on this subject is often strongly concerned with the mathematical aspects of the involved methods, leaving the determination of the physical features of the derived integrable models as a secondary issue. On the contrary, we believe that both aspects of the research deserve a relevant role in the study. For these reasons, while chapter 3 contains new results about the general formulation of integrability for fermionic systems, chapter 4 is devoted to the investigation of the physical features for some models whose integrability has been proved in the previous chapter. \\\\More explicitly, in {\\bf chapter 3} (apart from a preliminary introduction of sec.3.1) the theory of integrable {\\it fermionic} systems has been developed within the frame of the Quantum Inverse Scattering Method (QISM). The latter is a technique for obtaining integrable models, traditionally formulated with success for spin systems; its more recent application to electron systems was leaving many unsatisfactory aspects. To overcome this weaknesses, in sec.3.2 we both clarify the theory of matrix representation for fermionic operators, and describe a method for obtaining integrable models of fermions (straightforwardly readable in terms of fermion operators), starting from the the solutions of a mathbbC\\mathbb{C}mathbbC-number equation (known as Yang-Baxter Equation). In sec.3.3 we first work out a general method of search for solutions of such equation; secondly we explicitly find 96 solutions, corresponding to 96 integrable Extended Hubbard models (most of which are new) for which a set of mutually commuting operators is proved to exist. In sec.3.4 we formulate a general theorem concerning the symmetries of the integrable models in QISM, and widely discuss the symmetries and supersymmetries for the class of extended Hubbard Models.\\\\ {\\bf Chapter 4} is devoted to the investigation of the physical properties of the integrable Extended Hubbard models found in chapter 3. We introduce a technique, called Sutherland's species technique, that, when applicable, yields an effective reduction of the Hilbert space and considerably simplifies the problem of diagonalizing the Hamiltonian. In fact, such technique is proved to be applicable to all the 96 models found above, and is used to determine the exact ground state phase diagram and the thermodynamics of the models. In particular we both recover in a quite straightforward way the phase diagram of a known model, and that of two new models (Model 2 and Model 3) that were not known before. \\\\The phase diagram exhibit structured forms with respect to the filling (density of electrons) and the on-site Coulomb repulsion (UUU); the pressure and the compressibility in the ground state are also calculated. Model 2 exhibits a superconducting phase particularly enhanced towards positive values of UUU, as well as a band-controlled insulator-superconductor transition at half filling; model 3 is the first example of exactly solved model with an asymmetric shape with respect to half-filling, due to the absence of particle-hole invariance of the Hamiltonian; a filling controlled metal-insulator transition is found to occur for this model. Generalizations to the other cases are also discussed. \\\\As to the thermodynamics, we compute the exact partition function of Model 3, which we believe to be particular worth of interest due to the above asymmetry. We then derive the exact specific heat of the model as a function of the temperature, which exhibits an interesting two-peak behaviour as well as a nearly universal crossing point. These results are discussed and compared with similar ones present in the literature. The chapters are of course linked each to another according to the above scheme; nevertheless, it has been a purpose of the author to make them as independently readable as possible. In particular, the reader who is more interested in the physical aspects of the models rather than in the general formalism of fermionic QISM can skip chapter 3 (at least in a first-sight reading) and pass directly to chapter 4; apart from some references to previous formulas the understanding should not be affected.\\\\{\\it \\noindent \\underline{Notational Remark:}} The customary symbol to denote the electron filling is nnn; this has in fact been used throughout the two first introductory chapters. Nevertheless, in order to avoid possible misunderstanding with other extensive quantities, in chapter 3~and~4~the~symbol~has been changed into rho\\rhorho
In terms of electron processes, the 1D Hubbard model is a nonperturbative problem. That renders the description in terms of electron scattering of the microscopic processes that control the model properties a very difficult task. In this paper we study the corresponding scattering processes of the elementary objects whose occupancy configurations generate the energy eigenstates from the electron vacuum. Due to the related occurrence of an infinite set of conservation laws associated with the model integrability, such objects are found to undergo only zero-momentum forward-scattering collisions. The description of the model dynamical properties in terms of such elementary objects scattering events then drastically simplifies. The corresponding 1D Hubbard model scattering theory refers to arbitrary values of the densities and finite repulsive interaction U>0. Each ground-state - excited-state transition is associated with a well defined set of elementary zero-momentum forward-scattering events. The elementary-object scatterers dressed S matrix is expressed as a commutative product of S matrices, each corresponding to a two-object scattering event. This commutative factorization is stronger than the factorization associated with Yang-Baxter equation for the original spin-1/2 electron bare S matrix. The power-law singularities exponents in the finite-energy correlation-functions of the metallic phases of a wide class of 1D integrable and non-integrable systems are momentum dependent. In the present exactly solvable model such an exponent momentum dependence is controlled by the phase shifts and corresponding dressed S matrix considered in this paper.
The two-band model describing strongly hybridized degenerated electron states in a chain is proposed and solved exactly by means of the Bethe ansatz. The fermions of the subbands interact with each other via one-particle and one-particle correlated on-site hybridized interactions. The chain of electrons is reduced to the model with two noninteracting subbands with a given total number of electrons, in which fermions interact via different effective constants of interactions. In the case of strong hybridized interaction the on-site repulsive interaction is compensated by hybridized interaction, which leads to an effective attractive interaction between particles and the formation of spinless bound states of Cooper type. This electron liquid component determines both heavy fermion- and superconducting-type behavior of electron properties.
In one-dimensional (1D) non-perturbative many-electron problems such as the 1D Hubbard model the electronic charge and spin degrees of freedom separate into exotic quantum objects. However, there are two different representations for such objects and associated scattering quantities whose relation is not well understood. Here we solve the problem by finding important information about the relation between the corresponding alternative choices for one-particle scattering states. Our study reveals why one of these representations, the {\it pseudofermion} representation, is the most suitable for the description of the unusual finite-energy spectral and dynamical properties of the model. This is a problem of physical importance, since the exotic independent charge and spin finite-energy spectral features observed by angle-resolved photoelectron spectroscopy in quasi-1D metals was found recently to correspond to the charge and spin quantum objects of the pseudofermion representation.
We review the progress in the theory of one-dimensional (ID) Fermi liquids which has occurred over the past decade. The usual Fermi liquid theory, based on a quasi-particle picture, breaks down in one dimension because of the Peierls divergence in the particle-hole bubble, producing anomalous dimensions of operators, and because of charge-spin separation. Both are related to the importance of scattering processes transferring finite momentum. A description of the low-energy properties of gapless 1D quantum systems can be based on the exactly solvable Luttinger model which incorporates these features, and whose correlation functions can be calculated. Special properties of the eigenvalue spectrum, parameterized by one renormalized velocity and one effective coupling constant per degree of freedom, fully describe the physics of this model. Other gapless 1D models share these properties in a low-energy subspace. The concept of a "Luttinger liquid" implies that their low-energy properties are described by an effective Luttinger model, and constitutes the universality class of these quantum systems. Once the mapping on the Luttinger model is achieved, one has an asymptotically exact solution of the 1D many-body problem. Lattice models identified as Luttinger liquids include the 1D Hubbard model off half-filling, and variants such as the t-J- or the extended Hubbard model. In addition, 1D electron-phonon systems or metals with impurities can be Luttinger liquids, as well as the edge states in the quantum Hall effect.