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Cambridge University Press eBooks

The Strong Free Will Theorem

John H. Conway, Simon Kochen

Published Apr 18, 2011• 136 citations
Publisher

Abstract

Introduction The two theories that revolutionized physics in the twentieth century, relativity and quantum mechanics, are full of predictions that defy common sense. Recently, we used three such paradoxical ideas to prove “The Free Will Theorem” (strengthened here), which is the culmination of a series of theorems about quantum mechanics that began in the 1960s. It asserts, roughly, that if indeed we humans have free will, then elementary particles already have their own small share of this valuable commodity. More precisely, if the experimenter can freely choose the directions in which to orient his apparatus in a certain measurement, then the particle's response (to be pedantic—the universe's response near the particle) is not determined by the entire previous history of the universe. Our argument combines the well-known consequence of relativity theory, that the time order of spacelike separated events is not absolute, with the EPR paradox discovered by Einstein, Podolsky, and Rosen in 1935 and the Kochen–Specker Paradox of 1967 (see [5]). We follow Bohm in using a spin version of EPR and Peres in using his set of thirty-three directions, rather than the original configuration used by Kochen and Specker. More contentiously, the argument also involves the notion of free will, but we postpone further discussion of this to the last section of the chapter.

DOI
10.1017/cbo9780511976971.014

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Introduction The two theories that revolutionized physics in the twentieth century, relativity and quantum mechanics, are full of predictions that defy common sense. Recently, we used three such paradoxical ideas to prove “The Free Will Theorem” (strengthened here), which is the culmination of a series of theorems about quantum mechanics that began in the 1960s. It asserts, roughly, that if indeed we humans have free will, then elementary particles already have their own small share of this valuable commodity. More precisely, if the experimenter can freely choose the directions in which to orient his apparatus in a certain measurement, then the particle's response (to be pedantic—the universe's response near the particle) is not determined by the entire previous history of the universe. Our argument combines the well-known consequence of relativity theory, that the time order of spacelike separated events is not absolute, with the EPR paradox discovered by Einstein, Podolsky, and Rosen in 1935 and the Kochen–Specker Paradox of 1967 (see [5]). We follow Bohm in using a spin version of EPR and Peres in using his set of thirty-three directions, rather than the original configuration used by Kochen and Specker. More contentiously, the argument also involves the notion of free will, but we postpone further discussion of this to the last section of the chapter.
I begin with description of quantum entanglement and its relevance to the EPR-type experiments, which played a decisive role in rejecting determinism and hidden-variable theories. Thereby I prove the closely-related Kochen-Specker paradox, on which also the main object of my paper, the recently published Conway and Kochen’s Free Will Theorem, is founded. It is being shown there, on the basis of three physical axioms, following from the special theory of relativity and quantum mechanics, that if the choice for a particular type of spin 1 experiment is not a function of the information accessible to the experimenters, then its outcome is equally not a function of the information accessible to the particles. Therefor the response of the particles can be seen as free. In conclusion I mention some critical remarks on the theorem, expressed in subsequent responses to the original article.
If the concept of “free will” is reduced to that of “choice” all physical world share the latter quality. Anyway the “free will” can be distinguished from the “choice”: The “free will” involves implicitly certain preliminary goal, and the choice is only the mean, by which it can be achieved or not by the one who determines the goal. Thus, for example, an electron has always a choice but not free will unlike a human possessing both. Consequently, and paradoxically, the determinism of classical physics is more subjective and more anthropomorphic than the indeterminism of quantum mechanics for the former presupposes certain deterministic goal implicitly following the model of human freewill behavior.The choice is usually linked to very complicated systems such as human brain or society and even often associated with consciousness. In its background, the material world is deterministic and absolutely devoid of choice. However, quantum mechanics introduces the choice in the fundament of physical world, in the only way, in which it can exist: All exists in the “phase transition” of the present between the uncertain future and the well-ordered past. Thus the present is forced to choose in order to be able to transform the coherent state of future into the well-ordering of past. The concept of choice as if suggests that there is one who chooses. However quantum mechanics involves a generalized case of choice, which can be called “subjectless”: There is certain choice, which originates from the transition of the future into the past. Thus that kind of choice is shared of all existing and does not need any subject: It can be considered as a low of nature.There are a few theorems in quantum mechanics directly relevant to the topic: two of them are called “free will theorems” by their authors, Conway and Kochen, and according to them: “Do we really have free will, or, as a few determined folk maintain, is it all an illusion? We don’t know, but will prove in this paper that if indeed there exist any experimenters with a modicum of free will, then elementary particles must have their own share of this valuable commodity” “The import of the free will theorem is that it is not only current quantum theory, but the world itself that is non-deterministic, so that no future theory can return us to a clockwork universe”.Those theorems can be considered as a continuation of the so-called theorems about the absence of “hidden variables” in quantum mechanics.
