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Physical Review Letters

Nonequilibrium Statistical Mechanics of Mixed Quantum Classical Ensembles: Application to Noncontact Atomic Force Microscopy

Lev N Kantorovich

Published Aug 13, 2002• 10 citations
Publisher

Abstract

Using the nonequilibrium statistical operator method, we suggest a new general method of treating dynamics of a combined system consisting of interacting classical and quantum parts. The method is illustrated on the tip dynamics in the noncontact atomic force microscopy (NC-AFM) where a macroscopic tip interacts with a quantum microscopic system (the surface and the nanotip). The derived general equation of motion for the tip and the Fokker-Planck equation, applicable even at low temperatures, contain memory effects and a friction term which should (at least partially) be responsible for the observed energy dissipation in NC-AFM experiments.

DOI
10.1103/physrevlett.89.096105

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Using the nonequilibrium statistical operator method, we suggest a new general method of treating dynamics of a combined system consisting of interacting classical and quantum parts. The method is illustrated on the tip dynamics in the noncontact atomic force microscopy (NC-AFM) where a macroscopic tip interacts with a quantum microscopic system (the surface and the nanotip). The derived general equation of motion for the tip and the Fokker-Planck equation, applicable even at low temperatures, contain memory effects and a friction term which should (at least partially) be responsible for the observed energy dissipation in NC-AFM experiments.
We apply the non-equilibrium statistical operator method within the mixed quantum–classical representation to the non-contact atomic force microscopy system in which a macroscopic tip is made to oscillate above a sample surface. In our treatment the tip is treated classically, whereas a microscopic system comprising atoms in the surface and in the nano-tip is considered quantum mechanically. Using a very general non-Markovian approach, we obtain both the Fokker–Planck equation for the tip and, independently, its equation of motion with friction terms and memory effects completely accounted for. In the classical limit (high temperatures) our equations turn exactly into the classical counterparts derived previously.
An approach to nonadiabatic dynamics of atoms in molecular and condensed matter systems under general nonequilibrium conditions is proposed. In this method interaction between nuclei and electrons is considered explicitly up to the second order in atomic displacements defined with respect to the mean atomic trajectory, enabling one to consider movement of atoms beyond their simple vibrations. Both electrons and nuclei are treated fully quantum-mechanically using a combination of path integrals applied to nuclei and nonequilibrium Green's functions to electrons. Our method is partitionless: initially, the entire system is coupled and assumed to be at thermal equilibrium. Then, the exact application of the Hubbard-Stratonovich transformation in mixed real and imaginary times enables us to obtain, without doing any additional approximations, an exact expression for the reduced density matrix for nuclei and hence an effective quantum Liouville equation for them, both containing Gaussian noises. It is shown that the time evolution of the expectation values for atomic positions is described by an infinite hierarchy of stochastic differential equations for atomic positions and momenta and their various fluctuations. The actual dynamics is obtained by sampling all stochastic trajectories. It is expected that applications of the method may include photoinduced chemical reactions (e.g., dissociation), electromigration, and atomic manipulation in scanning tunneling microscopy, to name just a few.
Chandrasekhar's phenomenological theory of brownian motion is transcribed to the quantum regime. The statistics used is that of Boltzmann but the free particle was treated, in addition, with Fermi-Dirac statistics followed by some discussion relating to the measurements of low temperatures. Difficulties arising from the dissipative processes involved are by-passed with the aid of a new methodology enabling one to obtain a propagator in configuration space, which embraces single-particle dissipative forces. This sort of propagator is in turn used for the construction of a type of a nonequilibrium density matrix for the quantum brownian particle. Exact nonequilibrium density matrices for the free and the harmonically bound brownian particles under the influence of external time dependent forces are obtained. Finally, a quantum Fokker-Planck type equation for the general brownian particle is derived. The analysis proceeds via functional integration.
The dynamics of a mixed quantum-classical system, in which the classical subsystem interacts with a dissipative bath, is investigated. This description of the dynamics will be appropriate if the details of the bath dynamics are unimportant but its presence plays an important role in the dissipation of energy to the environment. In this dynamical description, which can be simulated employing an ensemble of stochastic surface-hopping trajectories, the strength of the dissipation is controlled by a friction coefficient. We show that if decoherence, whose effects are controlled by the bath friction, is sufficiently rapid, the equation of motion can be reduced to a master equation. Thus, decoherence and the validity of master equation models may be explored as a function of bath friction. We use this framework to study the mechanism of decoherence in a simple model nonadiabatic chemical reaction.
We explore some aspects of nonequilibrium statistical mechanics of classical and quantum systems. Two chapters are devoted to fluctuation theorems which were originally derived for classical systems. The main challenge in formulating them in quantum mechanics is the fact that fundamental quantities of interest, like work, are defined via the classical concept of a phase space trajectory. We utilize the decoherent histories conceptual framework, in which classical trajectories emerge in quantum mechanics as a result of coarse graining, and provide a first-principles analysis of the nonequilibrium work relation of Jarzynski and Crooks's fluctuation theorem for a quantum system interacting with a general environment based on the quantum Brownian motion (QBM) model. We indicate a parameter range at low temperatures where the theorems might fail in their original form. Fluctuation theorems of Jarzynski and Crooks for systems obeying classical Hamiltonian dynamics are derived under the assumption that the initial conditions are sampled from a canonical ensemble, even though the equilibrium state of an isolated system is typically associated with the microcanonical ensemble. We address this issue through an exact analysis of the classical Brownian motion model. We argue that a stronger form of ensemble equivalence than usually discussed in equilibrium statistical mechanics is required for these theorems to hold in the infinite environment limit irrespective of the ensemble used, and proceed to prove it for this model. An exact expression for the probability distribution of work is obtained for finite environments. Intuitively one expects a system to relax to an equilibrium state when brought into contact with a thermal environment. Yet it is important to have rigorous results that provide conditions for equilibration and characterize the equilibrium state. We consider the dynamics of open quantum systems using the Langevin and master equations and rigorously show that under fairly general conditions quantum systems interacting with a heat bath relax to the equilibrium state defined as the reduced thermal state of the system plus environment, even in the strong coupling regime. Our proof is valid to second-order in interaction strength for general systems and exact for the linear QBM model, for which we also show the equivalence of multi-time correlations. In the final chapter we give a sampling of our investigations into macroscopic quantum phenomena. We work out in detail a specific example of how and under what conditions the center of mass (CoM) coordinate of a macroscopic object emerges as the relevant degree of freedom. Interaction patterns are studied in terms of the couplings they induce between the CoM and relative coordinates of two macroscopic objects. We discuss the implications of these interaction patterns on macroscopic entanglement.
A statistical mechanical formulation where nonequilibrium averages of selected quantum observables are given exactly as averages over local density operators is used to describe the dynamics and thermodynamics of a small quantum system coupled to reservoirs. The local density operators are functionals of constraint variables that play the role of thermodynamic forces that satisfy a set of equations of motion. A focus of the work is on the evolution of the average internal energy of the quantum subsystem that may be subject to external autonomous driving that does work on the system, and on entropy production in the system. The nonequilibrium statistical thermodynamics the quantum subsystem coupled to reservoirs, as well as that for the isolated subsystem and reservoirs, are discussed. When the subsystem is coupled to large quantum reservoirs, the effects of the quantum subsystem on the reservoirs can be captured through boundary conditions on the reservoir equations, and these boundary conditions are derived. The formulation is illustrated by considering the heat transfer through a system comprising a quantum system coupled to two heat reservoirs with different temperatures.