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Physical Review

Quantum Theory of the Refractive Index

Carver Mead

Published Apr 15, 1958• 15 citations
Publisher

Abstract

A slightly refined perturbation theory is used to obtain a unitary transformation which approximately diagonalizes the total Hamiltonian for a system made up of a radiation field in interaction with gas molecules. The dependence of the energy of the total system on the number of photons present gives the usual formula for the refractive index of a gas. The transformation is also applied to the field operators and it is shown that, within the approximations made, the phenomenological Maxwell equations are obeyed in the new representation as equations between certain matrix elements of operators. The transformed representation is also used to derive the Frank-Tamm formula for \ifmmode \check{C}\else \v{C}\fi{}erenkov radiation.

DOI
10.1103/physrev.110.359

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A slightly refined perturbation theory is used to obtain a unitary transformation which approximately diagonalizes the total Hamiltonian for a system made up of a radiation field in interaction with gas molecules. The dependence of the energy of the total system on the number of photons present gives the usual formula for the refractive index of a gas. The transformation is also applied to the field operators and it is shown that, within the approximations made, the phenomenological Maxwell equations are obeyed in the new representation as equations between certain matrix elements of operators. The transformed representation is also used to derive the Frank-Tamm formula for \ifmmode \check{C}\else \v{C}\fi{}erenkov radiation.
A quantum-mechanical formalism is developed for representing the complex refractive index of a gas, including both dispersive and absorptive parts. In analogy with some previous work by the author, it is shown that the phenomenological Maxwell equations are obeyed as equations between certain matrix elements of operators representing the field quantities. The method makes use of a canonical transformation due to Arnous and Bleuler, and also of the "damping operators" previously introduced by the author. It is shown that the calculation of the complex refractive index reduces to the calculation of a single diagonal matrix element of a damping operator. The actual evaluation of this matrix element is taken up in the following paper.
The theory of optical birefringence is discussed from the point of view of the scattering of polarized photons by molecules using the framework of formal scattering theory and quantum electrodynamics. In Part One, those features from noncovariant quantum electrodynamics relevant to the molecular scattering of photons are reviewed. Chapter One contains an outline of classical electrodynamics in the Coulomb gauge, including the Stokes parameter and density matrix formulations of polarization. Chapter Two deals with the quantization of the radiation field, and the occupation number representation is defined. The quantum mechanical description of polarized light is outlined in Chapter Three: operator equivalents of the density matrix and Stokes parameters are invoked, the parameters themselves being obtained from the expectation values of the Stokes operators with the state vector of the photon. The Stokes parameter and density matrix are then applied to the polarization of a general beam containing an arbitrary number of photons, and some new methods are developed. The interaction of the electromagnetic field with bound electrons is formulated in Chapter Four in terms of a canonically transformed interaction Hamiltonian in which the multipole terms are explicit. Since each term is then gauge-invariant, this Hamiltonian is particularly suited to the application of diagrammatic perturbation theory which follows from the iteration of the scattering matrix in the interaction representation (Chapter Five). Also the extension of the theory to multiphoton processes is facilitated "because the field strength is explicit in the transformed Hamiltonian. The S-matrix connects the initial and final asymptotic states of the scattering system, and in Chapter Six the state vector and density operator of the scattered photon beam are obtained from those of the incident beam. Part Two contains the application of the above methods to a variety of linear and nonlinear optical birefringence effects in the absence or presence of external fields. In Chapter Seven, general equations are obtained for the polarization changes imposed on a forward scattered photon in terms of matrix elements of the reaction operator between plane polarized photon base states; whereas Chapter Eight extends this treatment to an n-photon beam, thereby encompassing the hyperpolarizability contributions to the polarization changes of the forward scattered beam. It is then demonstrated that the fundamental process in optical birefringence can be interpreted as an infinitesimal unitary transformation of the polarization spinor. Also the S-matrix approach to birefringence is compared with the methods used in crystal optics, and with the classical treatments of the scattering of polarized light by molecules. The general equations obtained for the polarization changes of the forward scattered beam are subsequently interpreted in the light of the physical circumstances appropriate to the bire- fringence effect of interest. In Chapters Nine, Ten, and Eleven, diagrammatic perturbation theory is used to obtain explicit expressions, in terms of molecular polarizability and rotation tensors, for the linear and nonlinear