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Proceedings of the Royal Society of London Series A Containing Papers of a Mathematical and Physical Character

The quantum theory of the emission and absorption of radiation

P. A. M. Dirac

Published Mar 1, 1927• 2,288 citations
Publisher

Abstract

Abstract The new quantum theory, based on the assumption that the dynamical variables do not obey the commutative law of multiplication, has by now been developed sufficiently to form a fairly complete theory of dynamics. One can treat mathematically the problem of any dynamical system composed of a number of particles with instantaneous forces acting between them, provided it is describable by a Hamiltonian function, and one can interpret the mathematics physically by a quite definite general method. On the other hand, hardly anything has been done up to the present on quantum electrodynamics. The questions of the correct treatment of a system in which the forces are propagated with the velocity of light instead of instantaneously, of the production of an electromagnetic field by a moving electron, and of the reaction of this field on the electron have not yet been touched. In addition, there is a serious difficulty in making the theory satisfy all the requirements of the restricted principle of relativity, since a Hamiltonian function can no longer be used. This relativity question is, of course, connected with the previous ones, and it will be impossible to answer any one question completely without at the same time answering them all. However, it appears to be possible to build up a fairly satisfactory theory of the emission of radiation and of the reaction of the radiation field on the emitting system on the basis of a kinematics and dynamics which are not strictly relativistic. This is the main object of the present paper. The theory is noil-relativistic only on account of the time being counted throughout as a c-number, instead of being treated symmetrically with the space co-ordinates. The relativity variation of mass with velocity is taken into account without difficulty. The underlying ideas of the theory are very simple. Consider an atom interacting with a field of radiation, which we may suppose for definiteness to be confined in an enclosure so as to have only a discrete set of degrees of freedom. Resolving the radiation into its Fourier components, we can consider the energy and phase of each of the components to be dynamical variables describing the radiation field. Thus if Er is the energy of a component labelled r and θr is the corresponding phase (defined as the time since the wave was in a standard phase), we can suppose each Er and θr to form a pair of canonically conjugate variables. In the absence of any interaction between the field and the atom, the whole system of field plus atom will be describable by the Hamiltonian H ═ ΣrEr + Ho equal to the total energy, Ho being the Hamiltonian for the atom alone, since the variables Er, θr obviously satisfy their canonical equations of motion Er ═ — ∂H/∂θr ═ 0, θr ═ ∂H/∂Er ═ 1.

DOI
10.1098/rspa.1927.0039

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The quantum theory of dispersion

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Abstract The new quantum mechanics could at first be used to answer questions concerning radiation only through analogies with the classical theory. In Heisenberg’s original matrix theory, for instance, it is assumed that the matrix elements of the polarisation of an atom determine the emission and absorption of radiation analogously to the Fourier components in the classical theory. In more recent theories a certain expression for the electric density obtained from the quantum mechanics is used to determine the emitted radiation by the same formulæ as in the classical theory. These methods give satisfactory results in many cases, but cannot even be applied to problems where the classical analogies are obscure or non-existent, such as resonance radiation and the breadths of spectral lines. A theory of radiation has been given by the author which rests on a more definite basis. It appears that one can treat a field of radiation as a dynamical system, whose interaction with an ordinary atomic system may be described by a Hamiltonian function. The dynamical variables specifying the field are the energies and phases of its various harmonic conrponents, each of which is effectively a simple harmonic oscillator. One must, of course, in the quantum theory take these variables to be q-numbers satisfying the proper quantum conditions. One finds then that the Hamiltonian for the interaction of the field with an atom is of the same form as that for the interaction of an assembly of light-quanta with the atom. There is thus a complete formal reconciliation between the wave and light-quantum points of view.

