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Physical Review

Stability of the Plane Wave Hartree-Fock Ground State

Fumiaki Iwamoto, K. Sawada

Published May 1, 1962• 27 citations
Publisher

Abstract

The condition that the plane wave state is the lowest Hartree-Fock state of a large fermion system with repulsive interactions, is generally investigated and applied to the systems with $\ensuremath{\delta}$-type interactions, finite-range interactions, and long-range Coulomb interactions. It is found that for finite-range interactions the plane wave state is stable in both the high-density and low-density regions, but may become unstable in the intermediate-density region. The high-density stable region disappears for $\ensuremath{\delta}$-type interactions, while the low-density stable region vanishes for long-range Coulomb interactions. Especially for an electron gas, the critical value ${r}_{s}$ is smaller than 4.5. A speculation concerning the transition of the true ground state is discussed.

DOI
10.1103/physrev.126.887

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The stability condition of the Hartree-Fock states, which are constructed out of the plane waves times spin-up or -down eigenfunctions. i.e. the paramagnetic (P), ferromagnetic (F) and unsaturated ferromagnetic (UF) states, is examined in some detail in the case of repulsive δ-function. Yukawa and Coulomb interactions. The spherical Fermi surface leads of course to the minimum energy in each case; this energy is then minimized as the function of polarization n=(n+-n-)/(n++n-,n± being the total number of spin-up and -down electrons. We thus can determine the domains of density where each of the three states is most stable. Then the stability of these states against small deformations of one-particle wave functions is examined in their respective domains. In the case of δ-function potential no instability occurs, while for an electron gas the P state (rs ≪ 5.45) is always unstable and the F state (rs > 5.45) is unstable near the critical density. The variational method in the form of canonical transformation is presented to obtain a new Hartree-Fock solution having helical spin structure in case instability occurs. The case of δ-function interaction is worked out for the P state and it is actually shown that such a solution can exist if and only if the P state becomes unstable. This new solution is of non-perturbative nature in the sense that it can never be obtained by perturbation theory starting from the free ground state.

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Systems of N(>>1) fermions (or bosons) interacting via either repulsive long-ranged forces (e.g., Coulomb) or short-ranged forces (e.g., repulsive barrier plus attractive Yukawa tail) are clearly of interest in problems from nuclear physics to astrophysics. By comparing expectation values for determinants (or permanents) of plane-wave orbitals in the lowest kinetic-energy state, and Wannier-like orbitals localized in the points of a perfect lattice, the conditions on the coupling and particle density for the existence of energetically-preferred, spatially-periodic, nontrivial (i.e.. nonplane-wave) solutions to the Hartree - Fock equations were deduced. That an electron gas in a crystalline confirmation, the Wigner solid,'' has lower energy than the fluid (plane-waves) configuration at low densities (or all densities, if the charge is increased indefinitely) can be shown to imply the existence of lower-energy, spatially-periodic HF solutions. Analogously, for the short-ranged force case cited before one can show very simply that a determinant (or permanent) of nonover-lapping Wannier orbitals gives lower energy for high enough repulsive barrier in an intermediate range of densities (or all densities if the barrier height is increased indefinitely to the hard core limit) in three dimensions. Lower-energy non-trivial solutions therefore emerge under these conditions, giving a finite energy per particle evenmore » in the hard core limit. These results differ qualitatively from the one-dimensional case first studied by Overhauser and agree with those conjectured for 3-dimensions by several subsequent authors. The inclusion of attractive forces can, moreover, provide a condensed (negative energy) spatiallyperiodic state lower than the trivial state. One can furthermore show that there will exist a whole family of aperiodic singledeterminantal states of higher (but finite) energy than the perfect hep lattice state but lower still than the trivial state. (auth)« less

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Non-trivial solutions of the Hartree--Fock equations for a very-many- particle system

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Work related to proofs for the existence of energetically preferred, non- trivial (mostly periodic-density) solutions to the Hartree -- Fock equations is reviewed. Both long- and short-ranged interacting systems of N-bosons or - fermions (N >> 1) are considered, and stability criteria discussed. Also, some exact results associated with trivial (plane-wave) solutions are surveyed. The main conclusion is that, for any fixed physical density, a sufficiently strong interparticle coupling can induce the appearance of non-trivial HF states. These solutions provide a first step in studying the properties of many-particle systems, which range from astrophysical plasmas and quantum crystals to nuclear matter and helium at very low temperature. (auth)

