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Journal of Physics A Mathematical and Theoretical

Measure theoretical approach to recurrent properties for quantum dynamics

Yoshiki Otobe, Itaru Sasaki

Published Oct 26, 2011• 0 citations
Publisher

Abstract

Poincaré's recurrence theorem, which states that every Hamiltonian dynamics enclosed in a finite volume returns to its initial position as close as one wishes, is a mathematical basis of statistical mechanics. It is Liouville's theorem that guarantees that the dynamics preserves the volume on the state space. A quantum version of Poincaré's theorem was obtained in the middle of the 20th century without any volume structures of the state space (Hilbert space). One of our aims in this paper is to establish such properties of quantum dynamics from an analog of Liouville's theorem, namely, we will construct a natural probability measure on the Hilbert space from a Hamiltonian defined on the space. Then we will show that the measure is invariant under the corresponding Schrödinger flow. Moreover, we show that the dynamics naturally causes an infinite-dimensional Weyl transformation. It also enables us to discuss the ergodic properties of such dynamics.

DOI
10.1088/1751-8113/44/46/465209

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Poincaré's recurrence theorem, which states that every Hamiltonian dynamics enclosed in a finite volume returns to its initial position as close as one wishes, is a mathematical basis of statistical mechanics. It is Liouville's theorem that guarantees that the dynamics preserves the volume on the state space. A quantum version of Poincaré's theorem was obtained in the middle of the 20th century without any volume structures of the state space (Hilbert space). One of our aims in this paper is to establish such properties of quantum dynamics from an analog of Liouville's theorem, namely, we will construct a natural probability measure on the Hilbert space from a Hamiltonian defined on the space. Then we will show that the measure is invariant under the corresponding Schrödinger flow. Moreover, we show that the dynamics naturally causes an infinite-dimensional Weyl transformation. It also enables us to discuss the ergodic properties of such dynamics.
The Poincaré recurrence theorem shows that conservative systems in a bounded region of phase space eventually return arbitrarily close to their initial state after a finite amount of time. An analogous behavior occurs in certain quantum systems where quantum states can recur after sufficiently long unitary evolution, a phenomenon known as quantum recurrence. Periodically driven (i.e. Floquet) quantum systems in particular exhibit complex dynamics even in small dimensions, motivating the study of how interactions and Hamiltonian structure affect recurrence behavior. While most studies treat recurrence in an approximate, distance-based sense, here we address the problem of {exact}, state-independent recurrences in a broad class of finite-dimensional Floquet systems, spanning both integrable and non-integrable models. Leveraging techniques from algebraic field theory, we construct an arithmetic framework that identifies all possible recurrence times by analyzing the cyclotomic structure of the Floquet unitary's spectrum. This computationally tractable approach yields both positive results, enumerating all candidate recurrence times, and definitive negative results, rigorously ruling out candidate recurrence times for a given set of Hamiltonian parameters. We further prove that rational Hamiltonian parameters do not, in general, guarantee exact recurrences, revealing a subtle interplay between system parameters and long-time dynamics. Our findings sharpen the theoretical understanding of quantum recurrences, clarify their relationship to quantum chaos, and highlight parameter regimes of special interest for quantum metrology and control.
Quantum mechanics is essentially a statistical theory. Classical mechanics, however, is usually not viewed as being inherently statistical. Nevertheless, the latter can also be formulated statistically. Furthermore, a statistical formulation of both can be expressed in terms of unital C*-algebras, in which case it becomes clear that they have the same general structure, with quantum mechanics a noncommutative generalization of the classical case. In purely mathematical terms it is seen that quantum mechanics is a noncommutative generalization of probability theory. The most important insight in this respect is that the projection postulate of quantum mechanics is a noncommutative conditional probability. This is the subject of Chapter 1 of the thesis. As ergodic theory (the long term behaviour of a dynamical system) is done in classical probability theory, it is then also done for noncommutative probability theory in Chapter 2. In particular, generalizations of Khintchine's recurrence theorem and a variation thereof for ergodic systems are proved, as well as various characterizations of noncommutative ergodicity. Lastly, in Chapter 3, recurrence and ergodicity is then investigated from a physical perspective in quantum and classical mechanics, by means of a quantum mechanical analogue of Liouville's Theorem in classical mechanics which was suggested in Chapter 1.