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Remarks on radiation theory

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Annalen der Physik , Ser. 5, 9: 338–46 (1931). Received 25 February 1931. The Dirac theory of radiation gives a satisfactory account of the absorption, emission, and dispersion of radiation by atoms. Beyond this, quantum electrodynamics also provides a satisfactory treatment of interference phenomena. The results of the theory in most cases agree with what is expected from the correspondence principle, but the calculations which lead to this objective have hitherto been rather complicated, and the simplest consequences of classical radiation theory can only be derived along the circuitous route through a quite nontransparent Schrödinger equation in an infinite-dimensional space. Below we shall describe a method for treating radiation problems which connects, much more closely than the previous ones, the intuitive conceptions of classical theory with those of wave mechanics and which therefore, in most cases, and without detours, yields the result expected in terms of the correspondence principle. In this method, the starting point shall not be the Hamiltonian function or the corresponding Schrödinger equation in configuration space but rather the equations of motion, i.e. the Maxwell and Dirac wave equations. These differential equations are integrated explicitly, after the value of the wave functions ( E, H , and ψ σ ) at time t = 0 are regarded as given; here it should be noted that the wave functions at time t = 0 are noncommuting quantities. This noncommutability of the initial values of E, H , and ψ σ does not disturb the integration, however, as long as the interaction between matter and radiation is assumed to be small and only linear terms in this interaction are considered.

Cambridge University Press eBooks•Jan 6, 1994•0 citations

Notes on the theory of radiation

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Abstract It will probably be agreed that among all the recent developments of the quantum theory, one of the least satisfactory is the theory of radiation. The present paper is intended as a preliminary to a new line of attack on the subject. It was begun some time ago, but owing to lack of success in carrying it to a conclusion, its publication has been much delayed. In the meantime other papers have appeared, which in some respects follow the same train of thought. The authors of these works have carried their methods further in some directions than I have attempted, but there is still perhaps room for the discussion of a number of questions from the rather different point of view adopted here. 1. The main principle of the present work is the idea that, since matter and light both possess the dual characters of particle and wave, a similar mathematical treatment ought to be applied to both, and that this has not yet bee done as fully as should be possible. Whereas we have a fairly complete calculus for dealing with the behaviour of any number of electrons or atoms, for photons the existing processes are much less satisfactory. The central difficulty, which makes it hard to apply the ordinary methods of wave mechanics to light, is the fact that (at least according to our present ideas) photons can be created and annihilated, and to represent this in a wave system we have to be able to think of a medium suddenly coming into existence and then going out again, when the light that it was carrying is absorbed. Such behaviour is a grave difficulty in the way of allowing us to think of the photon as a wave, and tends to make us think with more favour of its particle aspect, until we recall that after all it is quite unlike any known particle to come into existence and later to disappear without trace. The theories at present current, such as that of Heisenberg and Pauli, avoid these difficulties because they are mainly formal generalisations of the classical theory; this frees them from the above difficulties, but they pay for it in being highly abstract, and, as it has turned out, rather unsuccessful.

Proceedings of the Royal Society of London Series A Containing Papers of a Mathematical and Physical Character•May 2, 1932•99 citations

On the theory of quantum mechanics

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Abstract The new mechanics of the atom introduced by Heisenberg may be based on the assumption that the variables that describe a dynamical system do not obey the commutative law of multiplication, but satisfy instead certain quantum conditions. One can build up a theory without knowing anything about the dynamical variables except the algebraic laws that they are subject to, and can show that they may be represented by matrices whenever a set of uniformising variables for the dynamical system exists. It may be shown, however (see 3), that there is no set of uniformising variables for a system containing more than one electron, so that the theory cannot progress very far on these lines. A new development of the theory has recently been given by Schrödinger. Starting from the idea that an atomic system cannot be represented by a trajectory, i. e., by a point moving through the co-ordinate space, but must be represented by a wave in this space, Schrödinger obtains from a variation prin­ciple a differential equation which the wave function ψ must satisty. This differential equation turns out to be very closely connected with the Hamiltonian equation which specifies the system, namely, if H (qr, Pr - W = 0 is the Hamiltonian equation of the system, where the qr, Pr are canonical variables, then the wave equation for ψ is {H(qr, ih ∂/∂q) - W} ψ = 0.

