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New physical layer security measures for wireless transmissions over fading channels

Biao He, Xiangyun Zhou

Published Dec 1, 2014• 7 citations
Publisher

Abstract

For secure communications over wireless fading channels, the secrecy outage probability is widely used as the performance measure. However, the current secrecy outage formulation has two major limitations in evaluating the secrecy performance: a) the amount of information leakage to the eavesdropper cannot be characterized when an outage occurs, b) the current formulation does not give insights into the eavesdropper's decodability of confidential messages. To overcome such limitations and obtain in-depth understanding of secrecy performance over wireless fading channels, this paper proposes three new secrecy measures for different practical aims, namely, 1) generalized secrecy outage probability, 2) asymptotic lower bound on eavesdropper's decoding error probability, and 3) average information leakage rate. A specific example of wireless transmissions with a fixed-rate wiretap code is given to illustrate the use of the proposed secrecy measures.

DOI
10.1109/glocom.2014.7036893

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For secure communications over wireless fading channels, the secrecy outage probability is widely used as the performance measure. However, the current secrecy outage formulation has two major limitations in evaluating the secrecy performance: a) the amount of information leakage to the eavesdropper cannot be characterized when an outage occurs, b) the current formulation does not give insights into the eavesdropper's decodability of confidential messages. To overcome such limitations and obtain in-depth understanding of secrecy performance over wireless fading channels, this paper proposes three new secrecy measures for different practical aims, namely, 1) generalized secrecy outage probability, 2) asymptotic lower bound on eavesdropper's decoding error probability, and 3) average information leakage rate. A specific example of wireless transmissions with a fixed-rate wiretap code is given to illustrate the use of the proposed secrecy measures.
Theoretical studies on physical layer security often adopt the secrecy outage probability as the performance metric for wireless communications over quasi-static fading channels. The secrecy outage probability has two limitations from a practical point of view: 1) it does not give any insight into the eavesdropper's decodability of confidential messages and 2) it cannot characterize the amount of information leakage to the eavesdropper when an outage occurs. Motivated by the limitations of the secrecy outage probability, we propose three new secrecy metrics for secure transmissions over quasi-static fading channels. The first metric establishes a link between the concept of secrecy outage and the decodability of messages at the eavesdropper. The second metric provides an error-probability-based secrecy metric which is typically used for the practical implementation of secure wireless systems. The third metric characterizes how much or how fast the confidential information is leaked to the eavesdropper. We show that the proposed secrecy metrics collectively give a more comprehensive understanding of physical layer security over fading channels and enable one to appropriately design secure communication systems with different views on how secrecy is measured.
Theoretical studies on physical layer security often adopt the secrecy outage probability as the performance metric for wireless communications over quasi-static fading channels. The secrecy outage probability has two limitations from a practical point of view: 1) it does not give any insight into the eavesdropper's decodability of confidential messages and 2) it cannot characterize the amount of information leakage to the eavesdropper when an outage occurs. Motivated by the limitations of the secrecy outage probability, we propose three new secrecy metrics for secure transmissions over quasi-static fading channels. The first metric establishes a link between the concept of secrecy outage and the decodability of messages at the eavesdropper. The second metric provides an error-probability-based secrecy metric which is typically used for the practical implementation of secure wireless systems. The third metric characterizes how much or how fast the confidential information is leaked to the eavesdropper. We show that the proposed secrecy metrics collectively give a more comprehensive understanding of physical layer security over fading channels and enable one to appropriately design secure communication systems with different views on how secrecy is measured.
Intrigued by the rapid growth and expand of wireless devices, data security is increasingly playing a significant role in our daily transactions and interactions with different entities. Possible examples, including e-healthcare information and online shopping, are becoming vulnerable due to the intrinsic nature of wireless transmission medium and the widespread open access of wireless links. Traditionally, the communication security is mainly regarded as the tasks at the upper layers of layered protocol stack, security techniques, including personal access control, password protection, and end-to-end encryption, have been widely studied in the open literature. More recently, plenty of research interests have been drawn to the physical layer forms of secrecy. As a new but appealing paradigm at physical layer, physical layer security is based on two pioneering works: (i) Shannon’s information-theoretic formulation and (ii) Wyner’s wiretap formulation. \n \nOn account of the fundamental of physical layer security and the different nature of various wireless network, this dissertation is supposed to further fill the lacking of the existing research outcomes. To be specific, the contributions of this dissertation can be summarized as three-fold:(i) exploration of secrecy metrics to more general fading channels; (ii) characterization a new fading channel model and its reliability and security analysis in digital communication systems; and (iii) investigation of physical layer security over the random multiple-input multiple-output (MIMO) α −μ fading channels. \n \nTaking into account the classic Alice-Bob-Eve wiretap model, the first contribution can be divided into four aspects: (i) we have investigated the secrecy performance over single-input single-output (SISO) α −μ fading channels. The probability of non-zero (PNZ) secrecy capacity and the lower bound of secrecy outage probability (SOP) are derived for the special case when the main channel and wiretap channel undergo the same non-linearity fading parameter, i.e., α. Later on, for