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The Journal of Chemical Physics

Higher excitations in coupled-cluster theory

Mihály Kállay, Péter R. Śurján

Published Aug 15, 2001• 754 citations
Publisher

Abstract

The viability of treating higher excitations in coupled-cluster theory is discussed. An algorithm is presented for solving coupled-cluster (CC) equations which can handle any excitation. Our method combines the formalism of diagrammatic many-body perturbation theory and string-based configuration interaction (CI). CC equations are explicitly put down in terms of antisymmetrized diagrams and a general method is proposed for the factorization of the corresponding algebraic expressions. Contractions between cluster amplitudes and intermediates are evaluated by a string-based algorithm. In contrast to our previous developments [J. Chem. Phys. 113, 1359 (2000)] the operation count of this new method scales roughly as the (2n+2)nd power of the basis set size where n is the highest excitation in the cluster operator. As a by-product we get a completely new CI formalism which is effective for solving both truncated and full CI problems. Generalization for approximate CC models as well as multireference cases is also discussed.

DOI
10.1063/1.1383290

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The viability of treating higher excitations in coupled-cluster theory is discussed. An algorithm is presented for solving coupled-cluster (CC) equations which can handle any excitation. Our method combines the formalism of diagrammatic many-body perturbation theory and string-based configuration interaction (CI). CC equations are explicitly put down in terms of antisymmetrized diagrams and a general method is proposed for the factorization of the corresponding algebraic expressions. Contractions between cluster amplitudes and intermediates are evaluated by a string-based algorithm. In contrast to our previous developments [J. Chem. Phys. 113, 1359 (2000)] the operation count of this new method scales roughly as the (2n+2)nd power of the basis set size where n is the highest excitation in the cluster operator. As a by-product we get a completely new CI formalism which is effective for solving both truncated and full CI problems. Generalization for approximate CC models as well as multireference cases is also discussed.
This thesis deals with selected aspects of a new implementation of many-body methods which can be formulated in the framework of second quantization, in particular the coupled-cluster (CC) method with arbitrary excitation level. Coupled-cluster is one of the most successful and widely used quantum chemical methods for accurate calculations on small to medium-sized molecules. Since it employs a nonlinear parametrization of the wave function, its implementation is rather difficult, in particular if higher (i.e. more than double) excitations are to be included. The latter is necessary to obtain highly accurate results and also as a prerequisite for the generalization to multi-reference cases. The implementation described here has a twofold focus. One is on generality and flexibility regarding the method to be implemented, the other is on efficiency. To achieve flexibility, it is useful to have a machinery which automatically derives working equations for a given method. We realize this by applying techniques of second quantization. This work treats in particular the last step of this procedure, namely the simplification of the resulting equations by the identification of equivalent terms. The algorithm used here is based on the interpretation of algebraic terms as graphs. The derived CC equations then have to be solved iteratively. The efficiency of the program is mainly determined by the evaluation of the occurring expressions, which has to be done in each iteration step. The evaluation is split up in a sequence of tensor contractions. Their generic implementation is complicated by the particular structure of the involved tensors. We reduce each contraction to a sequence of matrix multiplications, which requires a previous data rearranging. But since matrix multiplication is the most efficient operation on modern computers, this additional effort pays off. Preliminary tests show that our program is at least as fast as the most efficient general coupled-cluster implementation so far, and the relation is expected to improve for calculations with larger basis sets where the matrix multiplication becomes the time-determining step. Finally, we give an outlook to possible further developments. In particular, the preparation of the equations before the actual evaluation (factorization) offers much potential for optimizations which we do not exploit at the moment, in contrast to the program with which we compare, which employs at least a partial optimization at this point.
The Coupled-Cluster (CC) method is one of the most popular and efficient correlation methods in quantum chemistry. \nEspecially the CCSD(T) approximation, which includes single and double excitations by means of the application of the cluster operator \nto a reference determinant and triple excitations via a perturbative treatment, has become a standard tool \nin quantum chemical applications. However, the method is restricted to relatively small system sizes due to its unfavourable scaling (N^7, where N is the number of basis functions applied). \nFor the full treatment of triple excitations the scaling advances to N^8 and every further excitation level increases the exponent by two. \n \nThe goal of this work is to reduce the calculation time for closed shell systems at least by a factor growing with the excitation level for arbitrary truncation levels. \nThis is done by restricting the spatial parts of the spin orbitals and thus treat pairs of spin orbitals on the same footing. The restrictions can be easily constructed \nfor the CCSD model by spin integration. \nThe derivation of the restrictions arising in higher excited case will be done employing \nthe spatial orbital excitation operators E. \n \nIn the first part of this work an algorithm is derived that is capable of the derivation of the energy and amplitude equations for arbitrary excitation levels. In the second part \nan implementation of this algorithm is presented.