Proceedings of the Royal Society of London Series A Containing Papers of a Mathematical and Physical Character•Oct 1, 1926•1,041 citations

A Quantum Theory of Optical Phenomena

J. C. Slater

An attempt is made to present a consistent detailed theory of optical phenomena, based on the suggestion recently made by the author in collaboration with Bohr and Kramers. This suggestion is that atoms are radiating or absorbing continuously, during their stationary states, and that transitions influence radiation only in terminating the radiation characteristic of the old state, and substituting that of the new. The atoms, on the other hand, are supposed not to change their energy while radiating, but to change it discontinuously on transition. This necessitates giving up the detailed application of the conservation of energy in interaction between atoms and radiation. In the present paper, an additional suggestion is made, namely that resonance radiation is to be identified with the radiation carried out by the spherical wavelets which, by their interference with the external field, also produce absorption. This is practically a return to the classical picture of resonance radiation. Statement of the theory consists formally of two parts: the description of the behavior of atoms, and of radiation, when the two interact. The first involves the statement of the probabilities of transition of atoms, and is taken without change from Einstein. The probability of interruption of coherent vibrations is also discussed. The second requires the specification of the fields emitted by atoms in any steady state under the influence of any external field. These consist of spherical wavelets of the frequencies of the various quantum lines which the atom can emit or absorb in the stationary state in which it is. For emission frequencies, wavelets are emitted even in the absence of an external field; for absorption frequencies, external fields induce wavelets, similar to the wavelets of linearly bound electrons in electron theory, which on the one hand interfere with the external field to produce the phenomena of dispersion, etc., and on the other carry out the resonance radiation in all directions. Detailed descriptions of these fields are given. In a discussion of the theory, it is first shown that the assumptions which have been made about the field satisfy the correspondence principle, in that for large quantum numbers the field aproaches that which would be emitted classically on account of the interaction of an external field and a multiply periodic atom. On the other hand, it is shown that the field has a character essentially like that of classical electron theory, which is known to be in general agreement with experiments. Next, the energy and momentum relations at interaction of atoms and light are investigated, and it is shown that, although these quantities are not precisely conserved, still the assumptions as to atomic and radiation processes have been so made that they are conserved on an average over a great number of atomic processes. Finally the spectral resolution of emitted and absorbed radiation is considered; the theory gives a minimum breadth for the lines, depending on the finite length of wave trains resulting from the finite life in stationary states, and it is shown that Kirchhoff's law is obeyed, the emission and absorption lines being of the same breadth. By way of illustration, specific application of the theory is made to the simple examples of emission of light by bombardment of electrons at the resonance potential, resonance radiation, its quenching by presence of foreign gases, absorption, scattering, and disperison.

Physical Review•Apr 1, 1925•24 citations

The physical interpretation of the quantum dynamics

P. A. M. Dirac

Abstract The new quantum mechanics consists of a scheme of equations which are very closely analogous to the equations of classical mechanics, with the funda­mental difference that the dynamical variables do not obey the commutative law of multiplication, but satisfy instead the well-known quantum conditions. It follows that one cannot suppose the dynamical variables to be ordinary numbers (c-numbers), but may call them numbers of a special type (q-numbers). The theory shows that these q-numbers can in general be represented by matrices whose elements are c-numbers (functions of a time parameter). When one has performed the calculations with the q-numbers and obtained all the matrices one wants, the question arises how one is to get physical results from the theory, i. e., how can one obtain c-numbers from the theory that one can compare with experimental values ? Hitherto this has been done with the help of a number of special assumptions. In Heisenberg’s original matrix mechanics it was assumed that the elements of the diagonal matrix that repre­sents the energy are the energy levels of the system, and the elements of the matrix that represents the total polarisation, which are periodic functions of the time, determine the frequencies and intensities of the spectral lines in analogy to the classical theory. Schrodinger’s wave representation of the quantum mechanics has provided new ways of obtaining physical results from the theory, based on the assumption that the square of the amplitude of the wave function can in certain cases be interpreted as a probability. From this assumption one can, for instance, work out the probability of a transition being produced in a system (or the number of transitions produced in an assembly of like systems) by an arbitrary external perturbing force, and can thus, by supposing the perturbation to consist of incident radiation, obtain directly Einstein’s B coefficients. Again in Born’s treatment of collision problems it is assumed that the square of the amplitude of the wave function scattered in any direction determines the probability of the colliding electron (or other body) being scattered in that direction.