the purpose of filling the gap of lacking closed-form expression of SOP in the open literature and extending the obtained results in chapter 2 to the single-input multiple-output (SIMO) α − μ wiretap fading channels, utilizing the fact that the received signal-tonoise ratios (SNRs) at the legitimate receiver and eavesdropper can be approximated as new α −μ distributed random variables (RVs), the SOP metric is therefore derived, and given in terms of the bivariate Fox’s H-function; (ii) the secrecy performance over the Fisher-Snedecor F wiretap fading channels is initially considered. The SOP, PNZ, and ASC are finalized in terms of Meijer’s G-function; (iii) in order to generalize the obtained results over α −μ and Fisher-Snedecor F wiretap fading channels, a more flexible and general fading channel, i.e., Fox’s H-function fading model, are taken into consideration. Both the exact and asymptotic analysis of SOP, PNZ, and average secrecy capacity (ASC), are developed with closed-form expressions; and (iv) finally, motivated by the fact that the mixture gamma (MG) distribution is an appealing tool, which can be used to model the received instantaneous SNRs over wireless fading channels, the secrecy metrics over wiretap fading channels are derived based on the MG approach. \n \nDue to the limited transmission power and communication range, cooperative relays or multi-hop wireless networks are usually regarded as two promising means to address these concerns. Inspired by the obtained results in Chapters 2 and 3, the second main contribution is to propose a novel but simple fading channel model, namely, the cascaded α −μ. This new distribution is advantageous since it encompasses the existing cascaded Rayleigh, cascaded Nakagami-m, and cascaded Weibull with ease. Based on this, both the reliability and secrecy performance of a digital system over cascaded α −μ fading channels are further evaluated. Closed-form expressions of reliability metrics (including amount of fading (AF), outage probability, average channel capacity, and average symbol error probability (ABEP).) and secrecy metrics (including SOP, PNZ, and ASC) are respectively provided. Besides, their asymptotic behaviors are also performed and compared with the exact results. \n \nConsidering the impacts of users’ densities, spatial distribution, and the path-loss exponent on secrecy issue, the third aspect of this thesis is detailed in Chapter 8 as the secrecy investigation of stochastic MIMO system over α −μ wiretap fading channels. Both the stochastic geometry and conventional space-time transmission (STT) scheme are used in the system configuration. The secrecy issue is mathematically evaluated by three metrics, i.e., connection outage, the probability of non-zero secrecy capacity and the ergodic secrecy capacity. Those three metrics are later on derived regarding two ordering scheme, and further compared with Monte-Carlo simulations.
In this two-part paper, we consider the transmission of confidential data over wireless wiretap channels. The first part presents an information-theoretic problem formulation in which two legitimate partners communicate over a quasi-static fading channel and an eavesdropper observes their transmissions through another independent quasi-static fading channel. We define the secrecy capacity in terms of outage probability and provide a complete characterization of the maximum transmission rate at which the eavesdropper is unable to decode any information. In sharp contrast with known results for Gaussian wiretap channels (without feedback), our contribution shows that in the presence of fading information-theoretic security is achievable even when the eavesdropper has a better average signal-to-noise ratio (SNR) than the legitimate receiver - fading thus turns out to be a friend and not a foe. The issue of imperfect channel state information is also addressed. Practical schemes for wireless information-theoretic security are presented in Part II, which in some cases comes close to the secrecy capacity limits given in this paper.
We consider the transmission of confidential data over wireless channels with multiple communicating parties. Based on an information-theoretic problem formulation in which two legitimate partners communicate over a quasi-static fading channel and an eavesdropper observes their transmissions through another independent quasi-static fading channel, we define the secrecy capacity in terms of outage probability and provide a complete characterization of the maximum transmission rate at which the eavesdropper is unable to decode any information. In sharp contrast with known results for Gaussian wiretap channels (without feedback), our contribution shows that in the presence of fading information-theoretic security is achievable even when the eavesdropper has a better average signal-to-noise ratio (SNR) than the legitimate receiver - fading thus turns out to be a friend and not a foe.
Abstract Physical layer security (PLS) has been proposed to afford an extra layer of security on top of the conventional cryptographic techniques. Unlike the conventional complexity-based cryptographic techniques at the upper layers, physical layer security exploits the characteristics of wireless channels, e.g., fading, noise, interference, etc., to enhance wireless security. It is proved that secure transmission can benefit from fading channels. Accordingly, numerous researchers have explored what fading can offer for physical layer security, especially the investigation of physical layer security over wiretap fading channels. Therefore, this paper aims at reviewing the existing and ongoing research works on this topic. More specifically, we present a classification of research works in terms of the four categories of fading models: (i) small-scale, (ii) large-scale, (iii) composite, and (iv) cascaded. To elaborate these fading models with a generic and flexible tool, three promising candidates, including the mixture gamma (MG), mixture of Gaussian (MoG), and Fox’sH-function distributions, are comprehensively examined and compared. Their advantages and limitations are further demonstrated via security performance metrics, which are designed as vivid indicators to measure how perfect secrecy is ensured. Two clusters of secrecy metrics, namely (i) secrecy outage probability (SOP), and the lower bound of SOP; and (ii) the probability of nonzero secrecy capacity (PNZ), the intercept probability, average secrecy capacity (ASC), and ergodic secrecy capacity, are displayed and, respectively, deployed in passive and active eavesdropping scenarios. Apart from those, revisiting the secrecy enhancement techniques based on Wyner’s wiretap model, the on-off transmission scheme, jamming approach, antenna selection, and security region are discussed.