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Journal of Physics Condensed Matter

Electronic properties of strongly correlated fermions in nanostructures

Román López-Sandoval, G. M. Pastor

Published May 22, 2004• 1 citation
Publisher

Abstract

Lattice density-functional theory is applied to small clusters described by the Hubbard model in order to study the effect of the correlation on these nano-objects. Results for the ground-state energy and charge excitation gap of small clusters are presented and discussed as a function of the number of sites Na, Coulomb repulsion U/t, and band filling n.

DOI
10.1088/0953-8984/16/22/023

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Lattice density-functional theory is applied to small clusters described by the Hubbard model in order to study the effect of the correlation on these nano-objects. Results for the ground-state energy and charge excitation gap of small clusters are presented and discussed as a function of the number of sites Na, Coulomb repulsion U/t, and band filling n.
A density-functional theory (DFT) of lattice fermion models is presented, which uses the single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ as basic variable. A simple, explicit approximation to the interaction-energy functional $W[\ensuremath{\gamma}]$ of the Hubbard model is derived from exact dimer results, scaling properties of $W[\ensuremath{\gamma}]$ and known limits. Systematic tests on the one-dimensional chain show a remarkable agreement with the Bethe-ansatz exact solution for all interaction regimes and band fillings. New results are obtained for the ground-state energy and charge-excitation gap in two dimensions. A successful description of strong electron correlations within DFT is achieved.
The Hubbard model is investigated in the framework of lattice density functional theory (LDFT). The single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ with respect to the lattice sites is considered as the basic variable of the many-body problem. A new approximation to the interaction-energy functional $W[\ensuremath{\gamma}]$ is proposed which is based on its scaling properties and which recovers exactly the limit of strong electron correlations at half-band filling. In this way, a more accurate description of W is obtained throughout the domain of representability of ${\ensuremath{\gamma}}_{\mathrm{ij}},$ including the crossover from weak to strong correlations. As examples of applications results are given for the ground-state energy, charge-excitation gap, and charge susceptibility of the Hubbard model in one-, two-, and three-dimensional lattices. The performance of the method is demonstrated by comparison with available exact solutions, with numerical calculations, and with LDFT using a simpler dimer ansatz for W. Goals and limitations of the different approximations are discussed.
The dimerized one-dimensional Hubbard model is studied in the framework of lattice density-functional theory (LDFT). The single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ with respect to the lattice sites is considered as the basic variable. The corresponding interaction-energy functional $W[{\ensuremath{\gamma}}_{\mathrm{ij}}]$ is defined by Levy's constrained search. Exact numerical results are obtained for $W({\ensuremath{\gamma}}_{12},{\ensuremath{\gamma}}_{23}),$ where ${\ensuremath{\gamma}}_{12}={\ensuremath{\gamma}}_{i,i+1}$ for odd i and ${\ensuremath{\gamma}}_{23}={\ensuremath{\gamma}}_{i,i+1}$ for even i are the nearest-neighbor density-matrix elements along the chain. The domain of representability of ${\ensuremath{\gamma}}_{\mathrm{ij}}$ and the functional dependence of $W({\ensuremath{\gamma}}_{12},{\ensuremath{\gamma}}_{23})$ are analyzed. A simple, explicit approximation to $W({\ensuremath{\gamma}}_{12},{\ensuremath{\gamma}}_{23})$ is proposed, which is derived from scaling properties of W, exact dimer results, and known limits. Using this approximation, LDFT is applied to determine ground-state properties and charge-excitation gaps of finite and infinite dimerized chains as a function of the Coulomb-repulsion strength U/tU/tU/t and of the alternation $\ensuremath{\delta}t$ of the hopping integrals tij{t}_{\mathrm{ij}}tij​ ${(t}_{\mathrm{ij}}=t\ifmmode\pm\else\textpm\fi{}\ensuremath{\delta}t).$ The accuracy of the method is demonstrated by comparison with available exact solutions and accurate numerical calculations. Goals and limitations of the present approach are discussed particularly concerning its ability to describe the crossover from weak to strong electron correlations.
