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Physical review. D. Particles, fields, gravitation, and cosmology/Physical review. D. Particles and fields

Preferred basis in quantum theory and the problem of classicalization of the quantum Universe

Andrei Olegovich Barvinsky, Alexander Yu. Kamenshchik

Published Jul 15, 1995• 26 citations
Publisher

Abstract

We revive an old proposal of Zeh for the preferred basis in the many-worlds interpretation of quantum mechanics. The algorithm for the basis reduces to the eigenvalue problems for density matrices of subsystems forming the whole system under consideration. We generalize this procedure to the case of degenerate eigenvalues of reduced density matrices. A semiclassical calculational method for these eigenvalues is developed and applied to some model problems. The classical properties of elements of the preferred basis are investigated. It is shown that classicality exists only in some part of many-worlds branches. Moreover, it depends crucially on the initial conditions and Hamiltonians and under some circumstances turns out to be a temporary phenomenon. Applications of the preferred-basis proposal to quantum cosmology are discussed. The relation between the preferred-basis approach and quantum-histories approach is discussed.

DOI
10.1103/physrevd.52.743

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We revive an old proposal of Zeh for the preferred basis in the many-worlds interpretation of quantum mechanics. The algorithm for the basis reduces to the eigenvalue problems for density matrices of subsystems forming the whole system under consideration. We generalize this procedure to the case of degenerate eigenvalues of reduced density matrices. A semiclassical calculational method for these eigenvalues is developed and applied to some model problems. The classical properties of elements of the preferred basis are investigated. It is shown that classicality exists only in some part of many-worlds branches. Moreover, it depends crucially on the initial conditions and Hamiltonians and under some circumstances turns out to be a temporary phenomenon. Applications of the preferred-basis proposal to quantum cosmology are discussed. The relation between the preferred-basis approach and quantum-histories approach is discussed.
The authors revive an old proposal of Zeh (1986) for the preferred basis in the many-worlds interpretation of quantum mechanics. The algorithm for this basis reduces to the eigenvalue problems for density matrices of subsystems splitting the quantum system into the observer and the observable counterpart. A semiclassical calculational method for these eigenvalue problems is developed and the dynamical properties of the preferred basis are investigated. Applications of this proposal to quantum cosmology are discussed.
It is emphasized that a many-worlds interpretation of quantum theory exists only to the extent that the associated basis problem is solved. The core basis problem is that the robust enduring states specified by environmental decoherence effects are essentially Gaussian wave packets that form continua of non-orthogonal states. Hence they are not a discrete set of orthogonal basis states to which finite probabilities can be assigned by the usual rules. The natural way to get an orthogonal basis without going outside the Schrödinger dynamics is to use the eigenstates of the reduced density matrix, and this idea is the basis of some recent attempts by many-worlds proponents to solve the basis problem. But these eigenstates do not enjoy the locality and quasi-classicality properties of the states defined by environmental decoherence effects, and hence are not satisfactory preferred basis states. This core problem is obscured by approaches that treat the universe as a quantum computer, but it needs to be addressed and resolved before a many-worlds-type interpretation can be said to exist. PACS No.: 03.65Bz
It is emphasized that a many-worlds interpretation of quantum theory exists only to the extent that the associated basis problem is solved. The core basis problem is that the robust enduring states specified by environmental decoherence effects are essentially Gaussian wave packets that form continua of non-orthogonal states. Hence they are not a discrete set of orthogonal basis states to which finite probabilities can be assigned by the usual rules. The natural way to get an orthogonal basis without going outside the Schroedinger dynamics is to use the eigenstates of the reduced density matrix, and this idea is the basis of some recent attempts by many-worlds proponents to solve the basis problem. But these eigenstates do not enjoy the locality and quasi-classicality properties of the states defined by environmental decoherence effects, and hence are not satisfactory preferred basis states. This core problem is obscured by approaches that treat the universe as a quantum computer, but it needs to be addressed and resolved before a many-worlds-type interpretation can be said to exist.
Selection of the preferred classical set of states in the process of decoherence -- so important for cosmological considerations -- is discussed with an emphasis on the role of information loss and entropy. {\it Persistence of correlations} between the observables of two systems (for instance, a record and a state of a system evolved from the initial conditions described by that record) in the presence of the environment is used to define classical behavior. From the viewpoint of an observer (or any system capable of maintaining records) {\it predictability} is a measure of such persistence. {\it Predictability sieve} -- a procedure which employs both the statistical and algorithmic entropies to systematically explore all of the Hilbert space of an open system in order to eliminate the majority of the unpredictable and non-classical states and to locate the islands of predictability including the preferred {\it pointer basis} is proposed. Predictably evolving states of decohering systems along with the time-ordered sequences of records of their evolution define the effectively classical branches of the universal wavefunction in the context of the ``Many Worlds Interpretation". The relation between the consistent histories approach and the preferred basis is considered. It is demonstrated that histories of sequences of events corresponding to projections onto the states of the pointer basis are consistent.
In a fundamental formulation of the quantum mechanics of a closed system such as the universe as a whole, three forms of information are needed to make predictions for the probabilities of alternative time histories of the closed system . These are the action functional of the elementary particles, the quantum istate of the universe, and the description of our specific history. We discuss the origin of the "quasiclassical realm" of familiar experience and Hamiltonian quantum mechanics with its preferred time in such a formulation of quantum cosmology. It is argued that these features of the universe are not general properties of quantum theory, but rather approximate features that are emergent after the Planck time as a consequence of theories of the closed system's quantum state and dynamics.
We study the problem of the basis of an open quantum system, under a quantum chaotic environment, which is preferred in view of its stationary reduced density matrix (RDM), that is, the basis in which the stationary RDM is diagonal. It is shown that, under an initial condition composed of sufficiently many energy eigenstates of the total system, such a basis is given by the eigenbasis of a renormalized self-Hamiltonian of the system, in the limit of large Hilbert space of the environment. Here, the renormalized self-Hamiltonian is given by the unperturbed self-Hamiltonian plus a certain average of the interaction Hamiltonian over the environmental degrees of freedom. Numerical simulations performed in two models, both with the kicked rotor as the environment, give results consistent with the above analytical predictions.