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Physical Review

Quantum Theory of Many-Particle Systems. III. Extension of the Hartree-Fock Scheme to Include Degenerate Systems and Correlation Effects

Per‐Olov Löwdin

Published Mar 15, 1955• 1,140 citations
Publisher

Abstract

In treating a system of $N$ antisymmetric particles, it is shown that, if the total Hamiltonian ${\mathcal{H}}_{\mathrm{op}}$ is degenerate, the eigenstates of the operator used for classifying the corresponding degenerate states may be selected by means of a "projection operator" $\mathcal{O}$. If the total wave function is approximated by such a projection of a single determinant, the description of the system may be reduced to the ordinary Hartree-Fock scheme treating this determinant, if the original Hamiltonian is replaced by a complete Hamiltonian ${\ensuremath{\Omega}}_{\mathrm{op}}={\mathcal{O}}^{\ifmmode\dagger\else\textdagger\fi{}}{\mathcal{H}}_{\mathrm{op}}\mathcal{O}$ containing also many-particle interactions. This approach corresponds to a "fixed" configurational interaction, but the scheme has preserved the physical simplicity and visuality of the Hartree-Fock approximation. The idea of "doubly filled" orbitals is abandoned, and the orbitals associated with different spins will automatically try to arrange themselves in such a way that particles having antiparallel spins will tend to avoid each other due to their mutual repulsion.

