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Annalen der Physik

Generalization of the Governing Principle of Dissipative Processes to Complex Scalar Fields) Quantum Mechanics as “Abstract” Transport Theory

István Gyarmati

Published Jan 1, 1974• 11 citations
Publisher

Abstract

Abstract The genuine variational principle of macroscopic dissipative continua is generalized to complex scalar fields in the universal form of GAUSSian type. The generalization makes it possible to extend the validity of the principle to the PS field of the non‐relativistic SCHRÖDINGER equation, and to certain types of non‐linear problems. Following MORSE's and FESHBACH's sequence of thoughtful ideas in reverse direction the fundamentals of an “abstract” transport theory, isomorphic with one‐particle quantum theory, are developed and the possibility of interpreting the quantum theory by classical models is discussed. On the basis of new arguments, the impossibility of interpreting quantum mechanics in terms of classical transport theories (hydrodynamical model, diffusional and stochastic models) is established.

DOI
10.1002/andp.19744860103

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Abstract The genuine variational principle of macroscopic dissipative continua is generalized to complex scalar fields in the universal form of GAUSSian type. The generalization makes it possible to extend the validity of the principle to the PS field of the non‐relativistic SCHRÖDINGER equation, and to certain types of non‐linear problems. Following MORSE's and FESHBACH's sequence of thoughtful ideas in reverse direction the fundamentals of an “abstract” transport theory, isomorphic with one‐particle quantum theory, are developed and the possibility of interpreting the quantum theory by classical models is discussed. On the basis of new arguments, the impossibility of interpreting quantum mechanics in terms of classical transport theories (hydrodynamical model, diffusional and stochastic models) is established.
Abstract The aim of our work was to find an unambiguous connection between irreversible macroscopic dynamics and reversible microdynamics that makes it possible to manifest irreversibility on a submacroscopic level without the use of coarse graining arguments. On this level the state of a physical system can be described by a field amplitude Ψ and the time evolution of this system is determined by a field equation for Ψ. For conservative systems, this field equation is formally identical with the linear Schrödinger equation, which can be constructed with the help of the classic Hamiltonian function for the corresponding problem. Regarding irreversible phenomena like damping due to a frictional force, for those dissipative systems no classic Hamiltonian function exists. Therefore the corresponding field equation cannot be obtained in the usual way. Nevertheless, also for dissipative systems it is possible to obtain a field equation in an unambiguous way using only Newton's form of classic mechanics. The result of our method is a nonlinear Schrödinger‐type field equation with a logarithmic nonlinearity. We discuss in more detail the properties of our logarithmic nonlinearity that corresponds to a macroscopic frictional force in a unique way. A figurative interpretation in terms of environment and interaction can be given. From a more formal point of view, the compatibility of our nonlinear operator with principles known from the theory of linear operators is investigated. One of the surprising results is the fact that although our nonlinear Hamiltonian HNL is “Hermitean” in the usual sense, in contrast to the linear theory an operator exp(i · HNL) is not unitary. Furthermore, in our theory the time‐derivative of the mean value of an operator is not only essentially determined by (the mean value of) its commutator with the Hamiltonian. There also occurs an additional term that causes irreversibility of the evolution and is connected with the feature of our theory that (in general) time derivative and construction of the mean value are no longer commuting operations. This fact shows some similarity with coarse graining theories, but in our theory the reason can be traced back unambiguously to an irreversible physical phenomenon.
This paper proposes an interpretation of quantum mechanics, relying on the time-symmetric stochastic dynamics of quantum particles and on non-classical probability theory. Our main purpose is to demonstrate that the wave function and its complex conjugate can be interpreted as complex probability distributions in two complex diffusion equations related to non-real forward and backward in time stochastic motions respectively. We say non-real because Schroedinger forward and backward diffusions describe both reversible (real trajectories) and irreversible trajectories (non-real trajectories). The reversible trajectories are the only real trajectories and are given by the intersection of those forward and backward processes. It turns out that if we translate this intersection using set-theoretic language, we are led to a reversible diffusion described by Born rule probabilities. This proposal is useful also for explaining more about the role of complex numbers in quantum mechanics that produces this so-called "wave-like" nature of quantum reality. Our perspective also challenges the notion of physical superposition and aims at a derivation of superposition principle not based on the linearity of Schroedinger's equation but relying on pure probability theory. Moreover, it is suggested that, embracing the idea of stochastic processes in quantum theory, explains the reasons for the appearance of classical behavior in large objects, in contrast to the quantum behavior of small ones. In other words, we claim that a combination of a probabilistic and no-ontic view (neither epistemic though) of the wave function with a stochastic hidden-variables approach, may provide some insight into the quantum physical reality and potentially establish the groundwork for a novel interpretation of quantum mechanics.