If the concept of “free will” is reduced to that of “choice” all physical world share the latter quality. Anyway the “free will” can be distinguished from the “choice”: The “free will” involves implicitly a certain goal, and the choice is only the mean, by which the aim can be achieved or not by the one who determines the target. Thus, for example, an electron has always a choice but not free will unlike a human possessing both. Consequently, and paradoxically, the determinism of classical physics is more subjective and more anthropomorphic than the indeterminism of quantum mechanics for the former presupposes certain deterministic goal implicitly following the model of human freewill behavior. Quantum mechanics introduces the choice in the fundament of physical world involving a generalized case of choice, which can be called “subjectless”: There is certain choice, which originates from the transition of the future into the past. Thus that kind of choice is shared of all existing and does not need any subject: It can be considered as a low of nature. There are a few theorems in quantum mechanics directly relevant to the topic: two of them are called “free will theorems” by their authors (Conway and Kochen 2006; 2009). Any quantum system either a human or an electron or whatever else has always a choice: Its behavior is not predetermined by its past. This is a physical law. It implies that a form of information, the quantum information underlies all existing for the unit of the quantity of information is an elementary choice: either a bit or a quantum bit (qubit).
This article presents a general discussion of several aspects of our present understanding of quantum mechanics. The emphasis is put on the very special correlations that this theory makes possible: They are forbidden by very general arguments based on realism and local causality. In fact, these correlations are completely impossible in any circumstance, except for very special situations designed by physicists especially to observe these purely quantum effects. Another general point that is emphasized is the necessity for the theory to predict the emergence of a single result in a single realization of an experiment. For this purpose, orthodox quantum mechanics introduces a special postulate: the reduction of the state vector, which comes in addition to the Schrödinger evolution postulate. Nevertheless, the presence in parallel of two evolution processes of the same object (the state vector) may be a potential source for conflicts; various attitudes that are possible to avoid this problem are discussed in this text. After a brief historical introduction, recalling how the very special status of the state vector has emerged in quantum mechanics, various conceptual difficulties are introduced and discussed. The Einstein–Podolsky–Rosen (EPR) theorem is presented with the help of a botanical parable, in a way that emphasizes how deeply the EPR reasoning is rooted into what is often called “scientific method.” In another section the Greenberger–Horne–Zeilinger argument, the Hardy impossibilities, as well as the Bell–Kochen–Specker theorem are introduced in simple terms. The final two sections attempt to give a summary of the present situation: One section discusses nonlocality and entanglement as we see it presently, with brief mention of recent experiments; the last section contains a (nonexhaustive) list of various attitudes that are found among physicists, and that are helpful to alleviate the conceptual difficulties of quantum mechanics.
More than 70 years after its publication, the article by Einstein, Podolsky, and Rosen (EPR) [88] is still cited hundreds of times every year in the literature; this is a very exceptional case of longevity for a scientific article! There is some irony in this situation since, for a long time, the majority of physicists did not pay much attention to the EPR reasoning. They considered it as historically interesting, but with no precise relevance to modern quantum mechanics; the argument was even sometimes completely misinterpreted. Astriking example is given in the Einstein-Born correspondence [89] where Born, even in comments that he wrote after Einstein's death, clearly shows that he never completely understood the nature of the objections raised by EPR. Born went on thinking that the point of Einstein was a stubborn rejection of indeterminism (“look, Albert, indeterminism is not so bad!”), while actually the major concern of EPR was locality and/or separability (we come back later to these terms, which are related to the notion of space-time). If giants like Born could be misled in this way, no surprise that, later on, many others made similar mistakes! This is why, in what follows, we will take an approach that may look elementary, but at least has the advantage of putting the emphasis on the logical structure of the arguments and their generality. Doing so, we will closely follow neither the historical development of the ideas nor the formulation of the original article, but rather will emphasize the generality of the EPR reasoning.
The apparent incompatibility between foreknowledge and free will is traditionally formulated in terms of the implication of knowledge of a future event for the freedom of that event. This paper reexamines the problem using the notions of causal order and physical determination provided by modern physics. I consider measurements of two entangled particles at spacelike-separated events, where a measurement outcome is taken to be free if it is not determined by the previous history of the part of the universe accessible to it. Relativity allows the temporal order of the two measurements to be reversed between reference frames while preserving their causal independence. Quantum correlations nevertheless allow an observer at one measurement event to know the outcome at the other. I show that there is, therefore, a frame in which an observer possesses foreknowledge of a measurement outcome that remains free in this sense. The argument demonstrates that epistemic access to a future event need not be grounded in physical conditions that determine it.