The recently introduced concept of exact mean-field theories is applied to the extended simplified Hubbard model, which is a one-band extended Hubbard model (including nearest-neighbor interaction) where only the \ensuremath{\downarrow} electrons can hop. An exact mean-field Hamiltonian is derived for the model on a Bethe lattice in the limit of a large coordination number (Z\ensuremath{\rightarrow}\ensuremath{\infty}). The mean-field Hamiltonian is used to calculate the Green functions and the free energy at half-filling. This exact solution is analyzed analytically at small and large values of the on-site (U) and nearest-neighbor (V) interaction strengths. One finds that a phase transition occurs at sufficiently low temperatures for all U,V>0. The low-temperature phase is a charge-density wave for V>1/2U and a spin-density wave for V1/2U. Special attention is paid to (i) the critical temperature as a function of U and V, (ii) the order parameter as a function of temperature, and (iii) the density of states. The density of states shows that the low-temperature phase is an insulator for all U,V provided that V/U\ensuremath{\ne}1/2, while the high-temperature phase is a paramagnetic metal for all V if U2, and a paramagnetic insulator if U>2. Many detailed results are given.
We study the t-J and the Hubbard models at zero temperature using exact-diagonalization techniques on \ensuremath{\surd}10 \ifmmode\times\else\texttimes\fi{} \ensuremath{\surd}10 and 4\ifmmode\times\else\texttimes\fi{}4 sites clusters. Quantum Monte Carlo simulation results on larger lattices are also presented. All electronic fillings have been analyzed for the three models. We have measured equal-time correlation functions corresponding to various types of order (ranging from ``standard'' staggered spin order to more ``exotic'' possibilities like chiral order), as well as various dynamical properties of these models. Upper bounds for the critical hole doping (
xc), where long-range antiferromagnetic order disappears, are presented. It was found that
xc is very small in agreement with experiments for the high-
Tc superconductors. For example, in the t-J model, ${\mathit{x}}_{\mathit{c}}$0.08 at J/t=0.4. However, short-distance spin correlations are important up to much higher dopings producing a sharp well-defined spin-wave-like peak in S(q=(\ensuremath{\pi},\ensuremath{\pi}),\ensuremath{\omega}). Regarding the possibility of phase separation in the Hubbard model, we have studied the behavior of the density of particles, 〈n〉, as a function of the chemical potential, using the Lanczos method on a 4\ifmmode\times\else\texttimes\fi{}4 Hubbard cluster, finding no indications of phase separation for any value of U/t. Then, we conclude that the t-J model at small J/t should not phase separate.In order to compare theoretical predictions with photoemission experiments, we evaluated the electronic density of states N(\ensuremath{\omega}), of the Hubbard and t-J models at several doping fractions. We found that upon doping the antiferromagnetic gap is filled for U\ensuremath{\sim}8t or smaller. The chemical potential moves across the insulating gap as one goes from electron to hole doping of the half-filled cluster, in agreement with x-ray absorption experiments but at variance with photoemission experiments. We have also calculated the optical conductivity, ${\mathrm{\ensuremath{\sigma}}}_{1}$(\ensuremath{\omega}), of the Hubbard and t-J models at all dopings on 4\ifmmode\times\else\texttimes\fi{}4 clusters. Results are compared with experiments and the weight of the Drude peak is presented as a function of couplings and dopings. Spectral weight found at small frequencies is associated with the mid-infrared band observed experimentally in ${\mathrm{La}}_{2\mathrm{\ensuremath{-}}\mathit{x}}$
SrxCuO4, and with the states filling the insulating gap in photoemission experiments. An overall good agreement with experiments in the normal state was found. Regarding the possibility of superconductivity n these models, we have studied s-, d-, and p-wave pairing correlations. Naively, the d-wave channel seems enhanced near half filling while the extended s-wave channel seems enhanced from half filling up to 40% doping.However, we found that the enhancement comes from short-distance effects and, thus, no numerical indications of superconductivity were found in these models. We emphasize the importance of analyzing the pairing correlations as a function of distance to distinguish between short- and long-distance effects in the susceptibilities. We also observed that spiral order is enhanced at small J/t and low doping. Uniform chiral rder is suppressed by dynamical holes while staggered chiral order may be enhanced, although with a small plaquette order parameter. We conclude with the observation that the simple one-band Hubbard model with intermediate values of U\ensuremath{\sim}8t may account for many of the ``anomalous'' properties of the normal state of the high-
Tc superconductors.
