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International Journal of Quantum Chemistry

Quantum dynamical manifolds: Pair states in high‐temperature superconductivity

D. F. Scofield, THOMAS C. COLLINS

Published Jan 1, 2004• 0 citations
Publisher

Abstract

Abstract The formation of Dirac pair states is shown to be crucial to the formation of the superconductive state. The properties of these Dirac bipolaron states is studied using a quantum dynamical extension of Cartan's moving frame approach to differential geometry. The overall geometric method, called quantum dynamical manifold theory (QDMT), is used to obtain the Dirac quasiparticle pair states (cooperons and potential cooperons or Dirac polaron pairs) in a polarizable medium appropriate for high‐temperature superconductors (HTSCs). The matrix solutions of the equations describing the quantum dynamical manifold have a (flavor) symmetry also occurring in other closed‐shell systems. By independently coupling each Dirac electron to a polarizable background in a semiclassic approximation, and solving the resulting quantum dynamical manifold equations (QDMEs), there are found new, nonperturbative, analytic solutions to the polaron pair (bipolaron) problem. This enables us to show that these cooperon states are closed shells with su(2) Lie algebraic symmetry. These are used to describe the cooperon system above and below the superconduction critical temperature. It is shown how these Dirac polaron pairs can be correlated for electron–electron interactions via virtual exciton exchange and screened Coulomb repulsion and then used in a homogeneous Bethe–Salpeter equation approach to study the onset of superconductivity of polaronic superconductors involving pairs of Dirac polarons. The relation of these states to the formation of a Bose–Einstein condensation (BEC) is discussed. To numerically investigate the question of the existence of high‐temperature superconductivity mediated by the screened Coulomb and boson exchange of virtual excitons, a wave vector‐ and frequency‐dependent effective interaction, Veff(k, ω), between electron or hole polaron pairs in the electronic polaron model is used in lieu of a full pairing interaction, thereby simplifying the analysis of interacting pair states. We include the temperature dependence of the dielectric function, ε−1(k, ω, T), for many‐body systems of these quasiparticles. An effective mass method is employed to further simplify the computations. Analysis of the results shows that the attractive part of Veff for the electronic polaron model persists to high temperature. Further, polarons not participating in the superconductive state produce a measurable Fermi surface even in the presence of the bipolaron BEC. © 2004 Wiley Periodicals, Inc. Int J Quantum Chem, 2004