The fundamentality of the exponential representation of a second-quantised correlated wave function is emphasised with an accent on the physical sense of cluster amplitudes as cumulants of the correlated ansatz. Three main wave function formalisms, namely, the configuration-interaction theory, the coupled-cluster approach, and the many-body perturbation theory (as well as their extensions, e.g. the equation-of-motion coupled-cluster method, multireference schemes, etc.), are represented in an exponential form, leading to a formulation of the working equations in terms of cluster amplitudes. By expressing the corresponding many-body tensor equations in terms of cluster amplitudes, we could unambiguously check connectivity types and the asymptotic behaviour of all tensors/scalars involved (in the formal limit of an infinite number of correlated particles). In particular, the appearance of disconnected cluster amplitudes corresponds to unphysical correlations. Besides, we demonstrate that the equation-of-motion coupled-cluster approach, as well as certain excited-state configuration-interaction methods, can be recast in a fully connected (exponential) form, thus breaking the common belief that all truncated configuration-interaction methods violate connectivity. Our work is based on the recently developed algebraic framework which can be viewed as a complement to the classical diagrammatic analysis.
To gain more insight into the physical and mathematical content of the equations of the coupled–cluster (CC) method, comprehensive numerical studies have been performed for various geometries of the H4 model which belongs to the simplest and best understood among the realistic many–electron model systems. These studies are for the first time based on the knowledge of the complete sets of geometrically isolated solutions of the relevant equations that are obtained when using a special version of the homotopy methods. The equations of the CC method including two–electron excitations (CCD) both in the spin–orbital and spin–symmetry–adapted versions are considered. To establish the correspondence of the solutions attained with those of the configuration interaction (CID) method, we have for the first time solved the unabridged characteristic equations (CE) of T. P. Živković and H. J. Monkhorst [J. Math. Phys. 19, 1007 (1978)]. The complete sets of solutions to the spin–orbital and spin–symmetry–adapted versions of the CCD equations and CEs consist of 20 and 12 solutions, respectively. Their structures turned out to be unexpectedly simple, which makes it possible to understand the physical and mathematical significance of the individual solutions. Moreover, this simplicity rises hopes that the most serious irregularities previously found for low dimensional simulations of the CEs can be avoided for realistic systems. The present results confirm most of the findings of previous research. Attention is paid to studies of the impact of using mixed–symmetry cluster operators on the structure of solutions to the CC equations. The specific part played by the components of the cluster amplitudes corresponding to other spin–symmetry than that of the reference function has been demonstrated for the first time.
Coupled cluster (CC) theory is the “gold standard” of molecular electronic structure theory, yet the full arc of the subject—from its variational origins in Hartree–Fock theory, through the exponential ansatz and its diagrammatic machinery, to its modern reformulation as a system of polynomial equations on an algebraic variety, its multireference generalizations, and its emerging reincarnation as a quantum circuit—is rarely presented as a single connected narrative. This review builds that narrative completely from first principles and carries it through to today’s research frontier. Starting from the electronic Schrödinger equation, we derive Hartree–Fock theory, second quantization, and Wick’s theorem; construct the coupled cluster singles-and-doubles (CCSD) equations via the similarity-transformed Hamiltonian; and show how these same equations reappear, verbatim, as a truncated eigenvalue problem on a projective variety generalizing the Grassmannian, with a computable CC degree controlling the number of solutions. We then develop the perturbative triples correction CCSD(T), the linear-response equationof-motion (EOM-CC) framework for excited, ionized, and electron-attached states, the effective-Hamiltonian formalism underlying multireference coupled cluster theory and its notorious intruder-state problem, and the unitary coupled cluster (UCC) ansatz that restores the variational principle at the cost of an infinite operator expansion—tamed, on a quantum computer, by Trotterization and the variational quantum eigensolver. We close with a synthesis of what is rigorously known about the resulting nonlinear equations, a map of directions deliberately left out of scope, and an assessment of the open question of quantum advantage in this domain. Every claim is stated formally, with a full statement and proof or proof sketch, and cited to its origin; the computational cost of every method is compared explicitly throughout.
A new approach to the diagrammatic formulation of many-body perturbation theory for open-shell systems is presented. The formalism is based on a generalized form of the Bloch equation that also generates the Rayleigh-Schrödinger perturbation expansion for a system with several open shells. Second quantization in the particle-hole formulation is used together with Wick's theorem in order to derive graphical rules in the usual way. The linked-diagram property of the wave operator and of the effective interaction is shown by expanding the wave operator in terms of normal products of connected diagram clusters, in analogy with the exp(S) formalism of Coester and Kümmel for closed-shell systems. Self-consistent “coupled-cluster” equations are derived for the open-shell case from the generalized Bloch equation by a straightforward extension of the procedure of Čížek and Paldus. The application of such equations for investigating different properties of open-shell atoms is discussed.