Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

Reduced density matrix functional theory at finite temperature

Tim Baldsiefen

Published Jan 1, 2012• 5 citations
Publisher

Abstract

In this dissertation we present a new ab-initio functional theory (FT-RDMFT) to describe many-particle quantum systems at finite temperature. The work can be divided roughly into three parts. In the first part, we lay the mathematical foundation for FT-RDMFT. In the second part, we develop analytical and numerical methods to approximate and minimize the exact functional. We conclude by applying FT-RDMFT to the important model system of the homogeneous electron gas.

DOI
10.17169/refubium-17208

Related papers

Exchange-correlation approximations for reduced-density-matrix-functional theory at finite temperature: Capturing magnetic phase transitions in the homogeneous electron gas

Tim Baldsiefen, Attila Cangi, F. G. Eich +1 more

We derive an intrinsically temperature-dependent approximation to the correlation grand potential for many-electron systems in thermodynamical equilibrium in the context of finite-temperature reduced-density-matrix-functional theory (FT-RDMFT). We demonstrate its accuracy by calculating the magnetic phase diagram of the homogeneous electron gas. We compare it to known limits from highly accurate quantum Monte Carlo calculations as well as to phase diagrams obtained within existing exchange-correlation approximations from density functional theory and zero-temperature RDMFT.

Physical Review A•Dec 18, 2017•8 citations

Reduced density-matrix functionals from many-particle theory

Robert Schade, Ebad Kamil, Peter E. Blöchl

In materials with strong electron correlation the proper treatment of local atomic physics described by orbital occupations is crucial. Reduced density-matrix functional theory is a natural extension of density functional theory for systems that are dominated by orbital physics. We review the current state of reduced density-matrix functional theory (RDMFT). For atomic structure relaxations or ab-initio molecular dynamics the combination of density functional theory (DFT) and dynamical mean-field theory (DMFT) possesses a number of disadvantages, like the cumbersome evaluation of forces. We therefore describe a method, DFT+RDMFT, that combines many-particle effects based on reduced density-matrix functional theory with a density functional-like framework. A recent development is the construction of density-matrix functionals directly from many-particle theory such as methods from quantum chemistry or many-particle Green’s functions. We present the underlying exact theorems and describe current progress towards quantitative functionals.

The European Physical Journal Special Topics•Jul 1, 2017•40 citations

Reduced Density Matrix Functional Theory for Bosons: Foundations and Applications

Julia Liebert

Density functional theory constitutes the workhorse of modern electronic structure calculations due to its favourable computational cost despite the fact that it usually fails to describe strongly correlated systems. A particularly promising approach to overcome those difficulties is reduced density matrix functional theory (RDMFT): It abandons the complexity of the $N$-particle wave function and at the same time explicitly allows for fractional occupation numbers. It is the goal of this thesis to initiate and establish a bosonic RDMFT for both ground state and excited state energy calculations. Motivated by the Onsager and Penrose criterion which identifies RDMFT as a particularly suitable approach to describe Bose-Einstein condensates (BECs), we derive the universal functional for a homogeneous BEC in the Bogoliubov regime. Remarkably, the gradient of the universal functional is found to diverge repulsively in the regime of complete condensation. This introduces the new concept of a BEC force, which provides a universal explanation for quantum depletion since it is merely based on the geometry of quantum states. In the second part of the thesis, we propose and work out an ensemble RDMFT targeting excitations in bosonic quantum systems. This endeavour further highlights the potential of convex analysis for the development of functional theories in the future. Indeed by resorting to several concepts from convex analysis, we succeeded to provide a comprehensive foundation of $\boldsymbol{w}$-ensemble RDMFT for bosons which is further based on a generalization of the Ritz variational principle and a constrained search formalism. In particular, we solve the emerging $N$-representability problem leading to a generalization of Pauli's famous exclusion principle to bosonic mixed states.

