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Europhysics Letters (EPL)

On the interdependence between ground and one-phonon RPA states

Michelangelo Sambataro, J. Suhonen

Published Oct 15, 1998• 2 citations
Publisher

Abstract

Working within a schematic model and in a boson formalism, we provide a descrip tion of the ground and first-excited states of a nuclear system in terms of two independent phonon operators. The description reveals itself quite effective in reproducing the energies of the states. A comparison between these two phonon operators allows us to localize a region where a correct description of these states is compatible with the Random Phase Approximation (RPA) requirement of a single phonon. This region is found to coincide approximately with that spanned by the standard RPA. Outside this region, the two phonons start differing rapidly therefore making the application of the RPA scheme impossible. This allows a better understanding of recently performed higher-order RPA calculations.

DOI
10.1209/epl/i1998-00453-y

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Working within a schematic model and in a boson formalism, we provide a descrip tion of the ground and first-excited states of a nuclear system in terms of two independent phonon operators. The description reveals itself quite effective in reproducing the energies of the states. A comparison between these two phonon operators allows us to localize a region where a correct description of these states is compatible with the Random Phase Approximation (RPA) requirement of a single phonon. This region is found to coincide approximately with that spanned by the standard RPA. Outside this region, the two phonons start differing rapidly therefore making the application of the RPA scheme impossible. This allows a better understanding of recently performed higher-order RPA calculations.
The action of the long-range residual force on the expectation value of observables in the nuclear ground states is evaluated by finding optimal values for the coefficients of the canonical transformation which connects the phonon vacuum state with the (quasi)particle ground state. After estimating the improvements over the predictions of the independent-particle approximation we compare the ground-state wave functions, obtained using the presented approach, with those obtained using the conventional random phase approximation (RPA) and its extended version. The problem with overbinding of the nuclear ground state calculated using the RPA is shown to be removed if one sticks to the prescriptions of the present approach. The reason being that the latter conforms to the original variational formulation. Calculations are performed within the two-level Lipkin-Meshkov-Glick model in which we present results for the ground and first excited state energies as well as for the ground-state particle occupation numbers.
The random-phase approximation (RPA) is examined in a boson formalism and special attention is focused on the problem of the violation of the Pauli principle affecting this theory. A mapping technique is discussed and the boson image of a two-body fermion Hamiltonian is constructed. Within the boson space so defined, an extension of RPA is proposed where structure and energy of the ground state, as well as those of the one-phonon states, are analyzed with regard to the role of the spurious components associated with a violation of the Pauli principle. A multistep minimization procedure for the determination of a better ground state is also examined. Numerical tests are performed within the Lipkin-Meshkov-Glick model.
It is well known that the second-order ground-state correlation energy calculated in the usual random-phase approximation (RPA) is off by a factor of 2. It has also been noted that there is a factor-of-2 discrepancy in the correlation corrections to the Hartree-Fock occupation probabilities. The reason for these phenomena is traced to the treatment of the exchange terms in the interaction matrix element. An illustration based on a simple single multipole interaction shows that the factor of 2 arises from a coherent sum of small higher-order terms. Results based on the consideration of one or a few eigenmodes at a time are seen to be free of this difficulty. The correlation energy, occupation-probability corrections, and equations of motion are reexamined in the Beliaev-Zelevinsky boson expansion, as an illustration of clearly defined higher-order treatments.
The exactly solvable Luttinger model for a system of one-dimensional, massless, two-component fermions interacting via general two-body forces is used as a test case for a systematically generated sequence of decoupling approximations commonly referred to as random-phase approximations (RPA) of which the simple RPA is the lowest. It is found, irrespective of both the nature and strength of the interaction, that the exact (collective) spectrum, as well as the exact correlation energy, can already be obtained in the simple RPA, and furthermore, that the next higher RPA gives a vanishing correction to these quantities. It is also shown, quite in contradistinction to the exact result, that the free-gas momentum distribution n‾k{\overline{n}}_{k}nk​ persists in the second RPA as well as in the first, thereby eliminating the higher RPA as a possible approach to the calculation of n‾k{\overline{n}}_{k}nk​. Thus, in the context of this particular model, although the first few orders of RPA are highly effective for calculating the excitation spectrum and correlation energy, they are sensibly powerless in their ability to predict any variation in structure beyond that of the free-gas distribution, a result which most probably holds as well in the realistic three-dimensional case.
In the present paper we give the explicit expressions for the ground state of a many boson system in different mean field approximations, such as Hartree-Bose, Bogoliubov, the particle-hole random phase approximation (RPA), and its coupling with the particle-particle (RPA). The ground states obtained satisfy the requirement that the annihilation operators of the ``elementary excitations'' annihilates them. In all cases the ground state wave functions can be understood as a condensate of pairs of bosons.
We reconsider the long-standing problem that the ground-state correlations predicted by the standard quasiboson (random phase) approximation are too large by a factor of two in the limit of weak residual interaction, and are thus inconsistent with the Pauli exclusion principle. We solve this problem by noting that for the derivation of the equations of the random phase approximation (RPA), which determine a set of matrix elements and excitation energies, it is unnecessary to assume that the ground state is the vacuum of a set of boson excitations, whereas in the faculty calculation of the ground-state correlation energy, this assumption is made. For the study of excitation energies and the restoration of symmetries broken by an initial mean-field solution, we apply a symmetry-preserving form of the equations of motion for fermion particle-hole excitation operators rather than for bosons. We illustrate this for the case of translations. We then describe a separate calculation of the ground-state energy that is consistent with the Pauli principle, but can nevertheless be evaluated in terms of the solutions of the RPA equations of motion. In contrast to some earlier work, we treat direct and exchange terms on an equal footing throughout.