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Journal of Physics Condensed Matter

The Hubbard model - an introduction and selected rigorous results

Hal Tasaki

Published May 25, 1998• 179 citations
Publisher

Abstract

The Hubbard model is a `highly oversimplified model' for electrons in a solid which interact with each other through extremely short-ranged repulsive (Coulomb) interaction. The Hamiltonian of the Hubbard model consists of two parts: which describes quantum mechanical hopping of electrons, and which describes non-linear repulsive interaction. Either or alone is easy to analyse, and does not favour any specific order. But their sum is believed to exhibit various non-trivial phenomena including metal-insulator transition, antiferromagnetism, ferrimagnetism, ferromagnetism, Tomonaga-Luttinger liquid, and superconductivity. It is believed that we can find various interesting `universality classes' of strongly interacting electron systems by studying the idealized Hubbard model. In the present article we review some mathematically rigorous results relating to the Hubbard model which shed light on the `physics' of this fascinating model. We mainly concentrate on the magnetic properties of the model in its ground states. We discuss the Lieb-Mattis theorem on the absence of ferromagnetism in one dimension, Koma-Tasaki bounds on the decay of correlations at finite temperatures in two dimensions, the Yamanaka-Oshikawa-Affleck theorem on low-lying excitations in one dimension, Lieb's important theorem for the half-filled model on a bipartite lattice, Kubo-Kishi bounds on the charge and superconducting susceptibilities of half-filled models at finite temperatures, and three rigorous examples of saturated ferromagnetism due to Nagaoka, Mielke, and Tasaki. We have tried to make the article accessible to non-experts by giving basic definitions and describing elementary materials in detail.

DOI
10.1088/0953-8984/10/20/004

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The Hubbard model is a "highly oversimplified model" for electrons in a solid which interact with each other through extremely short ranged repulsive (Coulomb) interaction. The Hamiltonian of the Hubbard model consists of two pieces; H_hop which describes quantum mechanical hopping of electrons, and Hint which describes nonlinear repulsive interaction. Either H_hop or H_int alone is easy to analyze, and does not favor any specific order. But their sum H=H_hop+H_int is believed to exhibit various nontrivial phenomena including metal-insulator transition, antiferromagnetism, ferrimagnetism, ferromagnetism, Tomonaga-Luttinger liquid, and superconductivity. It is believed that we can find various interesting "universality classes" of strongly interacting electron systems by studying the idealized Hubbard model. In the present article we review some mathematically rigorous results on the Hubbard model which shed light on "physics" of this fascinating model. We mainly concentrate on magnetic properties of the model at its ground states. We discuss Lieb-Mattis theorem on the absence of ferromagnetism in one dimension, Koma-Tasaki bounds on decay of correlations at finite temperatures in two-dimensions, Yamanaka-Oshikawa-Affleck theorem on low-lying excitations in one-dimension, Lieb's important theorem for half-filled model on a bipartite lattice, Kubo-Kishi bounds on the charge and superconducting susceptibilities of half-filled models at finite temperatures, and three rigorous examples of saturated ferromagnetism due to Nagaoka, Mielke, and Tasaki. We have tried to make the article accessible to nonexperts by describing basic definitions and elementary materials in detail.

