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International ACM SIGIR Conference on Research and Development in Information Retrieval (SIGIR)

Modeling term dependencies with quantum language models for IR

Alessandro Sordoni, Jian‐Yun Nie, Yoshua Bengio

Published Jul 28, 2013• 123 citations
Publisher

Abstract

Traditional information retrieval (IR) models use bag-of-words as the basic representation and assume that some form of independence holds between terms. Representing term dependencies and defining a scoring function capable of integrating such additional evidence is theoretically and practically challenging. Recently, Quantum Theory (QT) has been proposed as a possible, more general framework for IR. However, only a limited number of investigations have been made and the potential of QT has not been fully explored and tested. We develop a new, generalized Language Modeling approach for IR by adopting the probabilistic framework of QT. In particular, quantum probability could account for both single and compound terms at once without having to extend the term space artificially as in previous studies. This naturally allows us to avoid the weight-normalization problem, which arises in the current practice by mixing scores from matching compound terms and from matching single terms. Our model is the first practical application of quantum probability to show significant improvements over a robust bag-of-words baseline and achieves better performance on a stronger non bag-of-words baseline.

DOI
10.1145/2484028.2484098

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Traditional information retrieval (IR) models use bag-of-words as the basic representation and assume that some form of independence holds between terms. Representing term dependencies and defining a scoring function capable of integrating such additional evidence is theoretically and practically challenging. Recently, Quantum Theory (QT) has been proposed as a possible, more general framework for IR. However, only a limited number of investigations have been made and the potential of QT has not been fully explored and tested. We develop a new, generalized Language Modeling approach for IR by adopting the probabilistic framework of QT. In particular, quantum probability could account for both single and compound terms at once without having to extend the term space artificially as in previous studies. This naturally allows us to avoid the weight-normalization problem, which arises in the current practice by mixing scores from matching compound terms and from matching single terms. Our model is the first practical application of quantum probability to show significant improvements over a robust bag-of-words baseline and achieves better performance on a stronger non bag-of-words baseline.
Recently, a Quantum Language Model (QLM) was proposed to model term dependencies upon Quantum Theory (QT) framework and successively applied in Information Retrieval (IR). Nevertheless, QLM's dependency is based on co-occurrences of terms and has not yet taken into account the Quantum Entanglement (QE), which is a key quantum concept and has a significant cognitive implication. In QT, an entangled state can provide a more complete description for the nature of realities, and determine intrinsic correlations of considered objects globally, rather than those co-occurrences on the surface. It is, however, a real challenge to decide and measure QE using the classical statistics of texts in a post-measurement configuration. In order to circumvent this problem, we theoretically prove the connection between QE and statistically Unconditional Pure Dependence (UPD). Since UPD has an implementable deciding algorithm, we can in turn characterize QE by extracting the UPD patterns from texts. This leads to a measurable QE, based on which we further advance the existing QLM framework. We empirically compare our model with related models, and the results demonstrate the effectiveness of our model.
The introduction of Quantum Theory (QT) provides a unified mathematical framework for Information Retrieval (IR). Compared with the classical IR framework, the quantum-inspired IR framework is based on user-centered modeling methods to model non-classical cognitive phenomena in human relevance judgment in the IR process. With the increase of data and computing resources, neural IR methods have been applied to the text matching and understanding task of IR. Neural networks have a strong learning ability of effective representation and generalization of matching patterns from raw data. This monograph provides a systematic introduction to quantum-inspired neural IR, including quantum-inspired neural language representation, matching and understanding. The cross-field research on QT, neural network and IR is not only helpful to non-classical phenomena modeling in IR but also to break the theoretical bottleneck of neural networks and design more transparent neural IR models. The authors first introduce the language representation method based on QT. Secondly, they introduce the quantum-inspired text matching and decision making model under neural network that shows its theoretical advantages in document ranking, relevance matching, multimodal IR, and can be integrated with neural network to jointly promote the development of IR. Finally, the latest progress of quantum language understanding is introduced and further topics on QT and language modeling provide readers with more materials for thinking.
The introduction of Quantum Theory (QT) provides a unified mathematical framework for Information Retrieval (IR). Compared with the classical IR framework, the quantuminspired IR framework is based on user-centered modeling methods to model non-classical cognitive phenomena in human relevance judgment in the IR process. With the increase of data and computing resources, neural IR methods have been applied to the text matching and understanding task of IR. Neural networks have a strong learning ability of effective representation and generalization of matching patterns from raw data. However, these methods show some unavoidable defects, such as the inability to model user cognitive phenomena, large number of model parameters and the “black box” characteristics of network structure. These problems greatly limit the development of neural IR and related fields. Although the quantum-inspired retrieval framework can theoretically solve the above problems, it is faced with problems such as poor model efficiency and difficulty in integrating with neural network, which lead to a huge gap between QT and neural network modeling. This review gives a systematic introduction to quantuminspired neural IR, including quantum-inspired neural language representation, matching and understanding. This is not only helpful to non-classical phenomena modeling in IR but also to break the theoretical bottleneck of neural networks and design more transparent neural IR models. We introduce the language representation method based on QT and the quantum-inspired text matching and decision making model under neural network, which shows its theoretical advantages in document ranking, relevance matching, multimodal IR, and can be integrated with neural networks to jointly promote the development of IR. The latest progress of quantum language understanding is introduced and further topics on QT and language modeling provide readers with more materials for thinking.