DOI
10.1002/qua.20028

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Abstract The formation of Dirac pair states is shown to be crucial to the formation of the superconductive state. The properties of these Dirac bipolaron states is studied using a quantum dynamical extension of Cartan's moving frame approach to differential geometry. The overall geometric method, called quantum dynamical manifold theory (QDMT), is used to obtain the Dirac quasiparticle pair states (cooperons and potential cooperons or Dirac polaron pairs) in a polarizable medium appropriate for high‐temperature superconductors (HTSCs). The matrix solutions of the equations describing the quantum dynamical manifold have a (flavor) symmetry also occurring in other closed‐shell systems. By independently coupling each Dirac electron to a polarizable background in a semiclassic approximation, and solving the resulting quantum dynamical manifold equations (QDMEs), there are found new, nonperturbative, analytic solutions to the polaron pair (bipolaron) problem. This enables us to show that these cooperon states are closed shells with su(2) Lie algebraic symmetry. These are used to describe the cooperon system above and below the superconduction critical temperature. It is shown how these Dirac polaron pairs can be correlated for electron–electron interactions via virtual exciton exchange and screened Coulomb repulsion and then used in a homogeneous Bethe–Salpeter equation approach to study the onset of superconductivity of polaronic superconductors involving pairs of Dirac polarons. The relation of these states to the formation of a Bose–Einstein condensation (BEC) is discussed. To numerically investigate the question of the existence of high‐temperature superconductivity mediated by the screened Coulomb and boson exchange of virtual excitons, a wave vector‐ and frequency‐dependent effective interaction, Veff(k, ω), between electron or hole polaron pairs in the electronic polaron model is used in lieu of a full pairing interaction, thereby simplifying the analysis of interacting pair states. We include the temperature dependence of the dielectric function, ε−1(k, ω, T), for many‐body systems of these quasiparticles. An effective mass method is employed to further simplify the computations. Analysis of the results shows that the attractive part of Veff for the electronic polaron model persists to high temperature. Further, polarons not participating in the superconductive state produce a measurable Fermi surface even in the presence of the bipolaron BEC. © 2004 Wiley Periodicals, Inc. Int J Quantum Chem, 2004
A self-consistent, non-Abelian gauge theory is developed for high-temperature superconductors (HTSCs). As a physical example, a spontaneously broken (SO(4)⊃SO(3)×U(1))×3 gauge theory is described that includes excitonic and antiferromagnetic boson exchange pairing forces for the interacting superconducting and antiferromagnetic phases of the soft superconductor YBa2Cu3O7−x. A new differential geometric approach for generating quantum dynamical manifolds, called quantum dynamical manifold theory (QDMT) is used to compute the quantum geometry of these systems. It is shown how geometric conditions applied to the quasi-particle system can be used to determine self-consistent, self-gauge fields (SC-SGFs) and fix the coupling constants to reduce the calculational number of degrees of freedom of such many-body systems. The resulting theory is formulated in a way that real crystal quasi-particle basis sets are used. This work raises the hope that ab initio property calculation and systematic exploration of different mechanisms for HTSCs will become possible. © 2000 John Wiley & Sons, Inc. Int J Quant Chem 80: 341–368, 2000
We review a series of exact, analytical and numerical results obtained on the adiabatic Holstein–Hubbard model, many of which are new and non-trivial. We study next the role of the quantum lattice fluctuations that were initially neglected. The possibility of having high- T c bipolaronic superconductors is analysed on the basis of these results. We suggest that models that involve only electron–phonon coupling are very unlikely to produce bipolaronic superconductivity, which is prevented by the spatial ordering of the bipolarons associated with a lattice instability. This is due to a very large effective mass of the bipolarons that can be related to the large Peierls–Nabarro energy barrier required to move these bipolarons through the lattice in the adiabatic limit. We conjecture that high- T c superconductivity originates specifically from the exceptionally well-balanced competition between electron–phonon coupling and electron–electron repulsion. In the restricted region in which, within the mean field approach, the energy of a bipolaron is close to those of two polarons, a new type of electron pairing occurs by formation of pairs of polarons in the spin singlet state. Such a polaron pair, called a spin resonant bipolaron (SRB), is not the standard bipolaron (both could exist in the adiabatic case). Its Peierls–Nabarro energy barrier can be sharply depressed, almost to zero. As a result of quantum lattice fluctuations, its tunnelling energy is sharply enhanced. Then, superconductivity could persist for a relatively large electron–phonon coupling, with an unusually large critical temperature as a Bose condensate of SRBs before becoming, at larger coupling and in any case, an insulating spin–Peierls polaronic phase.
An extended boson–fermion (BF) model is introduced describing the evolution of attractively interacting single electrons into a binary mixture of unpaired electrons plus incoherent bosonic Cooper pairs as absolute temperature is lowered. The new model is employed to determine how the system, upon cooling, exhibits critical temperatures for: a) incoherent boson formation below as well as b) for creating a coherent boson fluid below . Critical temperatures and are related with the dynamical parameters of the attractively interacting fermion system. It is shown that the introduction of a uniform Coulomb interaction in an anisotropic BF binary gas mixture model allows finding not only a self-consistent description of a pseudogap and a dome-shaped -vs-doping behaviour, but also to predict, even in a phonon-mediated many-electron dynamics, of an energy–momentum dispersion that is either gapped or not depending on direction. This manifests itself in high- superconductors as curves in momentum space along which the superconducting gap vanishes, hence giving rise to the so-called “Fermi arcs” observed in angle-resolved-photoemission spectroscopy experiments.