We have calculated the ground-state energy and the fluctuation contribution to the free-energy for the Hubbard model at half filling. We have used a gauge that leads to the Hartree-Fock solution in the saddle-point approximation. The mean-field ground-state energy calculated here agrees with the results obtained by Dagotto et al. [Phys. Rev. B 45, 10 741 (1992)] with use of the exact-diagonalization techniques on a 4\ifmmode\times\else\texttimes\fi{}4 site cluster. In the large-U limit, the ground-state energy per site is obtained as
Eg/N=-U/4-J+O(
J2/U). The fluctuation contribution to the free-energy was found to have a stronger temperature and U dependence than the mean-field contribution, and to play a dominant role for strongly correlated systems.
The exact phase diagrams of the one-dimensional Hubbard model, both attractive and repulsive, in the presence of an arbitrary magnetic field h for various electron concentrations n and on-site interaction strengths U <0 or U >0 are calculated and investigated. The exact ground-state properties, namely, the ground-state energy, the average spin (magnetization), the concentration of the doubly occupied sites, the kinetic energy, the chemical potential, the spin (magnetic) susceptibility and the charge compressibility, are calculated and examined over a wide range of interaction strengths U for various h and n . It is found that the spin susceptibility at half-filling is non-analytic and changes discontinuously as U →0. The exact theory shows the absence of a charge energy gap in the U ⩽0 region for all n and provides, for the chemical potential, the rigorous upper and lower bounds for half-filled and empty bands respectively. The analytical results derived for the weak-coupling limit and asymptotic expansions for strong coupling are in full agreement with the numerical calculations.
The square-lattice extended Hubbard model at half filling is studied by a perturbation scheme. By taking into account the ground state of the mean-field theory as a reference state, the scheme treats the collective fluctuations beyond the mean field as the predominant perturbation. The system at ground state can be a spin-density wave (SDW) or a charge-density wave (CDW) depending on the relative strengths of the on-site electron interaction and the nearest-neighbor interaction. The excitation modes above the ground state are analyzed through diagonalizing an effective Hamiltonian. The energy spectra and the wave functions are self-consistently given by the formalism. By comparing the ground-state energies, we investigate the SDW-CDW transition.
We consider a generalized Hubbard model with on-site interaction U, nearest-neighbor repulsion V, and nearest-neighbor hopping for spin \ensuremath{\sigma}, which depends on the sum of particles ${\mathrm{m}}_{\mathrm{\ensuremath{\sigma}}\ensuremath{-}|\mathrm{A}\mathrm{m}}$ with opposite spin in the two sites involved. The hopping matrix elements are denoted by
tAA,
tAB,
tBB for ${\mathrm{m}}_{\mathrm{\ensuremath{\sigma}}\ensuremath{-}|\mathrm{A}\mathrm{m}}$=0,1,2, respectively. For 0
tABtAA=
tBB, we have determined the regions of parameters for which the ground-state (GS) of the one-dimensional system is a charge-density wave (CDW), a spin-density wave (SDW), or a metal (M), using Hartree-Fock, exact diagonalization of finite chains and quantum Monte Carlo. The results agree qualitatively with the exactly solvable limit of
tAB=0. For 0
tABtAA=
tBB, the GS is a M for sufficiently low values of U and V. In contrast, when
tAA+
tBB-
2tAB=0, our results suggest that the GS is either a CDW or a SDW, with the boundary between them lying near the line U=2V.