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Physical review. E, Statistical physics, plasmas, fluids, and related interdisciplinary topics

Memory effects and nonequilibrium transport in open many-particle quantum systems

I. Knežević, David K. Ferry

Published Jun 30, 2003• 22 citations
Publisher

Abstract

Full understanding of the relaxation mechanisms and far-from-equilibrium transport in modern mesoscopic structures requires that such systems be treated as open. We therefore generalize some of the core elements of the Kadanoff-Baym-Keldysh nonequilibrium Green's function formalism, inherently formulated for closed systems, to treatment of an open system, coupled with its environment. We define the two-time correlation functions and analyze the influence of the memory effects on the open-system transport. In the transient regime, the two-time correlation functions clearly show four distinct terms: a closed-system-like term, an entanglement term, and two memory terms that depend explicitly on the initial state of the environment. We show that it is not possible to completely eliminate the influence of the environment by a fortunate choice of the initial state, and approximating the system as closed is valid only in the limit of negligible system-environment coupling, which is never the case in the transient regime. We derive the transport equations for transients that properly account for the system-environment coupling. On the other hand, we address the important issue of transport in a far-from-equilibrium steady state. We show that, once a steady state is reached, the balance between the driving and relaxation forces implies that the two-time correlation functions regain a closed-system-like form, but with an effective, modified system Hamiltonian, and with the system statistical operator unrelated to that of the initial state. We emphasize that the difference between the transient and the far-from-equilibrium steady-state regimes, crucial for theoretical investigation of nonequilibrium quasiparticle transport, effectively lies within the different relative magnitude of the combined entanglement and memory terms with respect to the closed-system-like term in two-time correlation functions.