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The Hubbard model is a highly oversimplified model' for electrons in a solid which interact with each other through extremely short-ranged repulsive (Coulomb) interaction. The Hamiltonian of the Hubbard model consists of two parts: which describes quantum mechanical hopping of electrons, and which describes non-linear repulsive interaction. Either or alone is easy to analyse, and does not favour any specific order. But their sum is believed to exhibit various non-trivial phenomena including metal-insulator transition, antiferromagnetism, ferrimagnetism, ferromagnetism, Tomonaga-Luttinger liquid, and superconductivity. It is believed that we can find various interesting universality classes' of strongly interacting electron systems by studying the idealized Hubbard model. In the present article we review some mathematically rigorous results relating to the Hubbard model which shed light on the `physics' of this fascinating model. We mainly concentrate on the magnetic properties of the model in its ground states. We discuss the Lieb-Mattis theorem on the absence of ferromagnetism in one dimension, Koma-Tasaki bounds on the decay of correlations at finite temperatures in two dimensions, the Yamanaka-Oshikawa-Affleck theorem on low-lying excitations in one dimension, Lieb's important theorem for the half-filled model on a bipartite lattice, Kubo-Kishi bounds on the charge and superconducting susceptibilities of half-filled models at finite temperatures, and three rigorous examples of saturated ferromagnetism due to Nagaoka, Mielke, and Tasaki. We have tried to make the article accessible to non-experts by giving basic definitions and describing elementary materials in detail.
The Hubbard model is a "highly oversimplified model" for electrons in a solid which interact with each other through extremely short ranged repulsive (Coulomb) interaction. The Hamiltonian of the Hubbard model consists of two pieces; H_hop which describes quantum mechanical hopping of electrons, and Hint which describes nonlinear repulsive interaction. Either H_hop or H_int alone is easy to analyze, and does not favor any specific order. But their sum H=H_hop+H_int is believed to exhibit various nontrivial phenomena including metal-insulator transition, antiferromagnetism, ferrimagnetism, ferromagnetism, Tomonaga-Luttinger liquid, and superconductivity. It is believed that we can find various interesting "universality classes" of strongly interacting electron systems by studying the idealized Hubbard model. In the present article we review some mathematically rigorous results on the Hubbard model which shed light on "physics" of this fascinating model. We mainly concentrate on magnetic properties of the model at its ground states. We discuss Lieb-Mattis theorem on the absence of ferromagnetism in one dimension, Koma-Tasaki bounds on decay of correlations at finite temperatures in two-dimensions, Yamanaka-Oshikawa-Affleck theorem on low-lying excitations in one-dimension, Lieb's important theorem for half-filled model on a bipartite lattice, Kubo-Kishi bounds on the charge and superconducting susceptibilities of half-filled models at finite temperatures, and three rigorous examples of saturated ferromagnetism due to Nagaoka, Mielke, and Tasaki. We have tried to make the article accessible to nonexperts by describing basic definitions and elementary materials in detail.
It is believed that strong ferromagnetic interactions in some solids are generated by subtle interplay between quantum many-body effects and spin-independent Coulomb interactions between electrons. It is a challenging problem to verify this scenario in the Hubbard model, which is an idealized model for strongly interacting electrons in a solid. Nagaoka's ferromagnetism is a well-known rigorous example of ferromagnetism in the Hubbard model. It deals with the limiting situation in which there is one fewer electron than in the half-filling and the on-site Coulomb interaction is infinitely large. There are relatively new rigorous examples of ferromagnetism in Hubbard models called flat-band ferromagnetism. Flat-band ferromagnetism takes place in carefully prepared models in which the lowest bands (in the single-electron spectra) are “flat.” Usually, these two approaches are regarded as two complimentary routes to ferromagnetism in the Hubbard model. In the present paper we describe Nagaoka's ferromagnetism and flat-band ferromagnetism in detail, giving all the necessary background as well as complete (but elementary) mathematical proofs. By studying an intermediate model called the long-range hopping model, we also demonstrate that there is indeed a deep relation between these two seemingly different approaches to ferromagnetism. We further discuss some attempts to go beyond these approaches. We briefly discuss recent rigorous example of ferromagnetism in the Hubbard model which has neither infinitely large parameters nor completely flat bands. We give preliminary discussion regarding possible experimental realizations of the (nearly-)flat-band ferromagnetism. Finally, we focus on some theoretical attempts to understand metallic ferromagnetism. We discuss three artificial one-dimensional models in which the existence of metallic ferromagnetism can be easily proved. We have tried to make the present paper as self-contained as possible, keeping in mind readers who are new to the field. Although the present paper is written as a review, it contains some material which appears for the first time.