Light-mass bipolarons in off-diagonally coupled electron-phonon systems provide a potential route to bipolaronic high-Tc superconductivity. While there has been numerical progress in the physically relevant limit of slow phonons, more insights are needed to fully understand to what extent this mechanism survives at finite densities and in different regimes. We address these questions using advanced tensor-network methods applied to the Su-Schrieffer-Heeger model. Studying both the spectral properties of isolated bipolarons as well as the pairing correlations at small finite densities, we find evidence that the conventional picture of bipolarons as molecular bound states which undergo Bose-Einstein condensation may need to be reconsidered. Instead, our findings suggest correlation-driven formation of a fragmented condensate with spatially separated polaron pairs, stabilized by strong repulsive electron-electron interactions at moderate values of the electron-phonon coupling. These spatially modulated charge clouds exhibit pairing with a typical length-scale set by the Fermi momentum.
Motivated by aspects of layered high-temperature superconductors and related quasi-one-dimensional materials, we consider polaron structure, dynamics, and coherence in certain extended Peierls–Hubbard models. We emphasize the qualitative importance of electron–lattice interactions even in the presence of dominant electron–electron correlations, the signatures of polaron structure and dynamics in energy-resolved pair-distribution structure functions, and the effect of disorder on polaron propagation and stability. Introduction The formation and dynamics of polarons (and bipolarons), despite a halfcentury of theoretical and experimental study, remain fascinating topics in many-body physics, combining as they do (often competing) aspects of coupled fields with distinct natural time scales (e.g., electron–phonon, spin–phonon, exciton–phonon), electron–electron interactions, lattice discreteness, nonadiabaticity, collective quantum tunneling, thermal fluctuations, competitions between disorder and polaronic localization, etc. Direct observation of polarons through real-space imaging of any of the coupled fields is rare even with the advent of STEM , AFM techniques, etc. Likewise, global measurements such as that of electronic band-structure are insensitive to polaron features. Thus, experiments and theoretical techniques have had to focus on indirect effects on microscopic probes such as transport coefficients, electronic absorption, vibrational spectroscopy, and so forth. Our purpose here is to briefly review three qualitative effects in polaron physics that have arisen in modeling two components of the lattice structure of the layered cuprate superconductors [1] – namely, extended multi-band Peierls–Hubbard models of (a) the active CuO 2 planes and (b) polarizable Cu–O clusters in the axial direction (polarizable interplanar medium).
The principal purpose of this topical review is to single out some of the universal features of high-temperature (high-Tc) and related strongly-correlated systems, which can be compared with experiment in a quantitative manner. The description starts with the concept of exchange-interaction-mediated (real-space) pairing, combined with strong correlations among narrow band electrons, for which the reference state is that of the Mott–Hubbard insulator. The physical discussion of concrete properties relies on variational approach, starting from generalized renormalized mean-field theory (RMFT) in the form of statistically-consistent Gutzwiller approximation (SGA), and its subsequent generalization, i.e., a systematic Diagrammatic Expansion of the Variational (Gutzwiller-type) Wave Function (DE-GWF). The solution leads to the two energy scales, one involving unconventional quasiparticles close to the Fermi energy, and the other reflecting the fully correlated state, involving electrons deeper below the Fermi surface. Those two regimes are separated by a kink in the dispersion relation, which is observed in photoemission. As a result, one obtains both the doping dependent properties in the correlated state, and effective renormalized quasiparticles. The reviewed ground-state characteristics for high-Tc systems encompass high-Tc superconductivity, nematicity, charge- (and pair-) density-wave effects, as well as non-BCS kinetic energy gain in the paired state. The calculated dynamic properties are: the universal Fermi velocity, the Fermi wave-vector, the effective mass enhancement, the pseudogap; and the d-wave gap magnitude. We discuss that, within the variational approach, the minimal realistic model is represented by the so-called t-J-U Hamiltonian. Inadequacy of the t-J and Hubbard models, particularly of their RMFT versions, is discussed explicitly. For heavy fermion systems, modeled by the Anderson lattice model and with the DE-GWF approach, we discuss the phase diagram, encompassing superconducting, Kondo insulating, ferro- and anti-ferromagnetic states. The superconducting state is then a two-d-wave gap system. If the orbital degeneracy of f-electrons is included, the coexistent ferromagnetic- (spin–triplet) superconducting phases appear and match those observed for UGe2 in a semiquantitative manner. Finally, in the second part, we generalize our approach to the collective spin and charge fluctuations in high-Tc systems, starting from variational approach, defining the saddle-point state, and combining it with 1/N expansion. The present scheme differs essentially from that starting from the saddle-point Hartree–Fock approximation, and incorporating the fluctuations in the random phase approximation (RPA). The spectrum of collective spin and charge excitations is determined for the Hubbard and t-J-U models, and subsequently compared quantitatively with recent experiments. The Appendices provide formal details to make this review self-contained.