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Physical Review Letters

Causality and Symmetry in Time-Dependent Density-Functional Theory

Robert van Leeuwen

Published Feb 9, 1998• 290 citations
Publisher

Abstract

We resolve an existing paradox regarding the causality and symmetry properties of response functions within time-dependent density-functional theory. We do this by defining a new action functional within the Keldysh formalism. By functional differentiation the new functional leads to response functions which are symmetric in the Keldysh time contour parameter, but which become causal when a transition to physical time is made. The new functional is further used to derive the equations of the time-dependent optimized potential method.

DOI
10.1103/physrevlett.80.1280

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We resolve an existing paradox regarding the causality and symmetry properties of response functions within time-dependent density-functional theory. We do this by defining a new action functional within the Keldysh formalism. By functional differentiation the new functional leads to response functions which are symmetric in the Keldysh time contour parameter, but which become causal when a transition to physical time is made. The new functional is further used to derive the equations of the time-dependent optimized potential method.
We have considered application the Keldysh formalism in time-dependent \ndensity functional theory. It is shown that effects of electron-electron interaction can \nbe taken systematically into account in the framework of the Kadanoff-Baym \nequations for Green functions determined on the Keldysh contour for the second-order \n47 \nself-energy approximation. With the help of these Green functions we have derived \nthe time-dependent Kohn-Sham potential from an action functional. The Keldysh \nformalism in a similar way leads to response functions that obey the causality \nprinciple that is illustrated on the case of the time-dependent optimized effective \npotential equations.
This paper gives an introduction to the Keldysh formalism, with emphasis on its usefulness in time-dependent density functional theory. In the first part we introduce the Keldysh contour and the one-particle Green function defined on this contour. We then discuss how to combine and manipulate functions with time-arguments on the contour. The effects of electron-electron interaction can be taken systematically into account, as we illustrate by propagating the Kadanoff-Baym equations for the second-order self-energy approximation. It is important to use conserving approximations such that the evolution of the electron density, momentum, and total energy agrees with the macroscopic conservation laws. One of the main topics in this paper is the non-interacting Green function, which is the relevant quantity for time-dependent density functional theory. We discuss this Green function in detail, and show how the Keldysh contour in a simple way allows us to derive the time-dependent Kohn-Sham potential from an action functional. The formalism in a similar way leads to response functions that obey the causality principle. To illustrate these points, we discuss the time-dependent optimized effective potential equations.
The Runge-Gross [E. Runge and E. K. U. Gross, Phys. Rev. Lett. 52, 997 (1984)] action functional of time-dependent density-functional theory leads to a well-known causality paradox; that is, a perturbation of the electronic density in the future affects the response of the system in the present. This paradox is known to be caused by an inconsistent application of the Dirac-Frenkel variational principle. In view of the recent solutions to this problem, the action functional employed by Runge and Gross in their formulation of time-dependent density-functional theory is analyzed in the context of the Keldysh contour technique. The time-dependent electronic density and the concept of causality are extended to the contour. We derive a variational equation that obeys causality and relates the exchange-correlation potential with its kernel and the functional derivative of the exchange-correlation action functional with respect to the density. It is shown that the adiabatic local-density approximation is a consistent solution of this equation and that the time-dependent optimized potential method can also be derived from it. The formalism presented here can be used to find new approximation methods for the exchange-correlation potential and to avoid the causality dilemma.
It is pointed out that the kernel of the inverse response function $\ensuremath{\delta}v(\mathbf{r},t)/\ensuremath{\delta}\ensuremath{\rho}({\mathbf{r}}^{\ensuremath{'}}{,t}^{\ensuremath{'}}),$ whose existence is guaranteed by the Runge-Gross theorem, cannot vanish for $t<{t}^{\ensuremath{'}}.$ As such the kernel fxc,{f}_{\mathrm{xc}},fxc​, which is the functional derivative of the time-dependent exchange-correlation potential with respect to the density, can be symmetric with respect to an interchange between t and ${t}^{\ensuremath{'}}$ without violating causality. Thus there is no conflict between the symmetry requirement of this kernel and causality in time-dependent density-functional theory.
I show that the so-called causality paradox of time-dependent density-functional theory arises from an incorrect formulation of the variational principle for the time evolution of the density. The correct formulation not only resolves the paradox in real time, but also leads to an expression for the causal exchange-correlation kernel in terms of Berry curvature. Furthermore, I show that all the results that were previously derived from symmetries of the action functional remain valid in the present formulation. Finally, I develop a model functional theory which explicitly demonstrates the workings of the formulation.