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Journal of Mathematical Physics

Existence of Hartree–Fock solutions

George Rosensteel, Edwin C. Ihrig

Published Aug 1, 1980• 12 citations
Publisher

Abstract

For a finite-dimensional space with only a mild restriction on the Hamiltonian, it is shown that there exist at least as many Hartree–Fock states as the dimension of the many-fermion space. The index of the random phase approximation matrix is determined for these HF states and the relationship between that index and the number of real and complex excitation energies established.

DOI
10.1063/1.524670

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Abstract. A simple and commonly employed approximate technique with which one can examine spatially disordered systems when strong electronic correlations are present is based on the use of real-space unrestricted self-consistent Hartree-Fock wave functions. In such an approach the disorder is treated exactly while the correlations are treated approximately. In this report we critique the success of this approximation by making comparisons between such solutions and the exact wave functions for the Anderson-Hubbard model. Due to the sizes of the complete Hilbert spaces for these problems, the comparisons are restricted to small one-dimensional chains, up to ten sites, and a 4x4 two-dimensional cluster, and at 1/2 filling these Hilbert spaces contain about 63,500 and 166 million states, respectively. We have completed these calculations both at and away from 1/2 filling. This approximation is based on a variational approach which minimizes the Hartree-Fock energy, and we have completed comparisons of the exact and Hartree-Fock energies. However, in order to assess the success of this approximation in reproducing ground-state correlations we have completed comparisons of the local charge and spin correlations, including the calculation of the overlap of the Hartree-Fock wave functions with those of the exact solutions. We find that this approximation reproduces the local charge densities to quite a high accuracy, but that the local spin correlations, as represented by 〈Si · Sj〉, are not as well represented. In addition to these comparisons, we discuss the properties of the spin degrees of freedom in the HF approximation, and where in the disorderinteraction phase diagram such physics may be important. PACS numbers: 71.27.+a,71.23.-k,71.10.-wCritiquing HF for the Anderson-Hubbard Model 2 1.

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A simple and commonly employed approximate technique with which one can examine spatially disordered systems when strong electronic correlations are present is based on the use of real-space unrestricted self-consistent Hartree-Fock wave functions. In such an approach the disorder is treated exactly while the correlations are treated approximately. In this report we critique the success of this approximation by making comparisons between such solutions and the exact wave functions for the Anderson-Hubbard model. Due to the sizes of the complete Hilbert spaces for these problems, the comparisons are restricted to small one-dimensional chains, up to ten sites, and a 4x4 two-dimensional cluster, and at 1/2 filling these Hilbert spaces contain about 63,500 and 166 million states, respectively. We have completed these calculations both at and away from 1/2 filling. This approximation is based on a variational approach which minimizes the Hartree-Fock energy, and we have completed comparisons of the exact and Hartree-Fock energies. However, in order to assess the success of this approximation in reproducing ground-state correlations we have completed comparisons of the local charge and spin correlations, including the calculation of the overlap of the Hartree-Fock wave functions with those of the exact solutions. We find that this approximation reproduces the local charge densities to quite a high accuracy, but that the local spin correlations, as represented by < S_i . S_j >, are not as well represented. In addition to these comparisons, we discuss the properties of the spin degrees of freedom in the HF approximation, and where in the disorder-interaction phase diagram such physics may be important.

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Symmetry-breaking Hartree--Fock solutions in a many-body system

