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AIP conference proceedings

The Luttinger Sum Rule in Doped Spin Liquids With some speculations about the Pseudogap Phase of the Underdoped Cuprates

Thomas Maurice Rice

Published Jan 1, 2006• 1 citation
Publisher

Abstract

The Luttinger sum rule is usually considered for Landau Fermi liquids in which the single particle Green’s function G(k, 0) changes sign at the the Fermi surface by passing through infinity. However the general proof allows also for a sign change at which G has a zero. A recent analysis by Konik and coworkers considers a model of 2‐leg Hubbard ladders weakly coupled by a small long range interladder tunneling. At half‐filling a semimetallic state with small Fermi pockets is induced beyond a threshold tunneling strength. The sign changes in G(k, 0) relevent for the Luttinger sum rule now take place at surfaces with both zeros and infinities. The zero surfaces differ from the minimum gap surfaces. The latter are often used in ARPES experiments on underdoped cuprates to obtain an underlying Fermi surface but this procedure leads to problems with the Luttinger sum rule. Some speculations on how the Luttinger sum rule should be applied to the pseudogap phase of the underdoped cuprates are included.

DOI
10.1063/1.2178034

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The Luttinger sum rule is usually considered for Landau Fermi liquids in which the single particle Green’s function G(k, 0) changes sign at the the Fermi surface by passing through infinity. However the general proof allows also for a sign change at which G has a zero. A recent analysis by Konik and coworkers considers a model of 2‐leg Hubbard ladders weakly coupled by a small long range interladder tunneling. At half‐filling a semimetallic state with small Fermi pockets is induced beyond a threshold tunneling strength. The sign changes in G(k, 0) relevent for the Luttinger sum rule now take place at surfaces with both zeros and infinities. The zero surfaces differ from the minimum gap surfaces. The latter are often used in ARPES experiments on underdoped cuprates to obtain an underlying Fermi surface but this procedure leads to problems with the Luttinger sum rule. Some speculations on how the Luttinger sum rule should be applied to the pseudogap phase of the underdoped cuprates are included.
We analyze a model of two-leg Hubbard ladders weakly coupled by interladder tunneling. At half filling a semimetallic state with small Fermi pockets is induced beyond a threshold tunneling strength. The sign changes in the single electron Green's function relevant for the Luttinger sum rule now take place at surfaces with both zeros and infinities with important consequences for the interpretation of angle-resolved photoemission spectroscopy experiments. Residual interactions between electron and holelike quasiparticles cause a transition to long range order at low temperatures. The theory can be extended to small doping leading to superconducting order.
Fermi surface reconstruction in cuprates can lead to an abrupt change in the Fermi momentum kFk_FkF​ between different phases. This phenomenon remains subject of debate and is at the heart of an ongoing discussion about the nature of the metallic state in the pseudogap regime. Here we study a minimal model of a kFk_FkF​ changing crossover in the one-dimensional Fermi-Hubbard model, where a tuning of the onsite interaction leads to a crossover between a spin-1/21/21/2 Luttinger liquid with small Fermi momentum and a spinless chargon liquid with large Fermi momentum. We attribute this to an emergent U(1)U(1)U(1) symmetry in the strongly correlated limit, which can be used to derive a modified Luttinger sum rule recovering the large Fermi momentum. We analyse Friedel oscillations at the edge of a system to directly probe the change of Fermi momentum at zero and non-zero temperature. This paves the way for a direct experimental observation of changes of the Fermi momentum using ultracold fermions in a quantum gas microscope, with possible extensions to higher dimensional systems.
