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Physical review. B, Condensed matter

Single-particle spectral density of the Hubbard model

B. Mehlig, Henk J. Eskes, R. Hayn, M.B.J. Meinders

Published Jul 15, 1995• 34 citations
Publisher

Abstract

We calculate the single-particle spectral function for the Hubbard model within the framework of a projection technique equivalent to the two-pole approximation. We show that the two-pole approximation can be well understood as an average characterization of the upper and the lower Hubbard bands, rather than describing a dispersive quasiparticle. By comparing with numerical spectra of finite Hubbard rings and of a 4\ifmmode\times\else\texttimes\fi{}4 cluster [P. W. Leung et al., Phys. Rev. B 46, 11 779 (1992)], we show that the present approximation is capable of reproducing essential properties of the single-particle spectral function. In particular, the two-pole spectrum is characterized by a direct gap, in agreement with the exact spectrum. We emphasize the role of local antiferromagnetic correlations.

DOI
10.1103/physrevb.52.2463

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We calculate the single-particle spectral function for the Hubbard model within the framework of a projection technique equivalent to the two-pole approximation. We show that the two-pole approximation can be well understood as an average characterization of the upper and the lower Hubbard bands, rather than describing a dispersive quasiparticle. By comparing with numerical spectra of finite Hubbard rings and of a 4\ifmmode\times\else\texttimes\fi{}4 cluster [P. W. Leung et al., Phys. Rev. B 46, 11 779 (1992)], we show that the present approximation is capable of reproducing essential properties of the single-particle spectral function. In particular, the two-pole spectrum is characterized by a direct gap, in agreement with the exact spectrum. We emphasize the role of local antiferromagnetic correlations.
Results for the single-particle Green's function for the strong-coupling limit of the single-band Hubbard model ($t\ensuremath{-}J$ model) obtained by numerical and analytical methods are discussed. The numerical calculation of the spectral function is performed for small systems of up to 18 sites using the Lanczos method. A detailed analysis of the spectral functions for the $t\ensuremath{-}J$ model in one and two dimensions is given. We also investigate the effect of the next-nearest-neighbor hopping terms, which appear in order t2U\frac{{t}^{2}}{U}Ut2​ and are omitted in the standard $t\ensuremath{-}J$ model. The role of quantum fluctuations on the shape of the spectra and the fundamental difference between one and two dimensions is elucidated. In 2D we find evidence for a coherent quasiparticle band of width 2J2J2J with dispersion $^{\ensuremath{\omega}}\mathrm{k}\ensuremath{\sim}(\frac{J}{2}){(cos{k}_{x}+cos{k}_{y})}^{2}$ and spin S=12S=\frac{1}{2}S=21​, which emerges at the low-energy edge of the incoherent spectrum. This form of dispersion is due to effective next-nearest-neighbor processes related to spin flips and agrees with our extension of the approach of Brinkman and Rice to finite JJJ.
Using strong-coupling perturbation theory for the Hubbard model, explicit expressions are obtained for the integrated weights, energy positions, and widths of the upper and lower Hubbard bands separately, both for the optical and photoemission spectrum. In one dimension all expressions can be explicitly evaluated using the large-U Bethe-ansatz wave function. The k\ensuremath{\rightarrow}-dependent moments for the one-particle spectrum are compared with the closely related two-pole ansatz. The strong momentum dependence of the spectra demonstrates the importance of the k\ensuremath{\rightarrow}-dependent correlation functions in the spectral moments, which are often neglected. In order to estimate corrections due to the neglect of higher-order terms (in t/U), all results are compared with numerical-diagonalization data for intermediate-U values. The sum-rule results show a rapid spectral-weight transfer from the high- to the low-energy regime upon doping, similar to what is observed experimentally in one-particle and optical spectra of Cu (high-Tc{\mathit{T}}_{\mathit{c}}Tc​) and Ni compounds. Such fast weight redistributions as a function of the carrier density are a natural consequence of the strong correlations in these materials. The redistribution of intensity in the optical conductivity is connected with the dilution of the spin system by the added holes. For the one-particle spectrum the decrease of weight in the upper Hubbard band away from half filling can be understood by state counting at U=\ensuremath{\infty}, and the effect is strongly enhanced for small doping by both the first- and second-order terms in t/U. Altogether, the one-particle and optical spectra show the importance of the three-site hopping term. Therefore the t-J model does not represent well the spectral properties of the Hubbard model at large U. The local spin order is essential and determines both the k\ensuremath{\rightarrow} dependence of the one-particle spectrum and the intensities in the optical spectrum.