DOI
10.1103/physreve.67.066122

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Full understanding of the relaxation mechanisms and far-from-equilibrium transport in modern mesoscopic structures requires that such systems be treated as open. We therefore generalize some of the core elements of the Kadanoff-Baym-Keldysh nonequilibrium Green's function formalism, inherently formulated for closed systems, to treatment of an open system, coupled with its environment. We define the two-time correlation functions and analyze the influence of the memory effects on the open-system transport. In the transient regime, the two-time correlation functions clearly show four distinct terms: a closed-system-like term, an entanglement term, and two memory terms that depend explicitly on the initial state of the environment. We show that it is not possible to completely eliminate the influence of the environment by a fortunate choice of the initial state, and approximating the system as closed is valid only in the limit of negligible system-environment coupling, which is never the case in the transient regime. We derive the transport equations for transients that properly account for the system-environment coupling. On the other hand, we address the important issue of transport in a far-from-equilibrium steady state. We show that, once a steady state is reached, the balance between the driving and relaxation forces implies that the two-time correlation functions regain a closed-system-like form, but with an effective, modified system Hamiltonian, and with the system statistical operator unrelated to that of the initial state. We emphasize that the difference between the transient and the far-from-equilibrium steady-state regimes, crucial for theoretical investigation of nonequilibrium quasiparticle transport, effectively lies within the different relative magnitude of the combined entanglement and memory terms with respect to the closed-system-like term in two-time correlation functions.
We study time-dependent quantum transport through a correlated double quantum dot (DQD) model system by means of time propagation of the nonequilibrium many-body Green's function. The theory is an extension of the Kadanoff-Baym approach for finite inhomogeneous systems ( Phys. Rev. Lett. , 98 (2007) 153004) to open inhomogeneous systems and generalizes the Meir-Wingreen formula to include initial correlations and memory effects. Important features of the theory are 1) the possibility to study the ultrafast dynamics of transients and other time-dependent regimes and 2) the inclusion of exchange and correlation effects in a conserving approximation scheme. We calculate time-dependent local currents and densities for different many-body approximations and highlight the role of initial correlations and memory effects on the transient dynamics. Furthermore we show that coherent charge oscillations on the DQD are strongly affected by the confined Coulomb interaction and can be directly related to the local equilibrium spectral density.
State-of-the-art approaches to extract transport coefficients of many-body quantum systems broadly fall into two categories: (i) they target the linear-response regime in terms of equilibrium correlation functions of the closed system; or (ii) they consider an open-system situation typically modeled by a Lindblad equation, where a nonequilibrium steady state emerges from driving the system at its boundaries. While quantitative agreement between (i) and (ii) has been found for selected model and parameter choices, also disagreement has been pointed out in the literature. Studying magnetization transport in the spin-1/21/21/2 XXZ chain, we here demonstrate that at weak driving, the nonequilibrium steady state in an open system, including its buildup in time, can remarkably be constructed just on the basis of correlation functions in the closed system. We numerically illustrate this direct correspondence of closed-system and open-system dynamics, and show that it allows the treatment of comparatively large open systems, usually only accessible to matrix product state simulations. We also point out potential pitfalls when extracting transport coefficients from nonequilibrium steady states in finite systems.
Construction of the electron quantum transport equations from Non-Equilibrium Green's Functions is presently based on Reconstruction Theorems, reducing full description of a non-equilibrium system to a dynamic theory in terms of one-particle quantities. This approach, stemming from the original Kadanoff-Baym Ansatz, and based on a suitably renormalized NGF formalism, can be brought to a close parallel with the Time Dependent Density Functional Theory. This concerns, in particular, the role of correlations at a finite initial time. A universal treatment of these initial conditions is possible for the switch-on states, while more general initial states have so far to be treated individually.
We investigate memory effects and quantum transport in two-dimensional lattice systems within the framework of non-equilibrium Green's functions and Schwinger-Keldysh non-equilibrium quantum field theory. Starting from a 2D tight-binding Hamiltonian, we employ the Dyson expansion on the Keldysh contour and the second-order Born and self-consistent Born Approximation to derive the electronic self-energies associated with elastic and inelastic scattering mechanisms.Static disorder produces a local self-energy and a rapidly decaying memory kernel, characteristic of Markovian dynamics, whereas electron-phonon coupling generates temporally nonlocal self-energies and genuine Non-Markovian behavior. We demonstrate that these distinct memory signatures are directly reflected in the spectral function, which we propose as a diagnostic probe of non-equilibrium memory effects. Further we explore 1PI and 2PI effective actions to see their memory perspectives studying their coarse-graining behavior. Building on this theoretical framework, we further apply the conventional NEGF formalism to two paradigmatic two-dimensional models-the Hofstadter and an RKKY-coupled system to explore how different microscopic Hamiltonians influence Markovian and Non-Markovian nature. Our results provide a unified connection between scattering mechanisms, memory effects, and quantum transport in low-dimensional systems.
In a previous publication [H. S. K\"ohler, Phys. Rev. C 51, 3232 (1995)] equilibration rates were studied for an extended system of nonequilibrium nuclear matter. The two-time Green's functions in the Kadanoff-Baym (KB) formalism were solved numerically. These quantum-mechanical calculations were compared with the Markovian (semi)classical Uehling-Uhlenbeck collision term often used in the analysis of collisions between heavy ions. The equilibration was found to be substantially slowed down by quantum effects. The theoretical as well as experimental study of nonequilibrium systems is of course of great interest in many areas of physics, e.g., within the realm of quantum transport in solid state devices. On the theoretical side various methods and approximations are the subject of intensive study. By the KB ansatz, for example, the equations can be simplified to a one-time kinetic equation while preserving the non-Markovian character. The generalized KB (GKB) ansatz of Lipavsky, Spicka, and Velicky [Phys. Rev. B 34, 6933 (1986)] is often preferred. In this paper approximations based upon the GKB ansatz are discussed in relation to the exact KB formalism. Numerical comparisons are made for both the strongly interacting nuclear medium as well as an electron plasma. A non-Markovian collision integral, including memory effects in a quasiparticle approximation, is often discussed in the literature. It is found that this approximation appreciably overestimates the collision rates even more than the classical (Boltzmann) approximation. The inclusion of a width in the spectral function, i.e., going beyond the quasiparticle approximation, gives considerable improvement. The competition between the memory and correlation effects is found to lead to an anomalous saturation of the relaxtion rate. \textcopyright{} 1996 The American Physical Society.
We propose a time-dependent many-body approach to study the short-time dynamics of correlated electrons in quantum transport through nanoscale systems contacted to metallic leads. This approach is based on the time propagation of the Kadanoff-Baym equations for the nonequilibrium many-body Green's function of open and interacting systems out of equilibrium. An important feature of the method is that it takes full account of electronic correlations and embedding effects in the presence of time-dependent external fields, while at the same time satisfying the charge conservation law. The method further extends the Meir-Wingreen formula to the time domain for initially correlated states. We study the electron dynamics of a correlated quantum wire attached to two-dimensional leads exposed to a sudden switch on of a bias voltage using conserving many-body approximations at Hartree-Fock, second Born and GW level. We obtain detailed results for the transient currents, dipole moments, spectral functions, charging times, and the many-body screening of the quantum wire as well as for the time-dependent density pattern in the leads, and we show how the time dependence of these observables provides a wealth of information on the energy level structure of the quantum wire out of equilibrium. For moderate interaction strengths the second Born and GW results are in excellent agreement at all times. We find that many-body effects beyond the Hartree-Fock approximation have a large effect on the qualitative behavior of the system and lead to a bias-dependent gap closing and quasiparticle broadening, shortening of the transient times and washing out of the step features in the current-voltage curves.