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Journal of Mathematical Physics

Principle of compensation of dangerous diagrams for boson systems. III. Finite temperature

Donald H. Kobe, Gerald W. Goble

Published Nov 1, 1974• 2 citations
Publisher

Abstract

The principle of compensation of dangerous diagrams (PCDD) is derived at finite temperature for boson systems by minimizing the average number of Bogoliubov quasiparticles in the system. The conditions obtained state that (a) the amplitude for the creation (or annihilation) of a single quasiparticle is zero and (b) the amplitude for the creation (or annihilation) of a pair of quasiparticles is zero. These conditions are expanded in finite-temperature perturbation theory, using both the density matrix and Green's function methods. In first order the resulting equations are the Hartree-Fock-Bogoliubov equations for a homogeneous boson system at finite temperature which can also be obtained from a free energy variational principle.

DOI
10.1063/1.1666548

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Zero-pairing and zero-temperature limits of finite-temperature Hartree-Fock-Bogoliubov theory

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Background: Recently, variational Hartree-Fock-Bogoliubov (HFB) mean-field equations were shown to possess a mathematically well-defined zero-pairing limit, independently of the closed- or open-shell character of the system under consideration. This limit is nontrivial for open-shell systems such that HFB theory does not reduce to the Hartree-Fock (HF) formalism in all cases.Purpose: The present work extends this analysis to finite-temperature HFB (FTHFB) theory by investigating the behavior of this more general formalism in the combined zero-temperature and zero-pairing limits.Methods: The zero-pairing and zero-temperature limits of the FTHFB statistical density operator constrained to carry an arbitrary (integer) number of particles A on average is worked out analytically and realized numerically using a two-nucleon interaction.Results: While the FTHFB density operator reduces to the projector corresponding to a pure HF Slater determinant for closed-shell nuclei, the FTHFB formalism does not reduce to the HF theory in all cases in the zero-temperature and zero-pairing limits, i.e., for open-shell nuclei. However, the fact that a nucleus can be of open-shell character in these joint limits is necessarily the result of some symmetry restrictions. Whenever it is the case, the nontrivial description obtained for open-shell systems is shown to depend on the order with which both limits are taken, i.e., the two limits do not commute for these systems. When the zero-temperature limit is performed first, the FTHFB density operator is demoted to a projector corresponding to a pure state made out of a linear combination of a finite number of Slater determinants with different (even) numbers of particles. When the zero-pairing limit is performed first, the FTHFB density operator remains a statistical mixture of a finite number of Slater determinants with both even and odd particle numbers. While the entropy (pairing density) is zero in the first (second) case, it does not vanish in the second (first) case in spite of the temperature (pairing) tending towards zero. The difference between both limits can have striking consequences for the (thermal) expectation values of observables. For instance, the particle-number variance does not vanish in either case and has limiting values that differ by a factor of two in both cases.Conclusions: While in the textbook situation associated with closed-shell nuclei Hartree-Fock-Bogoliubov (finite-temperature Hartree-Fock) theory reduces to Hartree-Fock theory in the zero-pairing (zero-temperature) limit, the present analysis demonstrates that a nontrivial and unexpected limit is obtained for this formalism in open-shell systems. This result sheds a new light on certain aspects of this otherwise very well-studied many-body formalism.