Fermi surface reconstruction in cuprates can lead to an abrupt change in the Fermi momentum kF{k}_{F}kF​ between different phases. This phenomenon remains a subject of debate and is at the heart of an ongoing discussion about the nature of the metallic state in the pseudogap regime. Here we study a minimal model of a kF{k}_{F}kF​ changing crossover in the one-dimensional Fermi-Hubbard model, where a tuning of the on-site interaction leads to a crossover between a spin-1/21/21/2 Luttinger liquid with small Fermi momentum and a spinless chargon liquid with large Fermi momentum. We attribute this to an emergent U(1)U(1)U(1) symmetry in the strongly correlated limit, which can be used to derive a modified Luttinger sum rule recovering the large Fermi momentum. We analyze Friedel oscillations at the edge of a system to directly probe the change of Fermi momentum at zero and nonzero temperature. This paves the way for a direct experimental observation of changes of the Fermi momentum using ultracold fermions in a quantum gas microscope, with possible extensions to higher dimensional systems.
An ansatz is proposed for the coherent part of the single particle Green's function in a doped resonant valence bond (RVB) state by analogy with the form derived by Konik and co-workers for a doped spin liquid formed by an array of two-leg Hubbard ladders near half-filling. The parameters of the RVB state are taken from the renormalized mean field theory of Zhang and co-workers for underdoped cuprates. The ansatz shows good agreement with recent angle resolved photoemission on underdoped cuprates and resolves an apparent disagreement with the Luttinger sum rule. The transition in the normal state from a doped RVB spin liquid to a standard Landau Fermi liquid, that occurs in the renormalized mean field theory, appears as a quantum critical point characterized by a change in the analytic form of the Green's function. A ddd-wave superconducting dome surrounding this quantum critical point is introduced phenomenologically. Results are also presented for the Drude weight and tunneling density of states as functions of the hole density.
We study the effect of doping away from half-filling in weakly (but finitely) interacting N-leg Hubbard ladders using renormalization-group and bosonization techniques. For a small on-site repulsion U, the N-leg Hubbard ladders are equivalent to an N-band model, where at half-filling the Fermi velocities are ${v}_{1}{=v}_{N}<{v}_{2}{=v}_{N\ensuremath{-}1}<\ensuremath{\cdot}\ensuremath{\cdot}\ensuremath{\cdot}.$ We then obtain a hierarchy of energy scales, where the band pairs $(j,N+1\ensuremath{-}j)$ are successively frozen out. The low-energy Hamiltonian is then the sum of N/2N/2N/2 [or $(N\ensuremath{-}1)/2$ for N odd] two-leg ladder Hamiltonians without gapless excitations (plus a single chain for N odd with one gapless spin mode)---similar to the N-leg Heisenberg spin ladders. The energy scales lead to a hierarchy of gaps. Upon doping away from half-filling, the holes first enter the band(s) with the smallest gap: For odd N, the holes enter first the nonbonding band (N+1)/2(N+1)/2(N+1)/2 and the phase is a Luttinger liquid, while for even N, the holes enter first the band pair (N/2,N/2+1)(N/2,N/2+1)(N/2,N/2+1) and the phase is a Luther-Emery liquid, similar to numerical treatments of the $t\ensuremath{-}J$ model, i.e., at and close to half-filling, the phases of the Hubbard ladders for small and large U are the same. For increasing doping, hole pairs subsequently enter at critical dopings the other band pairs $(j,N+1\ensuremath{-}j)$ (accompanied by a diverging compressibility): The Fermi surface is successively opened by doping, starting near the wave vector $(\ensuremath{\pi}/2,\ensuremath{\pi}/2).$ Explicit calculations are given for the cases N=3N=3N=3 and 4.
One of the fundamental questions about high-temperature cuprate superconductors is the size of the Fermi surface underlying the superconducting state. By analyzing the single-particle spectral function for the Fermi-Hubbard model as a function of repulsion UUU and chemical potential $\ensuremath{\mu}$, we find that the Fermi surface in the normal state undergoes a transition from a large Fermi surface matching the Luttinger volume as expected in a Fermi liquid, to a Fermi surface that encloses fewer electrons that we dub the ``Luttinger breaking'' phase, as the Mott insulator is approached. This transition into a non-Fermi-liquid phase that violates the Luttinger count occurs at a critical density in the absence of any other broken symmetry. We obtain the Fermi-surface contour from the spectral weight ${A}_{\mathbf{k}}(\ensuremath{\omega}=0)$ and from an analysis of the singularities of the Green's function ReGk(E=0)\mathrm{Re}\phantom{\rule{0.16em}{0ex}}{G}_{\mathbf{k}}(E=0)ReGk​(E=0), calculated using determinantal quantum Monte Carlo and analytic continuation methods. We discuss our numerical results in connection with experiments on Hall measurements, scanning tunneling spectroscopy, and angle-resolved photoemission spectroscopy.