contributions to the polarization changes involved in natural optical activity, and in birefringence phenomena induced by static and optical electric and magnetic fields. The nonforward scattering of polarized photons by molecules is discussed in Part Three. General equations are calculated in Chapter Twelve for the azimuth, ellipticity, and depolarization ratio of the Rayleigh beam at any scattering angle and for any polarization of the incident beam. Explicit expressions in terms of molecular quantities are then obtained for the polarization at scattering angles of 90° and almost zero from both optically inactive and optically active molecules. It is demonstrated that a determination of the precise polarization state of the scattered beam can provide useful molecular information additional to that obtained from depolarization ratios alone. This is because the depolarization ratio depends on only the diagonal elements of the polarization density matrix and so does not convey all the information about the system. Raman scattering processes are contained in the formulation and the polarization of the Raman light at any scattering angle can be obtained. This is shown to be particularly useful for predicting the polarization of stimulated Raman light for any Raman-active liquid placed within a laser cavity. By extending the nonforward scattering formulation to incorporate multiphoton processes, equations are obtained in Chapter Thirteen for the ellipticity, azimuth, and depolarization ratio of the second harmonic wave at any scattering angle as a function of the incident polarization. Several specific situations are subsequently investigated. Finally, it is shown in Chapter Fourteen that the near-forw- ard Rayleigh and Raman scattering formulations provide an explanation for the observed polarization, as a function of the initial polarization, of the self-trapped filaments that arise from the self-focusing of an intense laser beam.
Abstract The atom-field interaction is treated in semiclassical radiation theory, starting from the transformation from the minimal coupling Hamiltonian to the electric dipole form used extensively in quantum optics. The Heisenberg and density matrix approaches are developed and applied to two-state atoms, Bloch equations, Rabi oscillations, Maxwell-Bloch equations, and transition rates for absorption and emission. Einstein’s theory of blackbody radiation based on momentum fluctuations and dissipation is reviewed. The Einstein fluctuation formula is derived and used to introduce wave-particle duality, Hanbury Brown-Twiss correlations, and photon bunching.
We present a theoretical model describing the dynamics of the electromagnetic field in an optical resonator undergoing refractive index changes. We use an operator formulation of Maxwell’s equations with a standard time-dependent perturbation theory to derive the dynamic mode-amplitude equations that govern the response of a resonator to a perturbing dipole-moment density. We show that in the case of time-dependent changes in the refractive index, a coupling matrix Γkm(t) that appears in the equations accounts for all novel physical processes that can be expected to occur. In particular, the phenomenon of adiabatic wavelength conversion is governed by the diagonal elements of this matrix, and the off-diagonal elements are responsible for the transfer of energy from an excited resonator mode into its neighboring modes. Our model clearly shows that the latter process can occur only when the index changes are spatially nonuniform. We discuss the spatially uniform and nonuniform cases separately and compare the predictions of our model with experimental data available in the literature. The overall good agreement suggests that this model should be useful in the study of dynamic optical resonators. Moreover, since we do not make any assumptions about the type of dielectric cavity used, the width of input pulses, or the speed with which the refractive index is changed, this model should be applicable under most experimental situations.
Abstract The new quantum mechanics could at first be used to answer questions concerning radiation only through analogies with the classical theory. In Heisenberg’s original matrix theory, for instance, it is assumed that the matrix elements of the polarisation of an atom determine the emission and absorption of radiation analogously to the Fourier components in the classical theory. In more recent theories a certain expression for the electric density obtained from the quantum mechanics is used to determine the emitted radiation by the same formulæ as in the classical theory. These methods give satisfactory results in many cases, but cannot even be applied to problems where the classical analogies are obscure or non-existent, such as resonance radiation and the breadths of spectral lines. A theory of radiation has been given by the author which rests on a more definite basis. It appears that one can treat a field of radiation as a dynamical system, whose interaction with an ordinary atomic system may be described by a Hamiltonian function. The dynamical variables specifying the field are the energies and phases of its various harmonic conrponents, each of which is effectively a simple harmonic oscillator. One must, of course, in the quantum theory take these variables to be q-numbers satisfying the proper quantum conditions. One finds then that the Hamiltonian for the interaction of the field with an atom is of the same form as that for the interaction of an assembly of light-quanta with the atom. There is thus a complete formal reconciliation between the wave and light-quantum points of view.