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Philosophy of Science

What is the Logical Form of Probability Assignment in Quantum Mechanics?

John Halpin

Published Mar 1, 1991• 37 citations
Publisher

Abstract

The nature of quantum mechanical probability has often seemed mysterious. To shed some light on this topic, the present paper analyzes the logical form of probability assignment in quantum mechanics. To begin the paper, I set out and criticize several attempts to analyze the form. I go on to propose a new form which utilizes a novel, probabilistic conditional and argue that this proposal is, overall, the best rendering of the quantum mechanical probability assignments. Finally, quantum mechanics aside, the discussion here has consequences for counterfactual logic, conditional probability, and epistemic probability.

DOI
10.1086/289598

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The nature of quantum mechanical probability has often seemed mysterious. To shed some light on this topic, the present paper analyzes the logical form of probability assignment in quantum mechanics. To begin the paper, I set out and criticize several attempts to analyze the form. I go on to propose a new form which utilizes a novel, probabilistic conditional and argue that this proposal is, overall, the best rendering of the quantum mechanical probability assignments. Finally, quantum mechanics aside, the discussion here has consequences for counterfactual logic, conditional probability, and epistemic probability.
The aim of this paper is to state the single most powerful argument for use of a non-classical logic in quantum mechanics. In outline the argument is the following. The working logic of a science is the logic of the events and propositions to which probabilities are assigned. A probability should be assigned to every element of the algebra of events. In the case of quantum mechanics probabilities may be assigned to events but not, without restriction, to the conjunction of two events. The conclusion is that the working logic of quantum mechanics is not classical. The nature of the logic that is appropriate for quantum mechanics is examined.
This paper begins with an overview of quantum mechanics, and then recounts a relatively recent algebraic extension of the Boolean algebra of probabilistic events to “conditional events” (order pairs of events). The main point is to show that a so-called “superposition” of two (or more) quantum events (usually with mutually inconsistent initial conditions) can be represented in this algebra of conditional events and assigned a consistent conditional probability. There is no need to imagine that a quantum particle can simultaneously straddle two inconsistent possibilities.
Quantum probability and quantum mechanics The formalism of quantum probability theory Discussions of quantum mechanics are often confused by a lack of clarity about what exactly constitutes ‘quantum mechanics’. It is therefore useful to try at the start to isolate a consistent mathematical core of quantum mechanics, and consider anything that goes beyond this core to be ‘interpretation’. For us, this core is quantum probability theory. Quantum probability is a generalization of classical probability, and therefore I begin with a brief review of the latter. I assume that the reader has some familiarity with the ideas of probability theory. What follows is just to provide a quick review, and to establish some notation and terminology. In modern classical probability theory, probabilities are defined over algebras of events. The motivation is straightforward: we begin with a set of ‘primitive’, or ‘simple’, events (the ‘sample space’), and form an algebra of events by taking all logical combinations of the simple events. For example, let us take the simple events to be the possible results of rolling a six-sided die one time, so that the sample space is the set {1,2,3,4,5,6}. We then form an algebra of events from the sample space by taking all possible logical combinations of the simple events. Logical combinations include, for example, ‘either 3 or 5’ and ‘not 3 and not 2’.
Quantum mechanics is usually described in the terminology of probability theory even though the properties of the probability spaces associated with it are fundamentally different from the standard ones of probability theory. For example, Kolmogorov's axioms are not general enough to encompass the non-commutative situations that arise in quantum theory. There have been many attempts to generalise these axioms to meet the needs of quantum mechanics. The focus of these attempts has been the observation, first made by Birkhoff and von Neumann (1936), that the propositions associated with a quantum-mechanical system do not form a Boolean σ-algebra. There is almost universal agreement that the probability space associated with a quantum-mechanical system is given by the set of subspaces of a separable Hilbert space, but there is disagreement over the algebraic structure that this set represents. In the most popular model for the probability space of quantum mechanics the propositions are assumed to form an orthocomplemented lattice (Mackey (1963), Jauch (1968)). The fundamental concept here is that of a partial order, that is a binary relation that is reflexive and transitive but not symmetric. The partial order is interpreted as embodying the logical concept of implication in the set of propositions associated with the physical system. Although this model provides an acceptable mathematical expression of the probabilistic structure of quantum mechanics in that the subspaces of a separable Hilbert space give a representation of an ortho-complemented lattice, it has several deficiencies which will be discussed later.
Quantum mechanics is basically a mathematical recipe on how to construct physical models. Historically its origin and main domain of application has been in the microscopic regime, although it strictly seen constitutes a general mathematical framework not limited to this regime. Since it is a statistical theory, the meaning and role of probabilities in it need to be defined and understood in order to gain an understanding of the predictions and validity of quantum mechanics. The interpretational problems of quantum mechanics are also connected with the interpretation of the concept of probability. In this thesis the use of probability theory as extended logic, in particular in the way it was presented by E. T. Jaynes, will be central. With this interpretation of probabilities they become a subjective notion, always dependent on one's state of knowledge or the context in which they are assigned, which has consequences on how things are to be viewed, understood and tackled in quantum mechanics. For instance, the statistical operator or density operator, is usually defined in terms of probabilities and therefore also needs to be updated when the probabilities are updated by acquisition of additional data. Furthermore, it is a context dependent notion, meaning, e.g., that two observers will in general assign different statistical operators to the same phenomenon, which is demonstrated in the papers of the thesis. It is also presented an alternative and conceptually clear approach to the problematic notion of "probabilities of probabilities", which is related to such things as probability distributions on statistical operators. In connection to this, we consider concrete numerical applications of Bayesian quantum state assignment methods to a three-level quantum system, where prior knowledge and various kinds of measurement data are encoded into a statistical operator, which can then be used for deriving probabilities of other measurements. The thesis also offers examples of an alternative quantum state assignment technique, using maximum entropy methods, which in some cases are compared with the Bayesian quantum state assignment methods. Finally, the interesting and important problem whether the statistical operator, or more generally quantum mechanics, gives a complete description of "objective physical reality" is considered. A related concern is here the possibility of finding a "local hidden-variable theory" underlying the quantum mechanical description. There have been attempts to prove that such a theory cannot be constructed, where the most well-known impossibility proof claiming to show this was given by J. S. Bell. In connection to this, the thesis presents an idea for an interpretation or alternative approach to quantum mechanics based on the concept of space-time.
It is well-known that the law of total probability does not generally hold in quantum theory. However, recent arguments on some of the fundamental assumptions in quantum theory based on the extended Wigner's friend scenario show a need to clarify how the law of total probability should be formulated in quantum theory and under what conditions it still holds. In this work, the definition of conditional probability in quantum theory is extended to POVM measurements. A rule to assign two-time conditional probability is proposed for incompatible POVM operators, which leads to a more general and precise formulation of the law of total probability. Sufficient conditions under which the law of total probability holds are identified. Applying the theory developed here to analyze several quantum no-go theorems related to the extended Wigner's friend scenario reveals logical loopholes in these no-go theorems. The loopholes exist as a consequence of taking for granted the validity of the law of total probability without verifying the sufficient conditions. Consequently, the contradictions in these no-go theorems only reconfirm the invalidity of the law of total probability in quantum theory rather than invalidating the physical statements that the no-go theorems attempt to refute.