We explore Poincar´e recurrence as a mechanism for generating quantum-likestatistics from recurrent classical dynamics. Modeling the universe as a singlerecurrent, ergodic trajectory on a compact phase space, we show that an embedded observer’s ignorance of their location along the recurrent trajectory definesa natural ensemble. Using the Kolmogorov Extension Theorem, we constructa Kolmogorov-consistent, normalizable measure on the induced path space. Wefurther show that recurrent loop topology fixes the complex phase weighting ofhistories, reconstructing the Feynman path integral. The Born rule emerges fromthe same consistency requirements.
We explore whether quantum field theory can be understood as the statistical mechanics of a time-reversal-invariant stochastic generalization of Hamiltonian dynamics. The motivation for this project, started with this paper, is to assign sharp values to all observables and thereby avoid the quantum measurement problem. In classical mechanics, motion is deterministic and corresponds to an evolution of the phase space probability density according to Liouville's equation that is governed by first derivatives of the Hamiltonian in phase space. We derive a generalization of the Liouville equation with natural constraints -- namely, reduction to classical Hamiltonian dynamics as the stochasticity parameter ℏ↦0\hbar\mapsto0ℏ↦0, Fokker-Planck form for the probability density evolution, local Hamiltonian dependence, time-reversal invariance, energy conservation, and minimality -- which turns out to be a Fokker-Planck equation with a generalized diffusion matrix that is symmetric, traceless, and constructed from the Hessian of the Hamiltonian. We then show that the Schrödinger equation in the coherent-state phase-space formulation of certain bosonic QFTs has precisely this form, with the Husimi function playing the role of the phase space probability density. The question to what extent this equation can be interpreted in terms of objective stochastic field theories is discussed in a companion paper.
Abstract This chapter focuses on Liouville’s theorem and classical statistical mechanics, deriving the classical propagator. The terms ‘phase space volume element’ and ‘Liouville operator’ are defined and an n-particle phase space probability density function is constructed to derive the Liouville equation. This is deconstructed into the BBGKY hierarchy, and radial distribution functions are used to develop n-body correlation functions. Koopman–von Neumann theory is investigated as a classical wavefunction approach. The chapter develops an operatorial mechanics based on classical Hilbert space, and discusses the de Broglie–Bohm formulation of quantum mechanics. Partition functions, ensemble averages and the virial theorem of Clausius are defined and Poincaré’s recurrence theorem, the Gibbs H-theorem and the Gibbs paradox are discussed. The chapter also discusses commuting observables, phase–amplitude decoupling, microcanonical ensembles, canonical ensembles, grand canonical ensembles, the Boltzmann factor, Mayer–Montroll cluster expansion and the equipartition theorem and investigates symplectic integrators, focusing on molecular dynamics.
Liouville theorem (L theorem) reveals robust incompressibility of the distribution function in phase space, given arbitrary potentials. However, its quantum generalization, Wigner flow, is compressible, i.e., L theorem is only conditionally true (e.g., for perfect Harmonic potential). We develop quantum L theorem (rigorous incompressibility) for arbitrary potentials (interacting or not) in Hamiltonians. Haar measure, instead of symplectic measure $dp\ensuremath{\wedge}dq$ used in Wigner's scheme, plays a central role. The argument is based on general measure theory, independent of specific spaces or coordinates. Comparison of classical and quantum is made: for instance, we address why Haar measure and metric preservation do not work in the classical case. Applications of the theorems in statistics, topological phase transition, ergodic theory, etc., are discussed.