arXiv:2205.02635•May 5, 2022•1 citation

Orbital Functionals in Density-Matrix- and Current-Density-Functional Theory

N. Helbig

Density-Functional Theory (DFT), although widely used and very successful in the calculation of several observables, fails to correctly describe strongly correlated materials. In the first part of this work we, therefore, introduce reduced-density-matrix-functional theory (RDMFT) which is one possible way to treat electron correlation beyond DFT. Within this theory the one-body reduced density matrix (1-RDM) is used as the basic variable. Our main interest is the calculation of the fundamental gap which proves very problematic within DFT. In order to calculate the fundamental gap we generalize RDMFT to fractional particle numbers M by describing the system as an ensemble of an N and an N+1 particle system (with N≤ M≤N+1). For each fixed particle number, M, the total energy is minimized with respect to the natural orbitals and their occupation numbers. This leads to the total energy as a function of M. The derivative of this function with respect to the particle number has a discontinuity at integer particle number which is identical to the gap. In addition, we investigate the necessary and sufficient conditions for the 1-RDM of a system with fractional particle number to be N-representable. Numerical results are presented for alkali atoms, small molecules, and periodic systems. Another problem within DFT is the description of non-relativistic many- electron systems in the presence of magnetic fields. It requires the paramagnetic current density and the spin magnetization to be used as basic variables besides the electron density. However, electron-gas-based functionals of current-spin-density-functional Theory (CSDFT) exhibit derivative discontinuities as a function of the magnetic field whenever a new Landau level is occupied, which makes them difficult to use in practice. Since the appearance of Landau levels is, intrinsically, an orbital effect it is appealing to use orbital-dependent functionals. We have developed a CSDFT version of the optimized effective potential (OEP) method which allows for the use of explicitly orbital-dependent functionals in the context of CSDFT. We present the derivation of corresponding equations and show results for a quantum dot in external magnetic fields in the second part of this thesis.

•Jan 1, 2006•3 citations

Reduced density matrix functional theory at finite temperature. II. Application to the electron gas: Exchange only

Tim Baldsiefen, F. G. Eich, Eberhard K. U. Gross

Using the newly introduced theory of finite-temperature reduced density matrix functional theory, we apply the first-order approximation to the homogeneous electron gas. We consider both collinear spin states as well as symmetry broken states describing planar spin spirals and investigate the magnetic phase diagram as well as the temperature-dependence of the single particle spectra.

arXiv:1208.4705•Aug 23, 2012•4 citations

Constraints of reduced density-matrix functional theory for the two-dimensional homogeneous electron gas

A. Putaja, E. Räsänen

Reduced density-matrix functional theory (RDMFT) has become an appealing alternative to density-functional theory to describe electronic properties of strongly correlated systems. Here we derive exact conditions for the suitability of RDMFT to describe the two-dimensional homogeneous electron gas, which is the base system for semiconductor quantum dots and quantum Hall devices, for example. Following the method of Cioslowski and Pernal [J. Chem. Phys. 111, 3396 (1999)] we focus on the properties of power functionals of the form $f(n,{n}^{\ensuremath{'}})={(n{n}^{\ensuremath{'}})}^{\ensuremath{\alpha}}$ for the scaling function in the exchange-correlation energy. We show that in order to have stable and analytic solutions, and for $f$ to satisfy the homogeneous scaling constraint, the power is restricted to $1/4\ensuremath{\leqslant}\ensuremath{\alpha}\ensuremath{\leqslant}3/4$. Applying a reasonable ansatz for the momentum distribution and the lower bound for the exchange-correlation energy tightens the physical regime further to $0.64\ensuremath{\lesssim}\ensuremath{\alpha}\ensuremath{\leqslant}0.75$.