The ground-state wave function and energy are calculated for the one-band Hubbard Hamiltonian on a 4\ifmmode\times\else\texttimes\fi{}4 cluster of the square lattice up to first and second order of the on-site Coulomb repulsion U, respectively. Changes induced by a deviation of the number of electrons from half-filling (one electron per lattice site) are closely followed. Charge-charge and spin-spin correlation functions are directly obtained from the ground-state wave function and show the existence of antiferromagnetic correlations that extend over the whole cluster at half-filling. Correlations among sites separated by more than a lattice site diminish very rapidly as holes are introduced into the cluster. The analysis is extended to the negative-U case. Ground-state properties change qualitatively.
A density-functional theory for many-body lattice models is considered in which the single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ is the basic variable. Eigenvalue equations are derived for solving Levy's constrained search of the interaction energy functional $W[{\ensuremath{\gamma}}_{\mathrm{ij}}].$ $W[{\ensuremath{\gamma}}_{\mathrm{ij}}]$ is expressed as the sum of Hartree-Fock energy ${E}_{\mathrm{HF}}[{\ensuremath{\gamma}}_{\mathrm{ij}}]$ and the correlation energy ${E}_{C}[{\ensuremath{\gamma}}_{\mathrm{ij}}].$ Exact results are obtained for ${E}_{C}({\ensuremath{\gamma}}_{12})$ of the Hubbard model on various periodic lattices, where ${\ensuremath{\gamma}}_{\mathrm{ij}}={\ensuremath{\gamma}}_{12}$ for all nearest neighbors i and j. The functional dependence of ${E}_{C}({\ensuremath{\gamma}}_{12})$ is analyzed by varying the number of sites Na,{N}_{a},Na​, band filling Ne,{N}_{e},Ne​, and lattice structure. The infinite one-dimensional chain and one-, two-, or three-dimensional finite clusters with periodic boundary conditions are considered. The properties of ${E}_{C}({\ensuremath{\gamma}}_{12})$ are discussed in the limits of weak $({\ensuremath{\gamma}}_{12}\ensuremath{\simeq}{\ensuremath{\gamma}}_{12}^{0})$ and strong $({\ensuremath{\gamma}}_{12}\ensuremath{\simeq}{\ensuremath{\gamma}}_{12}^{\ensuremath{\infty}})$ electronic correlations, and in the crossover region $({\ensuremath{\gamma}}_{12}^{\ensuremath{\infty}}<~{\ensuremath{\gamma}}_{12}<~{\ensuremath{\gamma}}_{12}^{0}).$ Using an appropriate scaling we observe that ${\ensuremath{\varepsilon}}_{C}{(g}_{12}{)=E}_{C}{/E}_{\mathrm{HF}}$ has a pseudo-universal behavior as a function of ${g}_{12}=({\ensuremath{\gamma}}_{12}\ensuremath{-}{\ensuremath{\gamma}}_{12}^{\ensuremath{\infty}})/({\ensuremath{\gamma}}_{12}^{0}\ensuremath{-}{\ensuremath{\gamma}}_{12}^{\ensuremath{\infty}}).$ The fact that ${\ensuremath{\varepsilon}}_{C}{(g}_{12})$ depends weakly on Na,{N}_{a},Na​, Ne,{N}_{e},Ne​, and lattice structure suggests that the correlation energy of extended systems could be obtained quite accurately from finite-cluster calculations. Finally, the behaviors of ${E}_{C}({\ensuremath{\gamma}}_{12})$ for repulsive (U>0)(U>0)(U>0) and attractive (U<0)(U<0)(U<0) interactions are contrasted.
The electronic, magnetic, and structural properties of small clusters are studied in the framework of the single-band Hubbard Hamiltonian. Results for various ground-state and excited-state many-body properties are presented, which were calculated exactly by means of Lanczos's numerical diagonalization method. A full geometry optimization is performed for N\ensuremath{\le}8 atoms by considering all possible nonequivalent cluster structures with fixed nearest-neighbor bond lengths. The most stable structure and the corresponding total spin S are obtained rigorously as a function of the Coulomb interaction strength U/t and number of electrons \ensuremath{\nu}. The resulting interplay between electron correlations, magnetism, and cluster structure is analyzed and the main trends as a function of N, U/t, and \ensuremath{\nu} are derived. The stability of cluster ferromagnetism is studied from two complementary points of view. First, for N\ensuremath{\le}8 and \ensuremath{\nu}=N+1, we determine exactly the stability of the ferromagnetic ground state with respect to electronic excitations and structural changes. It is shown that in small clusters the structural changes can be as important to the temperature dependence of the magnetization as the purely electronic excitations. Second, we determine the stability of the saturated ferromagnetic state with respect to single spin flips as a function of the band filling \ensuremath{\nu}/N. In this case a few selected larger clusters (7\ensuremath{\le}N\ensuremath{\le}43) in the strongly correlated limit (U/t\ensuremath{\rightarrow}+\ensuremath{\infty}) are considered. It is shown that the \ensuremath{\nu}/N dependence of the spin-flip energy \ensuremath{\Delta}${\mathrm{\ensuremath{\varepsilon}}}_{\mathrm{sf}}$ shows interesting electronic-shell-like oscillations, which reflect the characteristics of the single-particle energy-level structure and its dependence on the symmetry and size of the cluster. Finally, we conclude by discussing some of the limitations of the model together with relevant extensions. \textcopyright{} 1996 The American Physical Society.