Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

Progress of Theoretical Physics

Density Functional Theory through Legendre Transformation

R. Fukuda, Takao Kotani, Yoko Suzuki, Satoshi Yokojima

Published Oct 1, 1994• 66 citations
Publisher

Abstract

Theoretical foundation of density functional theory in terms of field theoretical Legendre transformation is presented. The ground state energy is first written as a functional of local probe coupled to the density operator. The density functional is then defined by the functional Legendre transformation, which leads to a systematic formulation of density functional theory. Excitation spectrum is also determined within the same formalism in a unified way. The diagrammatic evaluation is most conveniently done by using auxiliary field method. Several generalizations of the formalism and extension to the case other than the density operator are also discussed.

DOI
10.1143/ptp.92.833

Related papers

Current Density Functional Theory

H. Eschrig

The basic concern of density functional theory is the groundstate energy of an inhomogeneous interacting many-particle system as a function of the external potential acting on its density (and possibly as a function of the particle number, allowing for the consideration of ionization energies, affinities, and excitation gaps). This groundstate energy function is replaced by its Legendre transform as a function of the particle density, and the Legendre back transformation leads via insertion of an interaction-free reference system to an effective one-particle equation whose solution finds the ground-state energy and density to any given external potential. As was seen in Part I, this theory provides rather a reformulation than a solution of the many-body problem for the groundstate, because it does not explicitly provide the Legendre transform H [ n ] to E [ v, N ] (cf. (6.35, 6.31, and 6.36). The original many-body problem is now contained in H [ n ] which only can be guessed, although not without success. These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.

Teubner-Texte zur Physik•Jan 1, 1996•1 citation

Dynamical Mean-Field Theory

F. Aryasetiawan, Fredrik Nilsson

Dynamical mean-field theory has become a method of choice for calculating spectral properties of strongly correlated systems. In this chapter the concept and the formalism of dynamical mean-field theory are described using a one-band Hubbard model as an illustration. The Anderson impurity model, which forms the auxiliary system, is used as a starting point to develop the formal dynamical mean-field equations. Functional integral formulation, well-suited for quantum Monte Carlo simulations, is also presented and analogy with density functional theory is made via the Legendre transform formulation. The success of the theory is illustrated by some generic examples.

•Aug 3, 2022•0 citations

Novel Use of Legendre Transformation in Field Theory and Many Particle Systems

R. Fukuda, M. Komachiya, Satoshi Yokojima +3 more

The Legendre transformation is one of the ways to rewrite the theory by small number of selected variables. It leads naturally to the generalized action functional called the effective action and everything starts from this generating functional. It is applied to various problems of physics ranging from the relativistic field theory to the condensed matter physics. The main techniques used here are the on-shell expansion and the inversion method. The scheme presented in this article is thus a generating functional formalism of the many particle systems.

Progress of Theoretical Physics Supplement•Apr 1, 1995•60 citations

Overcomplete density functional description

Jerome K. Percus

Although formally exact expressions can be written for thermodynamic potentials of many-particle systems in external fields, Legendre transformation to particle density as the controlling field has many virtues, insensitivity in the face of singular states being notable. It is also true that nonuniform systems, classical or quantum, which lead to simple closed-form solutions, tend to do so principally in the density functional form. However, as gleaned from the heavily investigated cases of classical lattice gas networks, this may be achieved only if additional auxiliary densities are appended, with respect to which the associated thermodynamic potential is stationary. Here, we successfully apply the overcompleteness strategy to the prototypical case of free fermion ground states in one-dimensional space, extrapolate to three-dimensional space, and apply a basic one-functional variational ansatz. The qualitative properties of the resulting free energy and potential-density profile relations are in accord with those that any valid formulation must satisfy. © 1998 John Wiley & Sons, Inc. Int J Quant Chem 69: 573–580, 1998

International Journal of Quantum Chemistry•Jan 1, 1998•5 citations

Quantal density functional theory of excited states: Application to an exactly solvable model