The description of a solid at a microscopic level is complex, involving the interaction of a huge number of its constituents, such as ions or electrons.The Hubbard model used in this research describes interacting electrons in narrow energy bands, with application to problems as diverse as high -Tc superconductivity, band magnetism and the metal-insulator transition.This research seeks to solve one of the most challenging problems in Theoretical physics which is to describe electronic correlations.In this research the t -U Hubbard model is used to solve analytically and numerically using the exact diagonalization techniques This research work focused on the spin interaction and magnetic behavior of some systems and it is therefore an investigation into the various phenomena seen in the phase diagram of ferromagnetic systems.We studied the 2 electrons on 2 sites, 2 electrons on 3 sites and 2 electrons on 4 sites all in One-Dimension (1-D), where the onsite coulomb repulsion, U, and the hopping matrix element, t, were varies to determine their magnetic phase diagram.This results obtained shows that, as the values of the onsite coulomb repulsion, U, increases in all the lattice systems studied, the electronic correlation that favours ferromagnetism gets stronger, but there were no clear transition, and at some point the lattices loss its antiferromagnetic properties, hence the instability of ferromagnetism were established.It was also observed that as the hopping matrix element, t, increases the electronic correlation that favours ferromagnetism get stronger and the lattice begins to loss antiferromagnetic properties but beyond the transition point the lattice began to gain a much stronger antiferromagnetism, hence the ferromagnetism is unstable.
The description of a solid at a microscopic level is complex, involving the interaction of a huge number of its constituents, such as ions or electrons. The Hubbard model used in this research describes interacting electrons in narrow energy bands, with application to problems as diverse as high – Tc superconductivity, band magnetism and the metal-insulator transition. This research seeks to solve one of the most challenging problems in Theoretical physics which is to describe electronic correlations. In this research the t – U Hubbard model is used to solve analytically and numerically using the exact diagonalization techniquesThis research work focused on the spin interaction and magnetic behavior of some systems and it is therefore an investigation into the various phenomena seen in the phase diagram of ferromagnetic systems. We studied the 2 electrons on 2 sites, 2 electrons on 3 sites and 2 electrons on 4 sites all in One-Dimension (1-D), where the onsite coulomb repulsion, U, and the hopping matrix element, t, were varies to determine their magnetic phase diagram.This results obtained shows that, as the values of the onsite coulomb repulsion, U, increases in all the lattice systems studied, the electronic correlation that favours ferromagnetism gets stronger, but there were no clear transition, and at some point the lattices loss its antiferromagnetic properties, hence the instability of ferromagnetism were established. It was also observed that as the hopping matrix element, t, increases the electronic correlation that favours ferromagnetism get stronger and the lattice begins to loss antiferromagnetic properties but beyond the transition point the lattice began to gain a much stronger antiferromagnetism, hence the ferromagnetism is unstable.
The exact phase diagrams of the one-dimensional Hubbard model, both attractive and repulsive, in the presence of an arbitrary magnetic field h for various electron concentrations n and on-site interaction strengths U <0 or U >0 are calculated and investigated. The exact ground-state properties, namely, the ground-state energy, the average spin (magnetization), the concentration of the doubly occupied sites, the kinetic energy, the chemical potential, the spin (magnetic) susceptibility and the charge compressibility, are calculated and examined over a wide range of interaction strengths U for various h and n . It is found that the spin susceptibility at half-filling is non-analytic and changes discontinuously as U →0. The exact theory shows the absence of a charge energy gap in the U ⩽0 region for all n and provides, for the chemical potential, the rigorous upper and lower bounds for half-filled and empty bands respectively. The analytical results derived for the weak-coupling limit and asymptotic expansions for strong coupling are in full agreement with the numerical calculations.
The Hubbard model has been widely used to describe magnetism due to itinerant electrons. However, except for the one-dimensional case, no exact solution of the model exists. We have studied the two-dimensional Hubbard model on a square lattice using a Monte Carlo simulation technique. Simulations were performed on lattices of up to 8×8 in spatial size. We will discuss results for thermodynamic properties and correlation functions as a function of temperature and interaction strength. For the half-filled band case, our results indicate that the system exhibits long-range antiferromagnetic order in the ground state for any nonzero interaction, although substantially reduced from the classical Néel state due to both charge and spin fluctuations. For the non-half-filled band case, our results suggest that no long-range magnetic order exists. We also don’t find any indication of short-ranged ferromagnetic correlations in the parameter range studied. We have also studied the predictions of various approximate treatments for this model, particularly the static approximation and the coherent potential approximation (CPA). By comparison with the Monte Carlo results, we discuss the validity of these schemes. Finally, we discuss the effect of changing the band structure on the magnetic properties of the system.