The recently proposed quantum language model (QLM) aimed at a principled approach to modeling term dependency by applying the quantum probability theory. The latest development for a more effective QLM has adopted word embeddings as a kind of global dependency information and integrated the quantum-inspired idea in a neural network architecture. While these quantum-inspired LMs are theoretically more general and also practically effective, they have two major limitations. First, they have not taken into account the interaction among words with multiple meanings, which is common and important in understanding natural language text. Second, the integration of the quantum-inspired LM with the neural network was mainly for effective training of parameters, yet lacking a theoretical foundation accounting for such integration. To address these two issues, in this paper, we propose a Quantum Many-body Wave Function (QMWF) inspired language modeling approach. The QMWF inspired LM can adopt the tensor product to model the aforesaid interaction among words. It also enables us to reveal the inherent necessity of using Convolutional Neural Network (CNN) in QMWF language modeling. Furthermore, our approach delivers a simple algorithm to represent and match text/sentence pairs. Systematic evaluation shows the effectiveness of the proposed QMWF-LM algorithm, in comparison with the state of the art quantum-inspired LMs and a couple of CNN-based methods, on three typical Question Answering (QA) datasets.
Language modeling is essential in Natural Language Processing and Information Retrieval related tasks. After the statistical language models, Quantum Language Model (QLM) has been proposed to unify both single words and compound terms in the same probability space without extending term space exponentially. Although QLM achieved good performance in ad hoc retrieval, it still has two major limitations: (1) QLM cannot make use of supervised information, mainly due to the iterative and non-differentiable estimation of the density matrix, which represents both queries and documents in QLM. (2) QLM assumes the exchangeability of words or word dependencies, neglecting the order or position information of words. This article aims to generalize QLM and make it applicable to more complicated matching tasks (e.g., Question Answering) beyond ad hoc retrieval. We propose a complex-valued neural network-based QLM solution called C-NNQLM to employ an end-to-end approach to build and train density matrices in a light-weight and differentiable manner, and it can therefore make use of external well-trained word vectors and supervised labels. Furthermore, C-NNQLM adopts complex-valued word vectors whose phase vectors can directly encode the order (or position) information of words. Note that complex numbers are also essential in the quantum theory. We show that the real-valued NNQLM (R-NNQLM) is a special case of C-NNQLM. The experimental results on the QA task show that both R-NNQLM and C-NNQLM achieve much better performance than the vanilla QLM, and C-NNQLM’s performance is on par with state-of-the-art neural network models. We also evaluate the proposed C-NNQLM on text classification and document retrieval tasks. The results on most datasets show that the C-NNQLM can outperform R-NNQLM, which demonstrates the usefulness of the complex representation for words and sentences in C-NNQLM.
This thesis is fundamentally about using conceptual and mathematical constructs from the area of Quantum Theory in Information Retrieval (IR). The need and motivation for this is two-fold – firstly, it has been increasingly shown in decision sciences that human decision-making does not always conform to the norms of traditional probability and logic framework. The quantum framework offers a generalised probability and logic framework which can model decisions or judgements under dynamic context and ambiguity. Secondly, there is a need in IR for theories and models which improve our understanding of user behaviour. Hence it is worth exploring the combination of the quantum framework and IR, especially focused on the user aspects of IR. The overarching research question is whether there is evidence of user behaviour in IR scenarios which warrants the need for a quantum based approach by way of showing the limitations of the traditional (classical) approach. The methodology involves analysing data to detect quantum-like phenomena of interference, contextuality, incompatibility, etc. from two common data sources in IR–standard datasets like query log data, and through crowdsourced user studies designed similar to some quantum physics or cognitive science experiments. While the evidence of quantum-like phenomena from standard datasets is not convincing, we find that some of the user studies reveal the quantum-like structure of document judgements. One of the key findings which has implication for IR is the dynamic interactions between the different dimensions of relevance. For example, a user’s judgement of reliability of a document depends significantly on whether they found it understandable or not. Thus, the consideration of one relevance dimension or document feature can provide a context for another dimension, contrary to the current IR models which consider these features to be independent of each other and an objective property of the document. The quantum framework has been especially designed to deal with such scenarios where properties of systems or objects do not exist independent of measurement context. The thesis concludes with suggestions about incorporating quantum mathematical constructs into state-of-art IR algorithms.