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Physical Review A

Density-matrix formulation ofab initiomethods of nonrelativistic quantum mechanics

Antonio Redondo

Published May 1, 1989• 6 citations
Publisher

Abstract

A density-matrix formulation of the ab initio methods of nonrelativistic quantum mechanics is presented. The variational equations for the standard calculational techniques of molecular quantum mechanics are derived from a single expression for the total energy of an N-particle system. A generalization of the Hohenberg-Kohn theorem is proved, showing that the ground-state energy of a many-body Hamiltonian is a functional of the single-particle density matrix and hence of the first-order reduced-density function (the diagonal of which is the particle density of the standard theorem). The theorem is used to develop a new method to calculate the total energy and single-particle properties of the many-body problem.

DOI
10.1103/physreva.39.4366

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Comment on ‘‘Density-matrix formulation ofab initiomethods of nonrelativistic quantum mechanics’’

Jerzy Ciosłowski, Mel Levy

Most of the results of the recent paper by A. Redondo [Phys. Rev. A 39, 4366 (1989)] are both well-known and well documented in literature. Parts of the first-order density matrix history are briefly reviewed.

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A density-matrix formulation of the ab initio methods of nonrelativistic quantum mechanics is presented. The variational equations for the standard calculational techniques of molecular quantum mechanics are derived from a single expression for the total energy of an N-particle system. A generalization of the Hohenberg-Kohn theorem is proved, showing that the ground-state energy of a many-body Hamiltonian is a functional of the single-particle density matrix and hence of the first-order reduced-density function (the diagonal of which is the particle density of the standard theorem). The theorem is used to develop a new method to calculate the total energy and single-particle properties of the many-body problem.
A new approach for the calculation of ground states of many-electron systems is proposed via an integral formulation of the Hohenberg-Kohn-Sham density-functional theory. Only equations for the total electron density are involved; orbitals are not employed. Exchange and correlation effects are incorporated. In place of the set of single-electron equations, the total electron density is explicitly expressed in terms of the Kohn-Sham effective local potential through multidimensional integrations. The development is based on the first-order density matrix as obtained from the one-body Green's function in polygonal and Fourier path-integral representations. This might open up the possibility of ab initio calculations for molecules with very many electrons. It also provides explicit solutions to two long-standing problems: electron kinetic energy and momentum density as functionals of the total electron density. The formulation can also be used in calculations for general fermions.
In parallel with standard density-functional theory, we study the energy of the ground state of a finite many-body system as a functional of the one-particle density matrix. We show that the formulation of a variational principle that is valid beyond the Hartree-Fock limit requires that two-body correlations be included not only in the ground-state energy but also in the constraints. As an illustration, we apply a linear-response argument to derive formulas for first-order corrections to the Hartree-Fock density matrix. Further analysis suggests an approach in terms of the density matrix of an independent-particle system, which can be introduced by the application of an alternative variational principle. This approach is reminiscent of Kohn-Sham theory, but the effective external potential is not required to be local. This variational method can be implemented in a systematic fashion by means of the linked-cluster expansion. In an appendix we study a variant of the Hohenberg-Kohn theorem for nonlocal potentials.
The Hohenberg-Kohn theorem and the Kohn-Sham equations, which are at the basis of the density-functional theory, are reformulated in terms of a particular many-body density, which is translational and Galilean invariant and therefore is relevant for self-bound systems. In a similar way that there is a unique relation between the one-body density and the external potential that gives rise to it, we demonstrate that there is a unique relation between that particular many-body density and a definite many-body potential. The energy is then a functional of this density, and its minimization leads to the ground-state energy of the system. As a proof of principle, the analogous of the Kohn-Sham equation is solved in the specific case of 4He^{4}\mathrm{He}4He atomic clusters, to put in evidence the advantages of this formulation in terms of physical insights.
The analysis in this paper shows that the Hohenberg-Kohn theorem is the constellation of two statements: (i) the mathematically rigorous Hohenberg-Kohn lemma, which demonstrates that the same ground-state density cannot correspond to two different potentials of an external field, and (ii) the hypothesis of the existence of the universal density functional. Based on the obtained explicit expression for the nonrel-ativistic particle energy in a local external field, we prove that the energy of the system of more than two non-interacting electrons cannot be a functional of the inhomogeneous density. This result is generalized to the system of interacting electrons. It means that the Hohenberg-Kohn lemma cannot provide justification of the universal density functional for fermions. At the same time, statements of the density functional theory remain valid when considering any number of noninteracting ground-state bosons due to the Bose condensation effect. In the framework of the density matrix functional theory, the hypothesis of the existence of the universal density matrix functional corresponds to the cases of noninteracting particles and to interaction in the Hartree-Fock approximation.
We present a rigorous formulation of generalized Kohn-Sham density-functional theory. This provides a straightforward Kohn-Sham description of many-body systems based not only on particle-density but also on any other observable. We illustrate the formalism for the case of a particle-density based description of a nonrelativistic many-electron system. We obtain a simple diagrammatic expansion of the exchange-correlation functional in terms of Kohn-Sham single-particle orbitals and energies; develop systematic Kohn-Sham formulation for one-electron propagators and many-body excitation energies. This work is ideally suited for practical applications and provides a rigorous basis for a systematic development of the existing body of first-principles calculations in a controllable fashion.