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IEEE International Symposium on Information Theory (ISIT)

Further results on optimal signaling over secure MIMO channels

Sergey L. Loyka, Charalambos D. Charalambous

Published Jul 1, 2013• 14 citations
Publisher

Abstract

Optimal signalling over the wire-tap MIMO Gaussian channel is studied under the total transmit power constraint. The recent results are extended in several directions, including a rank-deficient solution for the optimal covariance, lower and upper capacity bounds for the general case, and characterization of optimality of the isotropic signaling. An isotropic eavesdropper model is studied, which provides (tight) upper and lower capacity bounds for the non-isotropic case and also serves as the worst-case scenario. The optimal signaling for this model is obtained in an explicit form and its properties are studied, including the high and low-SNR behavior, the conditions for the eavesdropper to be negligible and the capacity saturation effect.

DOI
10.1109/isit.2013.6620580

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IEEE International Symposium on Information Theory (ISIT)•Jun 1, 2014•7 citations
Optimal signalling over the wire-tap MIMO Gaussian channel is studied under the total transmit power constraint. The recent results are extended in several directions, including a rank-deficient solution for the optimal covariance, lower and upper capacity bounds for the general case, and characterization of optimality of the isotropic signaling. An isotropic eavesdropper model is studied, which provides (tight) upper and lower capacity bounds for the non-isotropic case and also serves as the worst-case scenario. The optimal signaling for this model is obtained in an explicit form and its properties are studied, including the high and low-SNR behavior, the conditions for the eavesdropper to be negligible and the capacity saturation effect.
Optimal signaling over the Gaussian multiple-input multiple-output wire-tap channel is studied under the total transmit power constraint. A closed-form solution for an optimal transmit covariance matrix is obtained when the channel is strictly degraded. In combination with the rank-1 solution, this provides the complete characterization of the optimal covariance for the case of two transmit antennas. The cases of weak eavesdropper and high SNR are considered. It is shown that the optimal covariance does not converge to a scaled identity in the high-SNR regime. Necessary optimality conditions and a tight upper bound on the rank of an optimal covariance matrix are established for the general case, along with a lower bound to the secrecy capacity, which is tight in a number of scenarios.
Optimal signalling over the wire-tap MIMO Gaussian channel is studied under the total transmit power constraint. A direct proof of the necessary condition of optimality (signaling on the positive directions of the difference channel) is given using the necessary KKT conditions. Based on it, an explicit, closed-form solution for the optimal transmit covariance matrix is given when the latter is of the full rank. The cases of weak eavesdropper and high SNR are considered. It is shown that the optimal covariance does not converge to a scaled identity in the latter regime. A refined estimate of the rank of an optimal covariance matrix is given for the general case.
Capacity-achieving signaling strategies for the Gaussian wiretap multiple-input multple-output (MIMO) channel are investigated without the degradedness assumption. In addition to known solutions, a number of new rank-deficient solutions for the optimal transmit covariance matrix are obtained. The case of a weak eavesdropper is considered in detail, and the optimal covariance is established in an explicit, closed form with no extra assumptions. This provides lower and upper bounds to the secrecy capacity in the general case with a bounded gap, which are tight for a weak eavesdropper or/and low SNR. Closed-form solutions are also obtained for isotropic and omnidirectional eavesdroppers, based on which lower and upper bounds to the secrecy capacity are established in the general case. Sufficient and necessary conditions for the optimality of three popular transmission techniques, namely, the zero-forcing (ZF), the standard water-filling over the channel eigenmodes, and the isotropic signaling (IS), are established for the MIMO wiretap channel. These solutions are appealing due to their lower complexity. In particular, no wiretap codes are needed for the ZF transmission, and no precoding or feedback is needed for the isotropic signaling.
Secure signaling over multiple-input multiple-output (MIMO) wiretap channel (WTC) is studied under interference and transmit power constraints. The classical MIMO WTC model is extended to interference-limited scenarios, so that interference to other users does not exceed a given threshold while ensuring simultaneously no information leakage to an eavesdropper. The operational secrecy capacity of the Gaussian MIMO WTC under interference and transmit power constraints is rigorously established in two forms (a non-convex max problem and a convex-concave max-min problem), to which per-antenna power constraints can be added as well. Optimal signaling directions are characterized in the general case, from which (tight) upper bounds to the rank of optimal transmit covariance matrix are derived. A sufficient condition for the optimality of beamforming and a necessary condition for optimal full-rank signaling are given. Closed-form rank-1 and high-rank solutions are obtained in the case of zero interference constraints. Sufficient and necessary conditions for non-zero secrecy capacity are established. The results are extended to multi-user scenarios. A sufficient and necessary condition for the unbounded growth of the secrecy capacity with transmit power is obtained. The interplay between transmit and interference power constraints is studied, and its significant impact on optimal signaling is demonstrated (so that neither constraint can be absorbed into the other one in general, as was sometimes suggested in the literature). Overall, these results provide insights into fundamental information-theoretic limits and optimal signaling strategies for secure communications under interference constraints.
Secrecy rate maximization in Gaussian MIMO wiretap channels is considered. While the optimality of Gaussian signaling and a general expression for the secrecy capacity have been well established, closed-form solutions for the optimal transmit covariance matrix are known for some special cases only, while the general case remains an open problem. This chapter reviews known closed-form solutions and presents a numerical algorithm for the general case with guaranteed convergence to the global optimum. The known solutions include full-rank and rank-1 cases (which, when combined, provide a complete solution for the case of two transmit antennas), the case of identical right singular vectors for the eavesdropper and legitimate channels, and the cases of weak, isotropic, and omnidirectional eavesdroppers, which also provide lower and upper bounds to the general case. Necessary optimality conditions and a tight upper bound for the rank of the optimal covariance matrix in the general case are discussed. Sufficient and necessary conditions for the optimality of three popular signaling strategies over MIMO channels, namely, isotropic and zero-forcing signaling as well as water-filling over the legitimate channel eigenmodes, are presented. The chapter closes with a detailed description of a numerical globally convergent algorithm to solve the general case, and gives some illustrative examples. Introduction Due to their high spectral efficiency, wireless MIMO (multiple input, multiple output) systems are widely adopted by academia and industry. The broadcast nature of wireless channels stimulated significant interest in their security aspects and the Gaussian MIMO wiretap channel (WTC) has emerged as a popular model to study information theoretic secrecy aspects of wireless systems [1]. A number of results have been obtained for this model, including the proof of optimality of Gaussian signaling [1–4], which is far from trivial and significantly more involved than that of the regular (no wiretap) MIMO channel. Once the functional form of the optimal input is established, the only unknown is its covariance matrix since the mean is always zero. This latter part has not been solved yet in the general case; only a number of special cases have been settled.
Capacity-achieving signaling strategies for the Gaussian wiretap MIMO channel are investigated without the degradedness assumption. In addition to known solutions, a number of new rank-deficient solutions for the optimal transmit covariance matrix are obtained. The case of weak eavesdropper is considered in details and the optimal covariance is established in an explicit, closed-form with no extra assumptions. The conditions for optimality of zero-forcing signaling are established, and the standard water-filling is shown to be optimal under those conditions. No wiretap codes are needed in this case. The case of identical right singular vectors for the required and eavesdropper channels is studied and the optimal covariance is established in an explicit closed form. As a by-product of this analysis, we establish a generalization of celebrated Hadamard determinantal inequality using information-theoretic tools.