Marlina Slamet, Viraht Sahni

Abstract The quantal density functional theory (Q‐DFT) of excited states is the description of the physics of the mapping from any bound nondegenerate excited state of Schrödinger theory to that of the s‐system of noninteracting Fermions with equivalent density ρk(r), energy Ek, and ionization potential Ik. The s‐system may either be in an excited state with the same configuration as in Schrödinger theory or in a ground state with a consequently different configuration. The Q‐DFT description of the s‐system is in terms of a conservative field ℱk(r), whose electron‐interaction ℰee(r) and correlation‐kinetic 𝒵 (r) components are separately representative of electron correlations due to the Pauli exclusion principle and Coulomb repulsion, and correlation‐kinetic effects, respectively. The sources of these fields are expectations of Hermitian operators taken with respect to the system wavefunction. The local electron‐interaction potential vee(r) of the s‐system, representative of all the many‐body correlations, is the work done to move an electron in the force of the field ℱk(r). The electron interaction Eee and correlation‐kinetic Tc components of the total energy Ek may be expressed in integral virial form in terms of their respective fields. The difference between the s‐system in its ground or excited state representation is due entirely to correlation‐kinetic effects. The highest occupied eigenvalue of the s‐system differential equation in either case is minus the ionization potential Ik. In this work we demonstrate the transformation of an excited state of Schrödinger theory, as represented by the first excited singlet state of the exactly solvable Hooke's atom, to that of noninteracting Fermions in their ground state with equivalent excited state density, energy, and ionization potential. To further prove the Fermions are in a ground state, we solve the corresponding singlet s‐system differential equation numerically for the vee(r) determined, and obtain the excited state density from the zero node orbitals generated. The resulting total energy is also the same. In addition, the single eigenvalue determined corresponds to minus the ionization potential of the excited state. © 2001 John Wiley & Sons, Inc. Int J Quantum Chem, 2001

International Journal of Quantum Chemistry•Jan 1, 2001•31 citations

Generalized Kohn-Sham Density-Functional Theory via Effective Action Formalism

Marat Valiev, Gayanath Fernando

We present a rigorous formulation of generalized Kohn-Sham density-functional theory. This provides a straightforward Kohn-Sham description of many-body systems based not only on particle-density but also on any other observable. We illustrate the formalism for the case of a particle-density based description of a nonrelativistic many-electron system. We obtain a simple diagrammatic expansion of the exchange-correlation functional in terms of Kohn-Sham single-particle orbitals and energies; develop systematic Kohn-Sham formulation for one-electron propagators and many-body excitation energies. This work is ideally suited for practical applications and provides a rigorous basis for a systematic development of the existing body of first-principles calculations in a controllable fashion.