Proceedings of the Royal Society of London Series A Containing Papers of a Mathematical and Physical Character•Jan 1, 1927•404 citations
Abstract The new quantum theory, based on the assumption that the dynamical variables do not obey the commutative law of multiplication, has by now been developed sufficiently to form a fairly complete theory of dynamics. One can treat mathematically the problem of any dynamical system composed of a number of particles with instantaneous forces acting between them, provided it is describable by a Hamiltonian function, and one can interpret the mathematics physically by a quite definite general method. On the other hand, hardly anything has been done up to the present on quantum electrodynamics. The questions of the correct treatment of a system in which the forces are propagated with the velocity of light instead of instantaneously, of the production of an electromagnetic field by a moving electron, and of the reaction of this field on the electron have not yet been touched. In addition, there is a serious difficulty in making the theory satisfy all the requirements of the restricted principle of relativity, since a Hamiltonian function can no longer be used. This relativity question is, of course, connected with the previous ones, and it will be impossible to answer any one question completely without at the same time answering them all. However, it appears to be possible to build up a fairly satisfactory theory of the emission of radiation and of the reaction of the radiation field on the emitting system on the basis of a kinematics and dynamics which are not strictly relativistic. This is the main object of the present paper. The theory is noil-relativistic only on account of the time being counted throughout as a c-number, instead of being treated symmetrically with the space co-ordinates. The relativity variation of mass with velocity is taken into account without difficulty. The underlying ideas of the theory are very simple. Consider an atom interacting with a field of radiation, which we may suppose for definiteness to be confined in an enclosure so as to have only a discrete set of degrees of freedom. Resolving the radiation into its Fourier components, we can consider the energy and phase of each of the components to be dynamical variables describing the radiation field. Thus if Er is the energy of a component labelled r and θr is the corresponding phase (defined as the time since the wave was in a standard phase), we can suppose each Er and θr to form a pair of canonically conjugate variables. In the absence of any interaction between the field and the atom, the whole system of field plus atom will be describable by the Hamiltonian H ═ ΣrEr + Ho equal to the total energy, Ho being the Hamiltonian for the atom alone, since the variables Er, θr obviously satisfy their canonical equations of motion Er ═ — ∂H/∂θr ═ 0, θr ═ ∂H/∂Er ═ 1.
Abstract The new quantum mechanics could at first be used to answer questions concerning radiation only through analogies with the classical theory. In Heisenberg’s original matrix theory, for instance, it is assumed that the matrix elements of the polarisation of an atom determine the emission and absorption of radiation analogously to the Fourier components in the classical theory. In more recent theories a certain expression for the electric density obtained from the quantum mechanics is used to determine the emitted radiation by the same formulæ as in the classical theory. These methods give satisfactory results in many cases, but cannot even be applied to problems where the classical analogies are obscure or non-existent, such as resonance radiation and the breadths of spectral lines. A theory of radiation has been given by the author which rests on a more definite basis. It appears that one can treat a field of radiation as a dynamical system, whose interaction with an ordinary atomic system may be described by a Hamiltonian function. The dynamical variables specifying the field are the energies and phases of its various harmonic conrponents, each of which is effectively a simple harmonic oscillator. One must, of course, in the quantum theory take these variables to be q-numbers satisfying the proper quantum conditions. One finds then that the Hamiltonian for the interaction of the field with an atom is of the same form as that for the interaction of an assembly of light-quanta with the atom. There is thus a complete formal reconciliation between the wave and light-quantum points of view.
