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The Journal of Chemical Physics

An analytically soluble model for the penetration of a two-dimensional barrier: Quantal and semiclassical treatment

Herbert Massmann, K. Möhring, Peter A. Ring

Published Jun 15, 1977• 9 citations
Publisher

Abstract

The reflection and transmission of a wave on a two-dimensional barrier is studied quantum mechanically and semiclassically. The simple model consists of two degrees of freedom. One of them contains a barrier (of the Eckart type); the second allows only a bound motion in discrete quantum states. These two degrees of freedom are coupled. The transition probabilities for transitions between the different quantum states can, in the model considered here, be evaluated analytically, both quantum mechanically and semiclassically. Several of the so called uniform semiclassical approximations and also the initial value integral representation for the semiclassical transition amplitudes are considered and compared to the exact quantum mechanical results. Some new insight on the semiclassical treatment of the tunneling process is gained, specially concerning the proper choice of the integration path for the initial value integral representation of the transition amplitudes.

DOI
10.1063/1.433898

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The reflection and transmission of a wave on a two-dimensional barrier is studied quantum mechanically and semiclassically. The simple model consists of two degrees of freedom. One of them contains a barrier (of the Eckart type); the second allows only a bound motion in discrete quantum states. These two degrees of freedom are coupled. The transition probabilities for transitions between the different quantum states can, in the model considered here, be evaluated analytically, both quantum mechanically and semiclassically. Several of the so called uniform semiclassical approximations and also the initial value integral representation for the semiclassical transition amplitudes are considered and compared to the exact quantum mechanical results. Some new insight on the semiclassical treatment of the tunneling process is gained, specially concerning the proper choice of the integration path for the initial value integral representation of the transition amplitudes.
Tunneling in the one-dimensional Eckart system is treated by a semiclassical method that describes the S-matrix in terms of an integral over the initial momenta of real-valued classical trajectories. The results are found to be sensitive to a certain parameter γ which is expected to be essentially arbitrary for classically allowed processes. Analysis of the semiclassical error allows formulation of conditions for the validity of the tunneling treatment. This, in turn, leads to an explanation for the sensitivity of the results to γ and an understanding of how this parameter should be chosen. With an optimized choice, the semiclassical method is found to yield very accurate tunneling results even for probabilities as small as 10−10. The relationship between the present method and the conventional uniform semiclassical treatment of barrier tunneling is discussed.
The time dependent density matrix of a system with potential barrier is studied using path integrals. The characterization of the initial state, which is assumed to be restricted to one side of the barrier, and the time evolution of the density matrix lead to a threefold path integral which is evaluated in the semiclassical limit. The semiclassical trajectories are found to move in the complex coordinate plane and barrier penetration only arises due to fluctuations. Both the form of the semiclassical paths and the relevant fluctuations change significantly as a function of temperature. The semiclassical analysis leads to a detailed picture of barrier penetration in the real time domain and the changeover from thermal activation to quantum tunneling. Deep tunneling is associated with quasizero modes in the fluctuation spectrum about the semiclassical orbits in the long time limit. The connection between this real time description of tunneling and the standard imaginary time instanton approach is established. Specific results are given for a double well potential and an Eckart barrier.
We adapt the semiclassical technique, as used in the context of instanton transitions in quantum field theory, to the description of tunneling transmissions at finite energies through potential barriers by complex quantum mechanical systems. Even for systems initially in their ground state, not generally describable in semiclassical terms, the transmission probability has a semiclassical (exponential) form. The calculation of the tunneling exponent uses analytic continuation of degrees of freedom into a complex phase space as well as analytic continuation of the classical equations of motion into the complex time plane. We test this semiclassical technique by comparing its results with those of a computational investigation of the full quantum mechanical system, finding excellent agreement.
Semiclassical initial value representation (IVR) formulas for the propagator have difficulty describing tunneling through barriers. A key reason is that these formulas do not automatically reduce, in the classical limit, to the version of the Van Vleck-Gutzwiller (VVG) propagator required to treat barrier tunneling, which involves trajectories that have complex initial conditions and that follow paths in complex time. In this work, a simple IVR expression, that has the correct tunneling form in the classical limit, is derived for the propagator in the case of one-dimensional barrier transmission. Similarly, an IVR formula, that reduces to the Generalized Gaussian Wave Packet Dynamics (GGWPD) expression [D. Huber, E. J. Heller, and R. Littlejohn, J. Chem. Phys. 89, 2003 (1988)] in the classical limit, is derived for the transmitted wave packet. Uniform semiclassical versions of the IVR formulas are presented and simplified expressions in terms of real trajectories and WKB penetration factors are described. Numerical tests show that the uniform IVR treatment gives good results for wave packet transmission through the Eckart and Gaussian barriers in all cases examined. In contrast, even when applied with the proper complex trajectories, the VVG and GGWPD treatments are inaccurate when the mean energy of the wave packet is near the classical transmission threshold. The IVR expressions for the propagator and wave packet are cast as contour integrals in the complex space of initial conditions and these are generalized to potentially allow treatment of a larger variety of systems. A steepest descent analysis of the contour integral formula for the wave packet in the present cases confirms its relationship to the GGWPD method, verifies its semiclassical validity, and explains results of numerical calculations.
In multidimensional barrier tunneling, there exist two different types of tunneling mechanisms, instanton-type tunneling and noninstanton tunneling. In this paper we investigate transitions between the two tunneling mechanisms from the semiclassical and quantum viewpoints taking two simple models: a periodically perturbed Eckart barrier for the semiclassical analysis and a periodically perturbed rectangular barrier for the quantum analysis. As a result, similar transitions are observed with change of the perturbation frequency ω for both systems, and we obtain a comprehensive scenario from both semiclassical and quantum viewpoints for them. In the middle range of ω, in which the plateau spectrum is observed, noninstanton tunneling dominates the tunneling process, and the tunneling amplitude takes the maximum value. Noninstanton tunneling explained by stable-unstable manifold guided tunneling (SUMGT) from the semiclassical viewpoint is interpreted as multiphoton-assisted tunneling from the quantum viewpoint. However, in the limit ω→0, instanton-type tunneling takes the place of noninstanton tunneling, and the tunneling amplitude converges on a constant value depending on the perturbation strength. The spectrum localized around the input energy is observed, and there is a scaling law with respect to the width of the spectrum envelope, i.e., the width ∝ℏω. In the limit ω→∞, the tunneling amplitude converges on that of the unperturbed system, i.e., the instanton of the unperturbed system.
A model for describing barrier tunneling (or other classically forbidden processes) using purely real-valued classical trajectories is presented. The basic idea is to introduce an auxiliary degree of freedom that allows for fluctuations in the potential-energy surface for the original classical degrees of freedom. The model can be applied purely classically or better semiclassically (e . g ., via the initial value representation). Numerical results for 1D barrier tunneling are presented to illustrate the model.