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Physical review. E, Statistical physics, plasmas, fluids, and related interdisciplinary topics

Evanescent-mode propagation and quantum tunneling

Axel Enders, G. Nimtz

Published Jul 1, 1993• 206 citations
Publisher

Abstract

The tunneling of particles is in direct analogy with the transmission of evanescent electromagnetic waveguide modes as has been shown quite recently. We compare experimental data of an electromagnetic wave packet traversing an evanescent waveguide region with theoretical values derived for particle tunneling through a rectangular potential barrier. The transmission time was deduced by transformation of the experimental frequency data to the time domain. The data are in agreement and reveal superluminal wave-packet velocities for opaque evanescent regions.

DOI
10.1103/physreve.48.632

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The tunneling of particles is in direct analogy with the transmission of evanescent electromagnetic waveguide modes as has been shown quite recently. We compare experimental data of an electromagnetic wave packet traversing an evanescent waveguide region with theoretical values derived for particle tunneling through a rectangular potential barrier. The transmission time was deduced by transformation of the experimental frequency data to the time domain. The data are in agreement and reveal superluminal wave-packet velocities for opaque evanescent regions.
The analogy between quantum tunneling of particles and evanescent electromagnetic waves can be used to study particle tunneling. Possibilities for the measurement of the time delay resulting from the transmission of waves through an evanescent region, say with lower dielectric constant, are discussed. In contrast to particle tunneling, an electromagnetic pulse can consist of many photons and can be probed in a noninvasive way. We emphasize the delay of the centroid of an electromagnetic pulse transmitted below cutoff through a portion of a waveguide with the same cross section as the adjacent propagating guides. The boundary conditions at the interface between the propagating and the evanescent region lead to the same transmission and reflection coefficients as for a square-barrier tunneling problem. For a pulse restricted to a narrow frequency range, the time delay depends only on the frequency derivative of the phase shift associated with transmission. The delay of a centroid is just that; there is no deeper physical sense which links the incoming centroid to the outgoing centroid. For sufficiently long evanescent regions, the delay is independent of thickness.
Expressions are derived for the electromagnetic fields of guided waves which are analogous to the quantum-mechanical equations representing barrier tunneling. This analogy is achieved by comparing the propagation constant of the Schrödinger time-independent wave equation with that of the electromagnetic wave equation in waveguide and by comparing the de Broglie wavelength of a particle with the wavelength of the waves that propagate the energy. This results in an expression relating the form of an arbitrary one-dimensional energy barrier to the physical dimensions of a section of waveguide. The analogy is tested by the propagation of energy in the TE10 mode at both the 3- and 6-cm bands for the cases of rectangular and hyperbolic barriers. Although evanescent modes are present at the discontinuous regions, the analog for the rectangular barrier, which is considered to be the worse case, is verified when an effective barrier length leff of about 1.2l is used. This experimental verification demonstrates the possibility of waveguide simulation of quantum-mechanical energy barriers and the practicality of utilizing an electromagnetic analog for demonstrating the tunneling phenomenon and provides a method for measurement of the transmission coefficient through an arbitrarily shaped barrier.
Evanescent modes or the tunnelling process are characterized by an imaginary wave number. These special solutions of the Helmholtz and of the Schrödinger equations first noticed in connection with the total reflection were said to have no physical meaning about 200 years ago. Last century the tunnelling problem in quantum mechanics has been described by the phase time approach. The phase time approach yields the group velocity of a wave packet (see e.g. Hartman, 1962). Nowadays the phase time approach is used in network analyzers to determine the group velocity of an electromagnetic wave in devices. We have reported about superluminal signal velocities in photonic tunnelling. It was observed that the superluminal photonic tunnelling time data measured in the time domain are in agreement with the calculated phase time data. This result is also in agreement with the definition of the barrier transition time given in the Federal Standard 1037 C (NTIA, USA 2000). Thus we have added further credibility to the assumption that the photonic tunnelling results are representative for quantum mechanical tunnelling of particles.
Though both theoretical and experimental investigations have revealed the superluminal behavior of evanescent electromagnetic waves, there are many disputes about the physical meaning and validity of such superluminal phenomenon, which is due to the fact that the traditional investigations are based on the theory of tunneling time and concerned with the problem of what the group velocity of evanescent waves means. In this paper, by studying the quantum probability amplitude for photons to propagate over a spacelike interval along an undersized waveguide, we present theoretical evidence for such superluminality.
We discuss the propagation of an electromagnetic wavepacket inside a rectangular waveguide, of the type employed in recent experiments on superluminal tunneling of electromagnetic signals. By exploiting the analogy between particle and photon tunneling, we consider both evanescent and growing waves inside the narrowed part of the waveguide. The Fourier expansion of such waves shows that the barrier behaves in a nonlocal way. Such a nonlocality is accounted for in an effective way by means of a deformation of the spacetime inside the waveguide. As a consequence, the wavepacket propagates at superluminal speed according to an effective metric tensor, built up in analogy with the Cauchy stress tensor in a deformable medium.
We have analyzed the influence of the wave packet size in the relativistic tunnelling time τ and its uncertainty �τ when it traverses a given potential barrier. The analytical expressions obtained for both magnitudes confirm that the size of the incident pulse has a significant effect on the tunnelling process. This effect is greater for short pulses, compared with the length of the barrier. For the evanescent zone, we have derived an analytical expression for τ with a good limit of validity. This expression constitutes a value tool to calculate the relativistic tunnelling time as a function of the incident wave packet with a good limit of validity. Superluminal propagation is found in this region but with a large value of the uncertainty �τ compared with the tunnelling time itself. We can conclude that the probability of superluminal propagation is practically negligible in the evanescent region. In respect to the Klein zone, we have derived an analytical expression for τ that depends on the size of the incident