arXiv:2008.01859•Physical Review C•Oct 27, 2020•7 citations
The principle of compensation of dangerous diagrams (PCDD) is derived at finite temperature for boson systems by minimizing the average number of Bogoliubov quasiparticles in the system. The conditions obtained state that (a) the amplitude for the creation (or annihilation) of a single quasiparticle is zero and (b) the amplitude for the creation (or annihilation) of a pair of quasiparticles is zero. These conditions are expanded in finite-temperature perturbation theory, using both the density matrix and Green's function methods. In first order the resulting equations are the Hartree-Fock-Bogoliubov equations for a homogeneous boson system at finite temperature which can also be obtained from a free energy variational principle.
The principle of compensation of dangerous diagrams (PCDD) postulated by Bogoliubov to determine the coefficients in his canonical transformation in boson systems is obtained from four criteria: (1) the number of quasiparticles in the true ground state is a minimum; (2) the ``best'' approximation to the true density matrix and pair amplitude is made; (3) the expectation value of an arbitrary operator is diagonalized up to terms cubic in the quasiparticle operators; (4) the most convenient starting point for dressing the quasiparticles is used. Quasiparticle Green's functions are introduced to obtain a diagrammatic expansion of the PCDD. The reducibility of the diagrams is also discussed.
The principle of compensation of dangerous diagrams (PCDD) postulated by Bogoliubov to determine the coefficients in the canonical transformation to quasi-particles in superconducting systems is derived from four different criteria (1) the expected number of quasi-particles in the true ground state is a minimum, (2) the one-particle density matrix and the two-particle amplitude determined from the BCS ground state are equated to the true ones, (3) the expectation value of an arbitrary operator is simplified by diagonalizing its quadratic part, and (4) the starting point for the dressing of the quasi-particle is chosen in the most convenient way. The condition obtained for the PCDD is then expressed in terms of quasi-particle Green's functions. The ladder diagrams are eliminated by examining an integral equation for the Green's function describing the creation of two quasi-particles from the vacuum. Finally, the condition obtained here for the PCDD is compared with the condition obtained previously.
Bogoliubov's principle of compensation of dangerous diagrams (PCDD) is extended to finite fermion systems and is shown to give Löwdin's natural spin–orbitals (NSO) which diagonalize the single-particle reduced density matrix. Hartree–Fock theory corresponds to the compensation of the lowest-order dangerous diagrams, which cause divergences in the perturbation expansion of the ground-state energy. The PCDD is then derived from a variational principle that the number of particle–hole excitations in the true ground state is a minimum. The sense in which the NSO give the most rapid rate of convergence of the configuration-interaction expansion of the true wavefunction is also discussed.
The principle of compensation of dangerous diagrams (PCDD), used by Bogoliubov to determine the coefficients in the canonical transformation to quasiparticles in boson systems, is obtained by maximizing the overlap between the true ground-state vector and the quasiparticle vacuum state. The zero-momentum state is treated exactly, which implies that the sum of all diagrams leading from the vacuum to a one-quasiparticle state must be zero, in addition to the diagrams leading from the vacuum to the two quasiparticle state. Other criteria, such as the diagonalization of the quasiparticle reaction operator up to terms cubic in the operators, and the absence of one and two quasiparticle contributions to the true ground-state wavefunction, are also shown to lead to the PCDD. A generalization of the Hartree procedure of minimizing the ground-state energy is obtained by replacing the bare quasiparticle interaction with the quasiparticle reaction operator, and is shown to be equivalent to the PCDD. Finally, a perturbation expansion of the PCDD is obtained, and the reducibility of diagrams is discussed.
Creation and annihilation operators of quasi-particles are introduced into the description of a finite temperature system of degenerate bosons with the aid of a canonical transformation which generalizes the one due to Bogoliubov. A variational calculation taking into account the interaction between non-zero momentum particles shows that the quasi-particles are phonons in the long wave-length limit. The state of the system, which is approximated by the grand canonical ensemble of the quasi-particles, approaches the Hartree-Fock state when the condensate is depleted completely at the critical temperature.
Background: Recently, variational Hartree-Fock-Bogoliubov (HFB) mean-field equations were shown to possess a mathematically well-defined zero-pairing limit, independently of the closed- or open-shell character of the system under consideration. This limit is nontrivial for open-shell systems such that HFB theory does not reduce to the Hartree-Fock (HF) formalism in all cases.Purpose: The present work extends this analysis to finite-temperature HFB (FTHFB) theory by investigating the behavior of this more general formalism in the combined zero-temperature and zero-pairing limits.Methods: The zero-pairing and zero-temperature limits of the FTHFB statistical density operator constrained to carry an arbitrary (integer) number of particles A on average is worked out analytically and realized numerically using a two-nucleon interaction.Results: While the FTHFB density operator reduces to the projector corresponding to a pure HF Slater determinant for closed-shell nuclei, the FTHFB formalism does not reduce to the HF theory in all cases in the zero-temperature and zero-pairing limits, i.e., for open-shell nuclei. However, the fact that a nucleus can be of open-shell character in these joint limits is necessarily the result of some symmetry restrictions. Whenever it is the case, the nontrivial description obtained for open-shell systems is shown to depend on the order with which both limits are taken, i.e., the two limits do not commute for these systems. When the zero-temperature limit is performed first, the FTHFB density operator is demoted to a projector corresponding to a pure state made out of a linear combination of a finite number of Slater determinants with different (even) numbers of particles. When the zero-pairing limit is performed first, the FTHFB density operator remains a statistical mixture of a finite number of Slater determinants with both even and odd particle numbers. While the entropy (pairing density) is zero in the first (second) case, it does not vanish in the second (first) case in spite of the temperature (pairing) tending towards zero. The difference between both limits can have striking consequences for the (thermal) expectation values of observables. For instance, the particle-number variance does not vanish in either case and has limiting values that differ by a factor of two in both cases.Conclusions: While in the textbook situation associated with closed-shell nuclei Hartree-Fock-Bogoliubov (finite-temperature Hartree-Fock) theory reduces to Hartree-Fock theory in the zero-pairing (zero-temperature) limit, the present analysis demonstrates that a nontrivial and unexpected limit is obtained for this formalism in open-shell systems. This result sheds a new light on certain aspects of this otherwise very well-studied many-body formalism.