The formulation of quantum mechanics in terms of the picture of trajectory ensemble or of the hydrodynamical picture, developed in a previous article, is further supplemented for some points. Individual trajectories for some typical non-stationary state are explicitly obtained, illustrating that they generally show complicated fluctuations due to the action of quantum potential. Next, emphasis is placed on the fact that the Schrödinger field admits a mechanical model. Also the Klein-Gordon field is represented with a quasi-irrotational flow under some additional scalar field. This representation of Klein-Gordon field suggests its possible generalization to include the vortical motion. Such treatments of interacting Klein-Gordon and electromagnetic fields involve the formalism of Dirac's recent classical electrodynamics as a limiting case. Some remarks are given on this Dirac's theory. Finally, the picture of trajectory ensemble is generalized so as to represent wave equations with sources. In an appendix criticism is given on the attempt to interpret quantum mechanics in terms of Markoff process.
An axiomatic approach to quantum mechanics that has, as a theorem, the Schrödinger equation may be of enormous value to cope with interpretation issues, since all the interpretation constructs must be present in the axioms, or directly derived by them from their mathematical unfolding. Thus, it is critical to show that this axiomatic derivation is reliable beyond any possible doubt. To show this, it is possible to make generalizations and extensions of the axioms to derive the Schrödinger equation in the underlying generalized or extended formats. In previous papers, we have shown that the axiomatic approach we propose can be used to derive the Schrödinger equation as a direct axiom. Since then, we have also shown that it was possible to generalize that derivation to coordinate systems other than the Cartesian, as well as its relativistic extensions that lead to the relativistic wave equations. An extension to dissipative systems was also performed, allowing us to mathematically derive the Caldirola–Kanai equation from first principles. All these derivations were performed using pure states and in the absence of the electromagnetic field. This means that we can further generalize the approach to embrace these two possibilities. Being an axiomatic approach, we show that we need only to slightly modify the axioms to derive the Schrödinger equation for these two contexts. Despite being quite direct, the algebraic complexity of these derivations should give the reader the desired confidence in the proposed axioms.
Abstract A free particle may be characterized abstractly in terms of its invariance group. Both the Hamilton-Jacobi and Schrödinger equations for classical and quantum free particles are invariant under the same group, the Schrödinger group. The aim of this paper is to discuss possible restrictions on non-linear generalizations of quantum mechanics. The basic idea is to search for those non-linear generalization of quantum mechanics for which a description of the non-relativistic free particle includes a representation of the Schrödinger group, as in classical and quantum mechanics. This condition imposes strong constraints on possible models of free particles. To carry out such an investigation it is necessary to select an appropriate mathematical formalism, one which can describe physical systems of non-relativistic particles and allows for the incorporation of non-linearities in a natural way. Here the formalism of ensembles on configuration space is used, which is an approach that is capable of describing both classical and quantum systems and, in addition, allows for more general theories that describe mixed classical-quantum systems. Modifications of the equations involving derivatives of up to fourth order are considered
Classical transport equations with probabilistic initial conditions can be viewed as quantum systems. In a discrete version they are probabilistic automata. The time-local probabilistic information is encoded in a classical wave function. Its unitary evolution obeys a Schrödinger equation. Statistical observables measure properties of the classical probability distribution. In the quantum formalism they are represented by operators which do not commute with the ones associated to classical observables. Momentum, quantum energy and angular momentum or charges yield conserved quantities which constrain the evolution of the classical probability distribution. The characteristic features of quantum mechanics, as the superposition of wave functions, interference, the importance of phases, non-commuting operators or a unitary time evolution, are realized by probabilistic classical transport equations. Stochastic transport equations are described by a quantum system with a stochastic Hamiltonian.