Annalen der Physik , Ser. 5, 9: 338–46 (1931). Received 25 February 1931. The Dirac theory of radiation gives a satisfactory account of the absorption, emission, and dispersion of radiation by atoms. Beyond this, quantum electrodynamics also provides a satisfactory treatment of interference phenomena. The results of the theory in most cases agree with what is expected from the correspondence principle, but the calculations which lead to this objective have hitherto been rather complicated, and the simplest consequences of classical radiation theory can only be derived along the circuitous route through a quite nontransparent Schrödinger equation in an infinite-dimensional space. Below we shall describe a method for treating radiation problems which connects, much more closely than the previous ones, the intuitive conceptions of classical theory with those of wave mechanics and which therefore, in most cases, and without detours, yields the result expected in terms of the correspondence principle. In this method, the starting point shall not be the Hamiltonian function or the corresponding Schrödinger equation in configuration space but rather the equations of motion, i.e. the Maxwell and Dirac wave equations. These differential equations are integrated explicitly, after the value of the wave functions ( E, H , and ψ σ ) at time t = 0 are regarded as given; here it should be noted that the wave functions at time t = 0 are noncommuting quantities. This noncommutability of the initial values of E, H , and ψ σ does not disturb the integration, however, as long as the interaction between matter and radiation is assumed to be small and only linear terms in this interaction are considered.
Abstract It will probably be agreed that among all the recent developments of the quantum theory, one of the least satisfactory is the theory of radiation. The present paper is intended as a preliminary to a new line of attack on the subject. It was begun some time ago, but owing to lack of success in carrying it to a conclusion, its publication has been much delayed. In the meantime other papers have appeared, which in some respects follow the same train of thought. The authors of these works have carried their methods further in some directions than I have attempted, but there is still perhaps room for the discussion of a number of questions from the rather different point of view adopted here. 1. The main principle of the present work is the idea that, since matter and light both possess the dual characters of particle and wave, a similar mathematical treatment ought to be applied to both, and that this has not yet bee done as fully as should be possible. Whereas we have a fairly complete calculus for dealing with the behaviour of any number of electrons or atoms, for photons the existing processes are much less satisfactory. The central difficulty, which makes it hard to apply the ordinary methods of wave mechanics to light, is the fact that (at least according to our present ideas) photons can be created and annihilated, and to represent this in a wave system we have to be able to think of a medium suddenly coming into existence and then going out again, when the light that it was carrying is absorbed. Such behaviour is a grave difficulty in the way of allowing us to think of the photon as a wave, and tends to make us think with more favour of its particle aspect, until we recall that after all it is quite unlike any known particle to come into existence and later to disappear without trace. The theories at present current, such as that of Heisenberg and Pauli, avoid these difficulties because they are mainly formal generalisations of the classical theory; this frees them from the above difficulties, but they pay for it in being highly abstract, and, as it has turned out, rather unsuccessful.
Abstract The new mechanics of the atom introduced by Heisenberg may be based on the assumption that the variables that describe a dynamical system do not obey the commutative law of multiplication, but satisfy instead certain quantum conditions. One can build up a theory without knowing anything about the dynamical variables except the algebraic laws that they are subject to, and can show that they may be represented by matrices whenever a set of uniformising variables for the dynamical system exists. It may be shown, however (see 3), that there is no set of uniformising variables for a system containing more than one electron, so that the theory cannot progress very far on these lines. A new development of the theory has recently been given by Schrödinger. Starting from the idea that an atomic system cannot be represented by a trajectory, i. e., by a point moving through the co-ordinate space, but must be represented by a wave in this space, Schrödinger obtains from a variation prin­ciple a differential equation which the wave function ψ must satisty. This differential equation turns out to be very closely connected with the Hamiltonian equation which specifies the system, namely, if H (qr, Pr - W = 0 is the Hamiltonian equation of the system, where the qr, Pr are canonical variables, then the wave equation for ψ is {H(qr, ih ∂/∂q) - W} ψ = 0.