DOI
10.1103/physrev.97.1509

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In treating a system of NNN antisymmetric particles, it is shown that, if the total Hamiltonian Hop{\mathcal{H}}_{\mathrm{op}}Hop​ is degenerate, the eigenstates of the operator used for classifying the corresponding degenerate states may be selected by means of a "projection operator" O\mathcal{O}O. If the total wave function is approximated by such a projection of a single determinant, the description of the system may be reduced to the ordinary Hartree-Fock scheme treating this determinant, if the original Hamiltonian is replaced by a complete Hamiltonian \ensuremathΩop=O\ifmmode†\else\textdagger\fiHopO{\ensuremath{\Omega}}_{\mathrm{op}}={\mathcal{O}}^{\ifmmode\dagger\else\textdagger\fi{}}{\mathcal{H}}_{\mathrm{op}}\mathcal{O}\ensuremathΩop​=O\ifmmode†\else\textdagger\fiHop​O containing also many-particle interactions. This approach corresponds to a "fixed" configurational interaction, but the scheme has preserved the physical simplicity and visuality of the Hartree-Fock approximation. The idea of "doubly filled" orbitals is abandoned, and the orbitals associated with different spins will automatically try to arrange themselves in such a way that particles having antiparallel spins will tend to avoid each other due to their mutual repulsion.
A system of NNN antisymmetric particles, moving under the influence of a fixed potential and their mutual many-particle interactions, is investigated in the ordinary Hartree-Fock scheme, having the total wave function approximated by a single Slater determinant. It is shown that all the density matrices of various orders, the wave function, and the entire physical situation depends only on a fundamental invariant $\ensuremath{\rho}({x}_{1}, {x}_{2})$, which is identical with the first-order density matrix. The Hartree-Fock equations are expressed in terms of this quantity.The Hartree-Fock equations are also solved by expanding the eigenfunctions in a given complete set, and applications to the MO-LCAO theory of the electronic structure of molecules, and crystals are given. It is shown that, in this scheme, the entire physical situation depends on a charge- and bond-order matrix $R(\ensuremath{\nu}\ensuremath{\mu})$ with respect to the ordinary atomic spin-orbitals involved. The Hartree-Fock equations for this matrix are investigated.Finally, the ionized and excited states are investigated, and it is shown that the Hartree-Fock scheme has a high degree of physical visuality also in case of many-particle interactions. The excitation energy of the system is the difference (${{\ensuremath{\omega}}_{j}}^{\ensuremath{'}}\ensuremath{-}{\ensuremath{\omega}}_{i}$) between two "spin-orbital energies," being eigenvalues to the effective Hamiltonians associated with the two states under consideration.
In order to calculate the average value of a physical quantity containing also many-particle interactions in a system of NNN antisymmetric particles, a set of generalized density matrices are defined. In order to permit the investigation of the same physical situation in two complementary spaces, the Hermitean density matrix of order kkk has two sets of indices of each kkk variables, and it is further antisymmetric in each set of these indices.Every normalizable antisymmetric wave function may be expanded in a series of determinants of order NNN over all ordered configurations formed from a basic complete set of one-particle functions ${\ensuremath{\psi}}_{k}$, which gives a representation of the wave function and its density matrices also in the discrete kkk-space. The coefficients in an expansion of an eigenfunction to a particular operator may be determined by the variation principle, leading to the ordinary secular equation of the method of configurational interaction. It is shown that the first-order density matrix may be brought to diagonal form, which defines the "natural spin-orbitals" associated with the system. The situation is then partly characterized by the corresponding occupation numbers, which are shown to lie between 0 and 1 and to assume the value 1, only if the corresponding spin-orbital occurs in all configurations necessary for describing the situation. If the system has exactly NNN spin-orbitals which are fully occupied, the total wave function may be reduced to a single Slater determinant. However, due to the mutual interaction between the particles, this limiting case is never physically realized, but the introduction of natural spin-orbitals leads then instead to a configurational expansion of most rapid convergence.In case the basic set is of finite order MMM, the best choice of this set is determined by a form of extended Hartree-Fock equations. It is shown that, in this case, the natural spin-orbitals approximately fulfill some equations previously proposed by Slater.
A general formulation of multiconfigurational self-consistent-field theory is given. The fundamental condition to be satisfied by the MMM occupied orbitals ${\ensuremath{\psi}}_{\ensuremath{\mu}}$ of an $N(\ensuremath{\le}M)$-body system, in order that the total energy of one state be extremalized, is expressed in terms of the fundamental invariant $\mathbf{\ensuremath{\varrho}}=\ensuremath{\Sigma}{\ensuremath{\mu}=1}^{M}|{\ensuremath{\psi}}_{\ensuremath{\mu}}〉〈{\ensuremath{\psi}}_{\ensuremath{\mu}}|$. The condition placed on $\mathbf{\ensuremath{\varrho}}$ is of the same form as the condition on the fundamental invariant of the Hartree-Fock theory. Setting M=NM=NM=N, we derive the unrestricted Hartree-Fock equations from the condition on $\mathbf{\ensuremath{\varrho}}$. For M>NM>NM>N there are three freedoms one may take with the fundamental condition on $\mathbf{\ensuremath{\varrho}}$. Exploiting any or all of these freedoms yields alternative forms of the fundamental condition. This enables us to derive an effective one-body Hamiltonian which is the sum of a Hartree-type Hamiltonian and a correlation and exchange operator. For finite M>NM>NM>N, the one-body Hamiltonian contains a nonlocal exchange and correlation operator. This operator is defined in terms of the one- and two-body density matrices. The connection between the orbitals of this theory and those of the Hartree-Fock theory is explored. The theory as outlined here is applicable to any system of NNN identical particles, but our discussion is oriented towards electronic systems. The theory contains most self-consistent-field theories as special cases, and gives a basis for the self-consistent-field formulation of others.
The method of superposition of configurations, which provides a general solution of the quantum-mechanical many-particle problem (for fermions), is reformulated so that equations may be compared with those used in the Brueckner theory. Important differences occur in application to finite or nonuniform systems for which the Hartree-Fock or Brueckner self-consistent orbitals are not plane waves. In such cases nonvanishing single-particle matrix elements occur which cannot be described by the Brueckner formalism based on a two-particle operator. Equations for an effective two-particle operator, equivalent to the variational equations of the method of superposition of configurations, are derived for a basis of Hartree-Fock orbitals. At the expense of making the orbital basis dependent upon the effective two-particle operator, the orbital basis can be determined by a condition which is essentially that of the Brueckner method. This condition removes a class of matrix elements which do not necessarily vanish in the Hartree-Fock basis although they would be neglected to second order in a perturbation calculation starting from the Hartree-Fock wave function. The equations for the effective two-particle operator are formally the same in both cases but lead to different operators because of the different choice of basis. In neither case can the equations be written in terms of products of such operators, a formalism assumed in the Brueckner theory. It is shown that the Brueckner condition is not equivalent to the condition which would determine the best possible orbital basis for the form of wave function implied by the use of an effective operator dependent on two particles only. The argument of the present paper is limited to systems with a finite number of particles, since the variational principle used here is not applicable without modification to systems with an infinite number of particles.
The independent-particle model in the theory of many-particle systems is studied by means of the self-consistent-field (SCF) idea. After a review of the characteristic features of the Hartree and Hartree-Fock schemes, the extension of the SCF method developed by Brueckner is further refined by introducing the exact reaction operator containing all correlation effects. This operator is here simply defined by means of the partitioning technique, and, if the SCF potentials are derived from this operator, one obtains a formalism which is completely analogous to the Hartree scheme but which still renders the exact energy and the exact wave function. An elementary derivation of the linked-cluster theorem is given, and finally the inclusion of various symmetry properties is discussed.
The Hartree-Fock (HF) approximation is generalized to the study of n -particle states, taking correlation effects in interacting quantum-mechanical many-particle systems systematically into account. The case of n = 2 is developed explicitly. It is shown that the form of the HF equations remains essentially the same as in the usual formulation, but with appropriate interpretations of various parameters in terms of n -particle, rather than single-particle, states. We show results of calculations for model systems that illustrate the power of the method when compared to ordinary versions of the HF treatment.