arXiv:1105.2473•Physical Review B•Jul 15, 2011•7 citations
In this dissertation we present a new ab-initio functional theory (FT-RDMFT) to describe many-particle quantum systems at finite temperature. The work can be divided roughly into three parts. In the first part, we lay the mathematical foundation for FT-RDMFT. In the second part, we develop analytical and numerical methods to approximate and minimize the exact functional. We conclude by applying FT-RDMFT to the important model system of the homogeneous electron gas.
We derive an intrinsically temperature-dependent approximation to the correlation grand potential for many-electron systems in thermodynamical equilibrium in the context of finite-temperature reduced-density-matrix-functional theory (FT-RDMFT). We demonstrate its accuracy by calculating the magnetic phase diagram of the homogeneous electron gas. We compare it to known limits from highly accurate quantum Monte Carlo calculations as well as to phase diagrams obtained within existing exchange-correlation approximations from density functional theory and zero-temperature RDMFT.
In materials with strong electron correlation the proper treatment of local atomic physics described by orbital occupations is crucial. Reduced density-matrix functional theory is a natural extension of density functional theory for systems that are dominated by orbital physics. We review the current state of reduced density-matrix functional theory (RDMFT). For atomic structure relaxations or ab-initio molecular dynamics the combination of density functional theory (DFT) and dynamical mean-field theory (DMFT) possesses a number of disadvantages, like the cumbersome evaluation of forces. We therefore describe a method, DFT+RDMFT, that combines many-particle effects based on reduced density-matrix functional theory with a density functional-like framework. A recent development is the construction of density-matrix functionals directly from many-particle theory such as methods from quantum chemistry or many-particle Green’s functions. We present the underlying exact theorems and describe current progress towards quantitative functionals.
Density functional theory constitutes the workhorse of modern electronic structure calculations due to its favourable computational cost despite the fact that it usually fails to describe strongly correlated systems. A particularly promising approach to overcome those difficulties is reduced density matrix functional theory (RDMFT): It abandons the complexity of the NNN-particle wave function and at the same time explicitly allows for fractional occupation numbers. It is the goal of this thesis to initiate and establish a bosonic RDMFT for both ground state and excited state energy calculations. Motivated by the Onsager and Penrose criterion which identifies RDMFT as a particularly suitable approach to describe Bose-Einstein condensates (BECs), we derive the universal functional for a homogeneous BEC in the Bogoliubov regime. Remarkably, the gradient of the universal functional is found to diverge repulsively in the regime of complete condensation. This introduces the new concept of a BEC force, which provides a universal explanation for quantum depletion since it is merely based on the geometry of quantum states. In the second part of the thesis, we propose and work out an ensemble RDMFT targeting excitations in bosonic quantum systems. This endeavour further highlights the potential of convex analysis for the development of functional theories in the future. Indeed by resorting to several concepts from convex analysis, we succeeded to provide a comprehensive foundation of w\boldsymbol{w}w-ensemble RDMFT for bosons which is further based on a generalization of the Ritz variational principle and a constrained search formalism. In particular, we solve the emerging NNN-representability problem leading to a generalization of Pauli's famous exclusion principle to bosonic mixed states.
Density-Functional Theory (DFT), although widely used and very successful in the calculation of several observables, fails to correctly describe strongly correlated materials. In the first part of this work we, therefore, introduce reduced-density-matrix-functional theory (RDMFT) which is one possible way to treat electron correlation beyond DFT. Within this theory the one-body reduced density matrix (1-RDM) is used as the basic variable. Our main interest is the calculation of the fundamental gap which proves very problematic within DFT. In order to calculate the fundamental gap we generalize RDMFT to fractional particle numbers M by describing the system as an ensemble of an N and an N+1 particle system (with N≤ M≤N+1). For each fixed particle number, M, the total energy is minimized with respect to the natural orbitals and their occupation numbers. This leads to the total energy as a function of M. The derivative of this function with respect to the particle number has a discontinuity at integer particle number which is identical to the gap. In addition, we investigate the necessary and sufficient conditions for the 1-RDM of a system with fractional particle number to be N-representable. Numerical results are presented for alkali atoms, small molecules, and periodic systems. Another problem within DFT is the description of non-relativistic many- electron systems in the presence of magnetic fields. It requires the paramagnetic current density and the spin magnetization to be used as basic variables besides the electron density. However, electron-gas-based functionals of current-spin-density-functional Theory (CSDFT) exhibit derivative discontinuities as a function of the magnetic field whenever a new Landau level is occupied, which makes them difficult to use in practice. Since the appearance of Landau levels is, intrinsically, an orbital effect it is appealing to use orbital-dependent functionals. We have developed a CSDFT version of the optimized effective potential (OEP) method which allows for the use of explicitly orbital-dependent functionals in the context of CSDFT. We present the derivation of corresponding equations and show results for a quantum dot in external magnetic fields in the second part of this thesis.
Reduced density-matrix functional theory (RDMFT) has become an appealing alternative to density-functional theory to describe electronic properties of strongly correlated systems. Here we derive exact conditions for the suitability of RDMFT to describe the two-dimensional homogeneous electron gas, which is the base system for semiconductor quantum dots and quantum Hall devices, for example. Following the method of Cioslowski and Pernal [J. Chem. Phys. 111, 3396 (1999)] we focus on the properties of power functionals of the form $f(n,{n}^{\ensuremath{'}})={(n{n}^{\ensuremath{'}})}^{\ensuremath{\alpha}}$ for the scaling function in the exchange-correlation energy. We show that in order to have stable and analytic solutions, and for fff to satisfy the homogeneous scaling constraint, the power is restricted to $1/4\ensuremath{\leqslant}\ensuremath{\alpha}\ensuremath{\leqslant}3/4$. Applying a reasonable ansatz for the momentum distribution and the lower bound for the exchange-correlation energy tightens the physical regime further to $0.64\ensuremath{\lesssim}\ensuremath{\alpha}\ensuremath{\leqslant}0.75$.