An attempt is made to present a consistent detailed theory of optical phenomena, based on the suggestion recently made by the author in collaboration with Bohr and Kramers. This suggestion is that atoms are radiating or absorbing continuously, during their stationary states, and that transitions influence radiation only in terminating the radiation characteristic of the old state, and substituting that of the new. The atoms, on the other hand, are supposed not to change their energy while radiating, but to change it discontinuously on transition. This necessitates giving up the detailed application of the conservation of energy in interaction between atoms and radiation. In the present paper, an additional suggestion is made, namely that resonance radiation is to be identified with the radiation carried out by the spherical wavelets which, by their interference with the external field, also produce absorption. This is practically a return to the classical picture of resonance radiation. Statement of the theory consists formally of two parts: the description of the behavior of atoms, and of radiation, when the two interact. The first involves the statement of the probabilities of transition of atoms, and is taken without change from Einstein. The probability of interruption of coherent vibrations is also discussed. The second requires the specification of the fields emitted by atoms in any steady state under the influence of any external field. These consist of spherical wavelets of the frequencies of the various quantum lines which the atom can emit or absorb in the stationary state in which it is. For emission frequencies, wavelets are emitted even in the absence of an external field; for absorption frequencies, external fields induce wavelets, similar to the wavelets of linearly bound electrons in electron theory, which on the one hand interfere with the external field to produce the phenomena of dispersion, etc., and on the other carry out the resonance radiation in all directions. Detailed descriptions of these fields are given. In a discussion of the theory, it is first shown that the assumptions which have been made about the field satisfy the correspondence principle, in that for large quantum numbers the field aproaches that which would be emitted classically on account of the interaction of an external field and a multiply periodic atom. On the other hand, it is shown that the field has a character essentially like that of classical electron theory, which is known to be in general agreement with experiments. Next, the energy and momentum relations at interaction of atoms and light are investigated, and it is shown that, although these quantities are not precisely conserved, still the assumptions as to atomic and radiation processes have been so made that they are conserved on an average over a great number of atomic processes. Finally the spectral resolution of emitted and absorbed radiation is considered; the theory gives a minimum breadth for the lines, depending on the finite length of wave trains resulting from the finite life in stationary states, and it is shown that Kirchhoff's law is obeyed, the emission and absorption lines being of the same breadth. By way of illustration, specific application of the theory is made to the simple examples of emission of light by bombardment of electrons at the resonance potential, resonance radiation, its quenching by presence of foreign gases, absorption, scattering, and disperison.
Abstract The new quantum mechanics consists of a scheme of equations which are very closely analogous to the equations of classical mechanics, with the funda­mental difference that the dynamical variables do not obey the commutative law of multiplication, but satisfy instead the well-known quantum conditions. It follows that one cannot suppose the dynamical variables to be ordinary numbers (c-numbers), but may call them numbers of a special type (q-numbers). The theory shows that these q-numbers can in general be represented by matrices whose elements are c-numbers (functions of a time parameter). When one has performed the calculations with the q-numbers and obtained all the matrices one wants, the question arises how one is to get physical results from the theory, i. e., how can one obtain c-numbers from the theory that one can compare with experimental values ? Hitherto this has been done with the help of a number of special assumptions. In Heisenberg’s original matrix mechanics it was assumed that the elements of the diagonal matrix that repre­sents the energy are the energy levels of the system, and the elements of the matrix that represents the total polarisation, which are periodic functions of the time, determine the frequencies and intensities of the spectral lines in analogy to the classical theory. Schrodinger’s wave representation of the quantum mechanics has provided new ways of obtaining physical results from the theory, based on the assumption that the square of the amplitude of the wave function can in certain cases be interpreted as a probability. From this assumption one can, for instance, work out the probability of a transition being produced in a system (or the number of transitions produced in an assembly of like systems) by an arbitrary external perturbing force, and can thus, by supposing the perturbation to consist of incident radiation, obtain directly Einstein’s B coefficients. Again in Born’s treatment of collision problems it is assumed that the square of the amplitude of the wave function scattered in any direction determines the probability of the colliding electron (or other body) being scattered in that direction.