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Systems of N(>>1) fermions (or bosons) interacting via either repulsive long-ranged forces (e.g., Coulomb) or short-ranged forces (e.g., repulsive barrier plus attractive Yukawa tail) are clearly of interest in problems from nuclear physics to astrophysics. By comparing expectation values for determinants (or permanents) of plane-wave orbitals in the lowest kinetic-energy state, and Wannier-like orbitals localized in the points of a perfect lattice, the conditions on the coupling and particle density for the existence of energetically-preferred, spatially-periodic, nontrivial (i.e.. nonplane-wave) solutions to the Hartree - Fock equations were deduced. That an electron gas in a crystalline confirmation, the Wigner solid,'' has lower energy than the fluid (plane-waves) configuration at low densities (or all densities, if the charge is increased indefinitely) can be shown to imply the existence of lower-energy, spatially-periodic HF solutions. Analogously, for the short-ranged force case cited before one can show very simply that a determinant (or permanent) of nonover-lapping Wannier orbitals gives lower energy for high enough repulsive barrier in an intermediate range of densities (or all densities if the barrier height is increased indefinitely to the hard core limit) in three dimensions. Lower-energy non-trivial solutions therefore emerge under these conditions, giving a finite energy per particle evenmore » in the hard core limit. These results differ qualitatively from the one-dimensional case first studied by Overhauser and agree with those conjectured for 3-dimensions by several subsequent authors. The inclusion of attractive forces can, moreover, provide a condensed (negative energy) spatiallyperiodic state lower than the trivial state. One can furthermore show that there will exist a whole family of aperiodic singledeterminantal states of higher (but finite) energy than the perfect hep lattice state but lower still than the trivial state. (auth)« less