•Jan 1, 1973•0 citations
The condition that the plane wave state is the lowest Hartree-Fock state of a large fermion system with repulsive interactions, is generally investigated and applied to the systems with \ensuremathδ\ensuremath{\delta}\ensuremathδ-type interactions, finite-range interactions, and long-range Coulomb interactions. It is found that for finite-range interactions the plane wave state is stable in both the high-density and low-density regions, but may become unstable in the intermediate-density region. The high-density stable region disappears for \ensuremathδ\ensuremath{\delta}\ensuremathδ-type interactions, while the low-density stable region vanishes for long-range Coulomb interactions. Especially for an electron gas, the critical value rs{r}_{s}rs​ is smaller than 4.5. A speculation concerning the transition of the true ground state is discussed.
The stability condition of the Hartree-Fock states, which are constructed out of the plane waves times spin-up or -down eigenfunctions. i.e. the paramagnetic (P), ferromagnetic (F) and unsaturated ferromagnetic (UF) states, is examined in some detail in the case of repulsive δ-function. Yukawa and Coulomb interactions. The spherical Fermi surface leads of course to the minimum energy in each case; this energy is then minimized as the function of polarization n=(n+-n-)/(n++n-,n± being the total number of spin-up and -down electrons. We thus can determine the domains of density where each of the three states is most stable. Then the stability of these states against small deformations of one-particle wave functions is examined in their respective domains. In the case of δ-function potential no instability occurs, while for an electron gas the P state (rs ≪ 5.45) is always unstable and the F state (rs > 5.45) is unstable near the critical density. The variational method in the form of canonical transformation is presented to obtain a new Hartree-Fock solution having helical spin structure in case instability occurs. The case of δ-function interaction is worked out for the P state and it is actually shown that such a solution can exist if and only if the P state becomes unstable. This new solution is of non-perturbative nature in the sense that it can never be obtained by perturbation theory starting from the free ground state.
In 1962, Overhauser showed that within Hartree-Fock (HF) the electron gas is unstable to a spin-density wave state. Determining the true HF ground state has remained a challenge. Using numerical calculations for finite systems and analytic techniques, we study the unrestricted HF ground state of the three-dimensional electron gas. At high density, we find broken spin symmetry states with a nearly constant charge density. Unlike previously discussed spin wave states, the observed wave vector of the spin-density wave is smaller than 2k(F). The broken-symmetry state originates from pairing instabilities at the Fermi surface, a model for which is proposed.
We calculate the Hartree-Fock energy of a density-wave in a spin polarized two-dimensional electron gas using a short-range repulsive interaction. We find that the stable ground state for a short-range potential is always either the paramagnetic state or the uniform ferromagnetic state. The energy of a density-wave state is, however, reduced by a factor proportional to (1 - zeta^2), where zeta is the polarization of the electron gas. Since this situation occurs in the most unfavorable conditions (short-range repulsive interaction) it is therefore conceivable that by including higher order many-body corrections to the interaction a density-wave ground state is indeed found to be stable.
Systems of N(>>1) fermions (or bosons) interacting via either repulsive long-ranged forces (e.g., Coulomb) or short-ranged forces (e.g., repulsive barrier plus attractive Yukawa tail) are clearly of interest in problems from nuclear physics to astrophysics. By comparing expectation values for determinants (or permanents) of plane-wave orbitals in the lowest kinetic-energy state, and Wannier-like orbitals localized in the points of a perfect lattice, the conditions on the coupling and particle density for the existence of energetically-preferred, spatially-periodic, nontrivial (i.e.. nonplane-wave) solutions to the Hartree - Fock equations were deduced. That an electron gas in a crystalline confirmation, the Wigner solid,'' has lower energy than the fluid (plane-waves) configuration at low densities (or all densities, if the charge is increased indefinitely) can be shown to imply the existence of lower-energy, spatially-periodic HF solutions. Analogously, for the short-ranged force case cited before one can show very simply that a determinant (or permanent) of nonover-lapping Wannier orbitals gives lower energy for high enough repulsive barrier in an intermediate range of densities (or all densities if the barrier height is increased indefinitely to the hard core limit) in three dimensions. Lower-energy non-trivial solutions therefore emerge under these conditions, giving a finite energy per particle evenmore » in the hard core limit. These results differ qualitatively from the one-dimensional case first studied by Overhauser and agree with those conjectured for 3-dimensions by several subsequent authors. The inclusion of attractive forces can, moreover, provide a condensed (negative energy) spatiallyperiodic state lower than the trivial state. One can furthermore show that there will exist a whole family of aperiodic singledeterminantal states of higher (but finite) energy than the perfect hep lattice state but lower still than the trivial state. (auth)« less
The Hartree-Fock theory for many fermions with plane-wave orbitals but with abnormal occupation is studied. A one-dimensional problem with an interparticle interaction of finite range which saturates the NNN body system at a fixed density and finite binding energy is solved explicitly. A direct variation of the resulting Hartree-Fock energy with respect to the additional variational parameters introduced is carried out numerically and results reminiscent of a gas-to-liquid phase transition are found.NUCLEAR STRUCTURE plane-wave Hartree-Fock; model calculation; nuclear matter.
Work related to proofs for the existence of energetically preferred, non- trivial (mostly periodic-density) solutions to the Hartree -- Fock equations is reviewed. Both long- and short-ranged interacting systems of N-bosons or - fermions (N >> 1) are considered, and stability criteria discussed. Also, some exact results associated with trivial (plane-wave) solutions are surveyed. The main conclusion is that, for any fixed physical density, a sufficiently strong interparticle coupling can induce the appearance of non-trivial HF states. These solutions provide a first step in studying the properties of many-particle systems, which range from astrophysical plasmas and quantum crystals to nuclear matter and helium at very low temperature. (auth)