An analytic approach is presented of electronic one-particle spectra of the one-band Hubbard model at half filling in the antiferromagnetic phase. Starting from the strong-coupling regime U\ensuremath{\gg}:t, a projection technique is used to set up self-consistent coupled equations for the electron Green function, which are valid down to values U\ensuremath{\approx}t. The self-consistent equation for the hole propagator is a direct generalization of the one found from the t-J model. This gives further support to the ``string'' picture, where propagation of holes creates strings of overturned spins with which the holes interact. In the present work hopping of holes (or electrons) with up spin on the down sublattice is also taken into acount, as well as transitions between the lower and upper Hubbard bands. These are shown to change significantly the incoherent part of the t-J model spectra, by smearing out the shake-off peaks, reminiscent of higher bound string states due to multispin scattering. Coherent (quasiparticle) peaks exist at the band edges, on both sides of the insulating gap. We show that with decreasing U the quasiparticle concept loses its meaning for wave vectors at the center of the magnetic Brillouin zone (MBZ). For large values of U the dispersion of the quasiparticle is found to scale with its band width, which is of order J. Extrema are always found at k=(\ensuremath{\pi}/2,\ensuremath{\pi}/2). The weight of the quasiparticle at this k value decreases logarithmically with increasing U. In the strong-coupling limit the spectrum tends to be symmetric, i.e., to become an even function of the frequency around the chemical potential, for any wave vector. For small values of U the dispersion at the edge of the MBZ flattens away, as expected when approaching the noninteracting limit. The spectral function in this regime, for wave vectors away from the edge of the MBZ, is concentrated mainly on one side of the chemical potential.
This work investigates a d-p Hubbard model by the n-pole approximation in the hole-doped regime. In particular, the spectral function A(ω, k) is analyzed varying the filling, the local Coulomb interaction and the d-p hybridization. It should be remarked that the original n-pole approximation (Phys. Rev.184, 451 1969) has been improved in order to include adequately the k-dependence of the important correlation function 〈S j ·S i 〉 present in the poles of the Green's functions. It has been verified that the topology of the Fermi surface (defined by A(ω = 0, k)) is deeply affected by the doping, the strength of the Coulomb interaction and also by the hybridization. Particularly, in the underdoped regime, the spectral function A(ω = 0, k) presents very low intensity close to the antinodal points (0, ±π) and (±π, 0). Such a behavior produces an anomalous Fermi surface (pockets) with pseudogaps in the region of the antinodal points. On the other hand, if the d-p hybridization is enhanced sufficiently, such pseudogaps vanish. It is precisely the correlation function 〈S j ·S i 〉, present in the poles of the Green's functions, plays an important role in the underdoped situation. In fact, antiferromagnetic correlations coming from 〈S j ·S i 〉 strongly modify the quasiparticle band structure. This is the ultimate source of anomalies in the Fermi surface in the present approach.
The one-electron spectral function of the Holstein-Hubbard bipolaron in one dimension is studied using cluster perturbation theory together with the Lanczos method. In contrast to other approaches, this allows one to calculate the spectrum at continuous wave vectors and thereby to investigate the dispersion and the spectral weight of quasiparticle features. The formation of polarons and bipolarons, and their manifestation in the spectral properties of the system, is studied for the cases of intermediate and large phonon frequencies, with and without Coulomb repulsion. A good agreement is found with the most accurate calculations of the bipolaron band dispersion available. Pronounced deviations of the bipolaron band structure from a simple tight-binding band are observed, which can be attributed to next-nearest-neighbor hopping processes.
The spectral function of a single hole in the two-dimensional Hubbard model is studied numerically through exact diagonalization for a nine-site cluster over a wide range of interaction strengths U. In the weak-interaction limit, the spectral function consists of sharp quasiparticle peaks corresponding to the allowed single-particle excitations of the noninteracting system. As the interaction strength increases, the spectral weight begins to spread over a large range of energies, and satellite structures appear at higher excitation energy. The band-narrowing effect and the quasiparticle weight are investigated. The results are discussed in connection with other analytical and numerical studies on the spectral function.