•Jun 1, 1973•0 citations
For a finite-dimensional space with only a mild restriction on the Hamiltonian, it is shown that there exist at least as many Hartree–Fock states as the dimension of the many-fermion space. The index of the random phase approximation matrix is determined for these HF states and the relationship between that index and the number of real and complex excitation energies established.
Abstract. A simple and commonly employed approximate technique with which one can examine spatially disordered systems when strong electronic correlations are present is based on the use of real-space unrestricted self-consistent Hartree-Fock wave functions. In such an approach the disorder is treated exactly while the correlations are treated approximately. In this report we critique the success of this approximation by making comparisons between such solutions and the exact wave functions for the Anderson-Hubbard model. Due to the sizes of the complete Hilbert spaces for these problems, the comparisons are restricted to small one-dimensional chains, up to ten sites, and a 4x4 two-dimensional cluster, and at 1/2 filling these Hilbert spaces contain about 63,500 and 166 million states, respectively. We have completed these calculations both at and away from 1/2 filling. This approximation is based on a variational approach which minimizes the Hartree-Fock energy, and we have completed comparisons of the exact and Hartree-Fock energies. However, in order to assess the success of this approximation in reproducing ground-state correlations we have completed comparisons of the local charge and spin correlations, including the calculation of the overlap of the Hartree-Fock wave functions with those of the exact solutions. We find that this approximation reproduces the local charge densities to quite a high accuracy, but that the local spin correlations, as represented by 〈Si · Sj〉, are not as well represented. In addition to these comparisons, we discuss the properties of the spin degrees of freedom in the HF approximation, and where in the disorderinteraction phase diagram such physics may be important. PACS numbers: 71.27.+a,71.23.-k,71.10.-wCritiquing HF for the Anderson-Hubbard Model 2 1.
A finite many-particle system can have collective states for which the off-diagonal matrix elements of certain one-particle operators are of the same order of magnitude as the diagonal elements. In such cases it is suggested that the random-phase approximation is in need of generalization. Examples are the uniform translational motion of any system and the rotational motion of deformed nuclei. The generalization is suggested after a review and critical analysis of the Hartree-Fock approximation. The model single-particle wave functions of the latter are replaced by wave functions in a space labeled both by the particle variables and by the quantum numbers of the collective motion. These generalized amplitudes are defined field-theoretically, and a self-consistent scheme for their calculation is obtained from the equations of motion. In addition to the self-consistent potential defined in the enlarged space, the energies of the excited states also turn out to be given by a natural self-consistency requirement. The new calculational scheme is first applied to a systematic restudy of the random-phase approximation where the self-consistency requirement on the energies has previously been overlooked. As a first characteristic application we obtain without "pushing" the total mass of a system in uniform translation, and a reinterpretation of the Hartree-Fock average field.
A simple and commonly employed approximate technique with which one can examine spatially disordered systems when strong electronic correlations are present is based on the use of real-space unrestricted self-consistent Hartree-Fock wave functions. In such an approach the disorder is treated exactly while the correlations are treated approximately. In this report we critique the success of this approximation by making comparisons between such solutions and the exact wave functions for the Anderson-Hubbard model. Due to the sizes of the complete Hilbert spaces for these problems, the comparisons are restricted to small one-dimensional chains, up to ten sites, and a 4x4 two-dimensional cluster, and at 1/2 filling these Hilbert spaces contain about 63,500 and 166 million states, respectively. We have completed these calculations both at and away from 1/2 filling. This approximation is based on a variational approach which minimizes the Hartree-Fock energy, and we have completed comparisons of the exact and Hartree-Fock energies. However, in order to assess the success of this approximation in reproducing ground-state correlations we have completed comparisons of the local charge and spin correlations, including the calculation of the overlap of the Hartree-Fock wave functions with those of the exact solutions. We find that this approximation reproduces the local charge densities to quite a high accuracy, but that the local spin correlations, as represented by < S_i . S_j >, are not as well represented. In addition to these comparisons, we discuss the properties of the spin degrees of freedom in the HF approximation, and where in the disorder-interaction phase diagram such physics may be important.
A system of NNN antisymmetric particles, moving under the influence of a fixed potential and their mutual many-particle interactions, is investigated in the ordinary Hartree-Fock scheme, having the total wave function approximated by a single Slater determinant. It is shown that all the density matrices of various orders, the wave function, and the entire physical situation depends only on a fundamental invariant $\ensuremath{\rho}({x}_{1}, {x}_{2})$, which is identical with the first-order density matrix. The Hartree-Fock equations are expressed in terms of this quantity.The Hartree-Fock equations are also solved by expanding the eigenfunctions in a given complete set, and applications to the MO-LCAO theory of the electronic structure of molecules, and crystals are given. It is shown that, in this scheme, the entire physical situation depends on a charge- and bond-order matrix $R(\ensuremath{\nu}\ensuremath{\mu})$ with respect to the ordinary atomic spin-orbitals involved. The Hartree-Fock equations for this matrix are investigated.Finally, the ionized and excited states are investigated, and it is shown that the Hartree-Fock scheme has a high degree of physical visuality also in case of many-particle interactions. The excitation energy of the system is the difference (${{\ensuremath{\omega}}_{j}}^{\ensuremath{'}}\ensuremath{-}{\ensuremath{\omega}}_{i}$) between two "spin-orbital energies," being eigenvalues to the effective Hamiltonians associated with the two states under consideration.
Systems of N(>>1) fermions (or bosons) interacting via either repulsive long-ranged forces (e.g., Coulomb) or short-ranged forces (e.g., repulsive barrier plus attractive Yukawa tail) are clearly of interest in problems from nuclear physics to astrophysics. By comparing expectation values for determinants (or permanents) of plane-wave orbitals in the lowest kinetic-energy state, and Wannier-like orbitals localized in the points of a perfect lattice, the conditions on the coupling and particle density for the existence of energetically-preferred, spatially-periodic, nontrivial (i.e.. nonplane-wave) solutions to the Hartree - Fock equations were deduced. That an electron gas in a crystalline confirmation, the Wigner solid,'' has lower energy than the fluid (plane-waves) configuration at low densities (or all densities, if the charge is increased indefinitely) can be shown to imply the existence of lower-energy, spatially-periodic HF solutions. Analogously, for the short-ranged force case cited before one can show very simply that a determinant (or permanent) of nonover-lapping Wannier orbitals gives lower energy for high enough repulsive barrier in an intermediate range of densities (or all densities if the barrier height is increased indefinitely to the hard core limit) in three dimensions. Lower-energy non-trivial solutions therefore emerge under these conditions, giving a finite energy per particle evenmore » in the hard core limit. These results differ qualitatively from the one-dimensional case first studied by Overhauser and agree with those conjectured for 3-dimensions by several subsequent authors. The inclusion of attractive forces can, moreover, provide a condensed (negative energy) spatiallyperiodic state lower than the trivial state. One can furthermore show that there will exist a whole family of aperiodic singledeterminantal states of higher (but finite) energy than the perfect hep lattice state but lower still than the trivial state. (auth)« less