arXiv:cond-mat/9702247•Feb 27, 1997•5 citations
Theoretical foundation of density functional theory in terms of field theoretical Legendre transformation is presented. The ground state energy is first written as a functional of local probe coupled to the density operator. The density functional is then defined by the functional Legendre transformation, which leads to a systematic formulation of density functional theory. Excitation spectrum is also determined within the same formalism in a unified way. The diagrammatic evaluation is most conveniently done by using auxiliary field method. Several generalizations of the formalism and extension to the case other than the density operator are also discussed.
The basic concern of density functional theory is the groundstate energy of an inhomogeneous interacting many-particle system as a function of the external potential acting on its density (and possibly as a function of the particle number, allowing for the consideration of ionization energies, affinities, and excitation gaps). This groundstate energy function is replaced by its Legendre transform as a function of the particle density, and the Legendre back transformation leads via insertion of an interaction-free reference system to an effective one-particle equation whose solution finds the ground-state energy and density to any given external potential. As was seen in Part I, this theory provides rather a reformulation than a solution of the many-body problem for the groundstate, because it does not explicitly provide the Legendre transform H [ n ] to E [ v, N ] (cf. (6.35, 6.31, and 6.36). The original many-body problem is now contained in H [ n ] which only can be guessed, although not without success. These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.
Dynamical mean-field theory has become a method of choice for calculating spectral properties of strongly correlated systems. In this chapter the concept and the formalism of dynamical mean-field theory are described using a one-band Hubbard model as an illustration. The Anderson impurity model, which forms the auxiliary system, is used as a starting point to develop the formal dynamical mean-field equations. Functional integral formulation, well-suited for quantum Monte Carlo simulations, is also presented and analogy with density functional theory is made via the Legendre transform formulation. The success of the theory is illustrated by some generic examples.
The Legendre transformation is one of the ways to rewrite the theory by small number of selected variables. It leads naturally to the generalized action functional called the effective action and everything starts from this generating functional. It is applied to various problems of physics ranging from the relativistic field theory to the condensed matter physics. The main techniques used here are the on-shell expansion and the inversion method. The scheme presented in this article is thus a generating functional formalism of the many particle systems.
Although formally exact expressions can be written for thermodynamic potentials of many-particle systems in external fields, Legendre transformation to particle density as the controlling field has many virtues, insensitivity in the face of singular states being notable. It is also true that nonuniform systems, classical or quantum, which lead to simple closed-form solutions, tend to do so principally in the density functional form. However, as gleaned from the heavily investigated cases of classical lattice gas networks, this may be achieved only if additional auxiliary densities are appended, with respect to which the associated thermodynamic potential is stationary. Here, we successfully apply the overcompleteness strategy to the prototypical case of free fermion ground states in one-dimensional space, extrapolate to three-dimensional space, and apply a basic one-functional variational ansatz. The qualitative properties of the resulting free energy and potential-density profile relations are in accord with those that any valid formulation must satisfy. © 1998 John Wiley & Sons, Inc. Int J Quant Chem 69: 573–580, 1998
Abstract The quantal density functional theory (Q‐DFT) of excited states is the description of the physics of the mapping from any bound nondegenerate excited state of Schrödinger theory to that of the s‐system of noninteracting Fermions with equivalent density ρk(r), energy Ek, and ionization potential Ik. The s‐system may either be in an excited state with the same configuration as in Schrödinger theory or in a ground state with a consequently different configuration. The Q‐DFT description of the s‐system is in terms of a conservative field ℱk(r), whose electron‐interaction ℰee(r) and correlation‐kinetic 𝒵 (r) components are separately representative of electron correlations due to the Pauli exclusion principle and Coulomb repulsion, and correlation‐kinetic effects, respectively. The sources of these fields are expectations of Hermitian operators taken with respect to the system wavefunction. The local electron‐interaction potential vee(r) of the s‐system, representative of all the many‐body correlations, is the work done to move an electron in the force of the field ℱk(r). The electron interaction Eee and correlation‐kinetic Tc components of the total energy Ek may be expressed in integral virial form in terms of their respective fields. The difference between the s‐system in its ground or excited state representation is due entirely to correlation‐kinetic effects. The highest occupied eigenvalue of the s‐system differential equation in either case is minus the ionization potential Ik. In this work we demonstrate the transformation of an excited state of Schrödinger theory, as represented by the first excited singlet state of the exactly solvable Hooke's atom, to that of noninteracting Fermions in their ground state with equivalent excited state density, energy, and ionization potential. To further prove the Fermions are in a ground state, we solve the corresponding singlet s‐system differential equation numerically for the vee(r) determined, and obtain the excited state density from the zero node orbitals generated. The resulting total energy is also the same. In addition, the single eigenvalue determined corresponds to minus the ionization potential of the excited state. © 2001 John Wiley & Sons, Inc. Int J Quantum Chem, 2001
We present a rigorous formulation of generalized Kohn-Sham density-functional theory. This provides a straightforward Kohn-Sham description of many-body systems based not only on particle-density but also on any other observable. We illustrate the formalism for the case of a particle-density based description of a nonrelativistic many-electron system. We obtain a simple diagrammatic expansion of the exchange-correlation functional in terms of Kohn-Sham single-particle orbitals and energies; develop systematic Kohn-Sham formulation for one-electron propagators and many-body excitation energies. This work is ideally suited for practical applications and provides a rigorous basis for a systematic development of the existing body of first-principles calculations in a controllable fashion.